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T-573-72
Sabb Inc. (Plaintiff) v.
Shipping Ltd., Lillis Marine Agencies Ltd. and The Motor Vessels Gwendolen Isle, Ellen Isle, Christine Isle, Gretchen Isle, Weser Isle, Ida Isle, owners, and all persons interested therein (Defendants)
Trial Division, Dubé J.—Montreal, October 27-31; Ottawa, November 18, 1975.
Maritime law—Stevedoring services—Whether stevedoring and related services rendered by plaintiff were contracted by defendants "S Ltd." and "L Agencies" on their own behalf so as to make them liable—Whether these defendants merely agents for their New York principals and under no liability— Objective view—Concept of a "mandatary"—Whether action in rem against "Weser Isle" enforceable—Federal Court Act, ss. 22(2)(m), 43(2)—Quebec Civil Code, art's. 1028, 1030, 1701, 1715, 1716.
Plaintiff claims for stevedoring and related services against two shipping agencies. Both defendant companies state that requests made by them to plaintiff for services were solely for and on behalf of Commonwealth Carriers Limited and/or its American agent, Amerind Shipping Corp., for whom they acted as agents to plaintiff's knowledge. It is alleged that plaintiff has claimed against the two only because of the bankruptcy of Commonwealth/Amerind, the vessels' charterers.
Held, the action is dismissed. (1) It was never the objective intention of the parties that the Montreal agencies would be responsible for stevedoring charges. An objective view leads to the conclusion that plaintiffs' intention was to service the ships for the New York principals, basically represented by Amerind; that the intention of the two defendant agents was merely to act as local shipping agents on behalf of the New York principal— local agents who never intended, never pretended to assume personal liability.
(2) As to provisions of the Quebec Civil Code dealing with mandataries, defendants did not act under their own names so as to render them liable under article 1716. They acted in the name of their New York general agents, their mandator under article 1715. The mandate was- a contract between the New York mandator and the two firms. As to plaintiff's suggestion that the mandator had no legal existence, thereby rendering liable the mandataries, the fact that a foreign company is not duly licensed to carry on business in Quebec does not mean it has no legal existence. It was not the agent who first held himself out, but the principal who first contacted plaintiff; it was for plaintiff to ascertain the legal status of the principal.
(3) As to the claim against the Weser Isle, one of two ships arrested by plaintiff, plaintiff claims that the services were necessaries within the meaning of section 22(2)(m) of the Federal Court Act, for which the vessel or its owner is liable, by virtue of reading section 22(2)(m) together with section 43(2). Proceeding in rem is merely a useful means of protecting a right in personam; there still must be a debtor personally liable. There is a rebuttable presumption that necessaries are pre sumed to have been provided on the ship's credit. Evidence shows that the supplier of services did not look to the owners nor to the ship. Plaintiff has not established the liability of the owners, and cannot enforce his action in rem.
Wolfe Stevedores (1968) Limited v. Joseph Salter's Sons Limited (1971) 2 N.S.R. (2d) 269, distinguished. Format International Security Printers Limited v. Mosden [1975] 1 Lloyd's Rep. (Q.B.) 37 and Les Chevaliers de Maison- neuve v. Société Immobilière Maisonneuve [1951] K.B. (Que.) 432, agreed with. Westcan Stevedoring Ltd. v. The Ship "Armar" [1973] F.C. 1232 and The "Heiwa Maru" v. Bird & Co. (1923) I.L.R. 1 Ran. 78, applied.
ACTION.
COUNSEL:
R. Langlois and G. Vaillancourt for plaintiff.
A. S. Hyndman, Q.C., for defendant M/V Weser Isle.
T. Bishop for defendants Shipping Ltd. and Lillis Marine Agencies Ltd:
SOLICITORS:
Langlois, Drouin & Laflamme, Quebec, for plaintiff.
McMaster, Meighen, Minnion, Patch & Cor- deau, Montreal, for defendant M/V Weser Isle.
Brisset, Bishop & Davidson, Montreal, for defendants Shipping Ltd. and Lillis Marine Agencies Ltd.
The following are the reasons for judgment rendered in English by
DUBÉ J.: This is a claim by the plaintiff, a Quebec City based stevedoring company, against two Montreal shipping agencies, Shipping Limited and Lillis Marine Agencies Limited, six vessels and their owners, for stevedoring and related ser vices rendered, mostly at the Port of Montreal from September 1st to the end of December 1971.
The amounts claimed, amended in the pleadings and at the trial, total $30,828.17 against Lillis Marine and $115,003.65 against Shipping Lim ited. The claim against the vessel Weser Isle, separately represented by counsel, amounts to $26,378.08, a portion of which ($5,910.14) is included in the claim against Lillis Marine and the balance ($20,461.94) is part of the total claimed against Shipping Limited. Thus the total amount for which plaintiff has produced invoices or other supporting exhibits stands at $145,831.82.
The President of Shipping Limited, Fred D. McCaffrey, admitted very candidly in his evidence that the books of his company showed debts owing to Sabb Inc. in the amount of $115,113.92 which he déscribed as "deficiencies in account with Com monwealth Carriers". Although a mountain of exhibits in the form of invoices, vouchers, labour slips, certificates of unloading, N.H.B. receipts, cargo manifests, internal memos, bills of lading, delivery receipts, delivery orders, railway advice notes, stowage plans, container interchange reports, piled up during the long and complex proceedings, it does appear that the crux of the problem, the first knot to untangle is not what is owing but by whom.
In the statements of defence of both Lillis Marine and Shipping Limited, the defendants state that whatever requests were made by them to Sabb Inc. for stevedoring services were made solely for and on behalf of Commonwealth Carri ers Limited for whom they acted as agents to plaintiff's knowledge. In paragraph 14 of its defence, Lillis Marine states that "plaintiff has filed a claim against Lillis Marine Agencies Ltd. and Shipping Ltd. only because the vessel's chart- erers, Commonwealth Carriers Ltd. and/or its American agent, Amerind Shipping Corp., went into bankruptcy." In his eloquent conclusion coun sel for plaintiff referred to the unfortunate event as an international bankruptcy which made innocent victims of the three major parties in this action.
Most of the material facts are not in dispute although different interpretations have been placed upon them by the various witnesses and, of course, by the plaintiff and the defendants.
It appears that in July 1971, Harry N. Moore, a New York steamship executive, was retained by Amerind Shipping Corporation to carry out cer tain duties in the container shipping business including the location of a proper terminal in Quebec City or Montreal. Amerind was general agent for Caribbean Container Line which became Commonwealth Carriers Limited in the summer of 1971 as some container services were dropped and others were extended to Europe. Amerind had experienced some berthing problems in Halifax, and looked for better priority in Quebec City or Montreal.
After some inquiries Moore heard of Sabb Inc. and arranged for a meeting with the plaintiff and a visit of its terminal facilities.
On August 11, 1971, he came to Montreal accompanied by Vern Unger, Vice-President of Operations for Amerind, where they met with K. J. Monks, Secretary-Treasurer of Sabb Inc., Edward Patrick Brennan, Manager of Lillis Marine and others. The interpretation of the con versations at the meeting at the offices of Lillis Marine and during the visit of plaintiff's terminal installations vary according to the recollections of the participants but it was obviously decided there that Sabb Inc. would provide the stevedoring ser vices to handle container ships in Montreal at the request of Mr. Moore of Amerind.
Mr. Monks knew they were Commonwealth ships. In his examination for discovery, he said (at page 2) "as soon as he (Moore) mentioned the names of the ships to me, I said: `Those I believe are the Commonwealth container ships now ter minating in Halifax' ".
Four letters from K. J. Monks to Harry Moore (tabled as exhibits Monks 1, 2, 3 and 5) shed some light on the matter. The first two were written
before the August 11 meeting and the other two shortly after.
The first one dated June 8, 1971 is addressed to "Harry Moore, Isbrandtsen Line". It should be noted here at the risk of compounding the confu sion that Isbrandtsen Line was a predecessor of Commonwealth Carriers Limited. The letter accompanied "two folders containing information in respect of our container terminal in the Port of Quebec" and notices "in connection with our ter minal at section 73 in Montreal".
The second letter of August 3rd starts with these words: "Further to telephone discussion of this date concerning your Company's decision to operate a container service from Quebec or Mon- treal ... we wish to confirm our quotation as fol lows ...". It goes on to quote the rates for han dling containers.
It should be mentioned at this stage that Moore had passed his calling card at the Montreal meet ing. The card has him as Vice-President of "C&M Transportation Consultants, Inc." The name of that firm was crossed out and the name "Amerind Shipping" was written in.
The third letter dated August 17th, addressed to "Mr. H. Moore, Amerind Shipping Corp." refers to the August 11th meeting, enclosing a Head- Donaldson schedule and states that "no doubt you will arrange to schedule your ships so as to avoid any conflict of dates". It concludes with these words: "We shall arrange to send you a schedule of wages payable to all classes of labour within the next day or two".
The fourth letter dated August 20th covers a "Schedule of Composite rates for all classes of personnel on our Terminal in Montreal for 1971". That letter was also addressed to "H. Moore, Amerind Shipping Corp."
During the relevant period the Montreal agent of Isbrandtsen or Commonwealth was Lillis Marine up to October 15, 1971, then Shipping Limited from that date. Three agency agreements
filed at the trial should be referred to at this juncture.
The first one dated March 25, 1970 is between "Cargo Carriers Ltd." of Hamilton, Bermuda and Lillis Marine Agencies Limited. It appears that Cargo Carriers is another corporate name of the Isbrandtsen Line as witness the signature "H. C. Isbrandtsen" as President of Cargo Carriers Ltd. Albert M. Lillis signed on behalf of his agency. The document states that the principal appoints Lillis Marine to be agent for Canada. The agent is to have no authority to pledge the principal's credit or in any way to engage the responsibility of the principal unless authorized. Funds collected by the agent as freight must be remitted promptly. After each vessel leaves his territory, the agent shall send to the principal a detailed disbursement account.
The second agreement, dated October 15, 1971, is between Commonwealth Carriers Limited and Shipping Limited. It establishes that Common wealth owns, operates and charters vessels and is desirous of having an agent. It appoints Shipping Limited as agent for its vessels in Canadian Great Lakes Ports and Canadian East Coast Ports. The agent will perform services normally incidental to such agency, including arranging for repairs, stevedoring and other cargo handling, "the steve dore contractors having been appointed by the Agent and/or the Company by mutual consent". All expenses incurred in connection with loading and discharge of cargo and related expenses on behalf of the company will be borne by the com pany. The agent at direction of the company will deposit all receivables to the company's account at the Bank of Montreal, the agent to provide to the Bank pro forma disbursement account on a per voyage basis and draw down up to 80% of said pro forma. Upon presentation of vouchered/actual dis bursement account the residual balance may be drawn from the Bank. Supplemental disburse ments shall be accounted in the general account ing. The agent will exercise its best efforts and due diligence to collect all freight.
The third agreement also dated October 15, 1971, is between the two defendants Shipping Limited and Lillis Marine. It is a sub-agency
contract in respect to cargo destined to Bermuda, Nassau and the Caribbeans. The plaintiff was neither a party to, nor aware of, these three documents.
At the time of the change of agency, Shipping Limited caused advertisements to appear in The Montreal Gazette identifying Shipping Limited as general agents for Commonwealth Carriers Lim ited. The October 18, 1971, issue of the Montreal Gazette filed as an exhibit carried this advertisement:
COMMONWEALTH
CARRIERS
ARE PLEASED TO ANNOUNCE
THE APPOINTMENT OF
SHIPPING LIMITED
AS GENERAL AGENTS IN CANADA
FOR THEIR INDEPENDENT FULLY
CONTAINERIZED SERVICES
CANADA-UK/CONTINENT
CANADA/CARIBBEAN
EFFECTIVE OCTOBER 15th 1971
The October 20, 1971 issue of The Gazette carried an advertisement from Shipping Limited with the title "Shipping Limited, Agents for" heading a list of clients, including "Common- wealth Carriers, independent fully containerized service". Several other issues of The Gazette for the relevant period carrying these advertisements were filed as exhibits.
In his examination for discovery, Mr. Monks was asked (at page 56) if he was "informed that the general agency for Commonwealth had changed from Lillis Marine to Shipping Limited". He answered: "Not formally, I believe I read it in The Montreal Gazette". Mr. Monks also made a congratulatory telephone call to President McCaf- frey upon the appointment of Shipping Limited as agent for Commonwealth Carriers Limited.
Shortly after the Montreal meeting, or on Sep- tember 1st, the Weser Isle called at the Port of Montreal and docked at plaintiff's terminal. There is no dispute that from that date to the end of December 1971 stevedoring and related services were performed by the plaintiff on six different
Isle ships and that Lillis Marine and, after Octo- ber 15, Shipping Limited were involved.
A certain modus operandi or channels of opera tions were followed. Day to day details of the terminal operations had been discussed between Sabb Inc. and Lillis Marine who would inform Sabb Inc. when ships were to come in and what containers were to be moved. The invoices were sent by Sabb Inc. to the Montreal agents who would forward them on to New York, and later Bermuda, for approval. The rates charged were on the basis of those quoted by Mr. Monks of Sabb Inc. to Mr. Moore of Amerind.
The exact procedure to be followed on handling cargo was defined at a November meeting and set out in a document titled "Container Cargo Han dling Procedure, S.A.A.B. Terminal Montreal" filed as exhibit P-37. The undated document is under the letterhead of Shipping Limited and unsigned. It deals with three different procedures for export containers, import containers and stor age containers. Basically it establishes that Ship ping Limited is to provide Sabb Inc. with cargo lists, rail car lists. Sabb Inc. is to issue receipts, tally sheets, interchange forms, numerical lists of all containers in the terminal and to inspect all containers for cleanliness before delivery to ship per for loading. Nothing is mentioned with refer ence to the procedure of paying stevedoring or any bills.
A discernable pattern emerges from the mass of documents, a flow from Sabb Inc. as stevedores to either Lillis Marine or Shipping Limited as Mon- treal agents, then on to Commonwealth Carriers Limited, c/o Amerind Shipping Corp. in New York. Unfortunately for the stevedoring firm the cash flow was not equal to the paper output.
Because of the dock strike in New York, cargo traffic was heavy in the Port of Montreal in the fall of 1971. Unpaid bills were piling up. When Jean-Louis Lachance became President of Sabb Inc. on January 1st, 1972, he became quite con cerned over the credit situation of the company. As soon as the 1971 financial statements of Sabb Inc. became available he took steps to collect the accounts receivable. In his evidence, Mr. Lachance said that he contacted Mr. Moore who informed him "to go after" the Montreal agents who were authorized to pay off disbursements from freight collected.
It should be noted at this point that on the opening day of the trial plaintiff sought and obtained leave to table a second amended state ment of claim which included a new paragraph 20 as follows:
Whereas on or about January 24th, 1972 defendant SHIPPING LTD. promised to pay in the course of a telephone conversation not only plaintiff's then outstanding invoices addressed to it totalling then $137,655.85 plus other invoices to come for about $20,000.00 but also the invoices addressed to co-defendant LILLIS MARINE AGENCIES LTD. for $30,828.17 and that such amounts were to be paid by a first payment of at least $75,000.00 which it did pay, the balance of approximately $150,000.00 to be paid at the rate of twenty thousand dollars per week before April 1st, 1972 which was not paid.
Mr. Lachance testified that after having spoken to Mr. Moore he contacted Donald S. Gough, Comptroller and Chief Administrator of Financial Operations for Shipping Limited. According to notes taken by Mr. Lachance during his telephone conversation on January 24, 1972, Mr. Gough agreed to pay some $75,000 cash and the balance of all outstanding bills, including those owing by Lillis Marine, at the rate of $20,000 a week. The Lachance telephone memo lists a series of invoices and the amount $76,417.25 "cash"; also "balance $150,000 to be paid before April 1, 1972, $20,000 per week". A certified cheque in the amount of $76,417.25 was in fact made and signed by Mr. Gough and quickly picked up by a Sabb employee.
Mr. Gough testified that he did in fact receive a call from Mr. Lachance. He stated that he told Lachance he would have to review the accounts receivable on behalf of Commonwealth to verify
the excess funds. He said that he informed Lachance that Shipping Limited was authorized to pay stevedoring bills from freight collected when surplus moneys were left after having paid expenses. During the conversation with Lachance he confirmed with the latter that he had some $75,000 in excess that could be used to pay off against the outstanding stevedoring charges. He added that Lachance did make a proposal that the balance be paid off in the manner outlined but that he did not promise or guarantee any specific amounts as he was limited to the excess money on hand on behalf of Commonwealth.
Fred McCaffrey, President of Shipping Limited had no criticism of his Comptroller for the cheque he issued as he himself favoured paying off Canadian suppliers from freight moneys available rather than forwarding the excess cash to a "bot- tomless pit" in New York or Bermuda.
He asserted however that Gough had no author ity to commit Shipping Limited to pay stevedoring charges other than from excess money. The con tract between Commonwealth and Shipping Lim ited auhorized the latter to pay up to 80% of freight moneys to disbursements and Gough had informed him that he had assured Lachance he would do his best to cover outstanding bills out of future freight moneys.
I must conclude that Mr. Lachance tried desper ately to extract as much cash and commitment as he possibly could from the Montreal agency and that, although he was successful in securing a substantial cheque, there just was not sufficient money at that late stage to cover all the outstand ing invoices. Although Mr. Gough must have sounded accommodating, encouraging and sooth ing to the eager listener, I cannot find that Mr. Gough would have gone so far as to personally engage his company's own financial resources without first having obtained the authority to do so. Moreover, neither the word "promise" nor any equivalent term, appear on Mr. Lachance's tele phone notes. And there is no evidence that the new President of Sabb attempted to secure a quick written confirmation of the alleged promise to pay
as he surely would have if a firm oral promise had been secured by him on the telephone.
The Gwendolen Isle and the Weser Isle were both arrested in the Port of Saint John on February 25 and 29, 1972, respectively and served with the statement of claim in this cause. The Gwendolen Isle did not file a defence. The Weser Isle did and was represented by counsel at the trial. In January 1972, Commonwealth Carriers Limited had become Commonwealth Carriers (1972) Limited and had shifted its winter opera tions to Saint John, New Brunswick. Amerind Shipping filed bankruptcy. On February 7, 1972, President McCaffrey of Shipping Limited received a very interesting telex from Midsea Containership Inc. The first paragraph reads as follows:
FURTHER TO OUR TELEPHON (SIC) CONVERSATION, PLEASE BE ADVISED THAT MIDSEA CAUSED COMMONWEALTH CARRIERS 1972 LTD. TO BE FORMED FOR "PURPOSES OF CONTINUITY OF VESSEL EMPLOYMENT. YOU MUST UNDERSTAND THERE NEVER HAS BEEN ANY FINANCIAL RELATIONSHIP DIRECTLY OR IN DIRECTLY BETWEEN MIDSEA AND OLD COMMONWEALTH BUT IN VIEW OF TAKING HOLD OF AN ABANDONED SITUATION LITERAL LY IN MID-OCEAN SOME PROCEDURE MUST BE INSTIGATED TO CLARIFY STATUS OF AFFAIRS ACCORDINGLY. FOR PURPOSES OF THIS ACCOUNTING COMMONWEALTH CARRIERS 1972 WILL PICK UP THE VOYAGES KNOWN AS ELLEN ISLE EB 16, WESER ISLE EB 15, GWENDOLEN ISLE SB 76, CHRISTINE ISLE SB 11.
The main issue in this case is whether the stevedoring and related services rendered by the plaintiff were contracted by the defendants Ship ping Limited and Lillis Marine on their own behalf so as to make them liable or whether these defendants were merely agents for their New York principals and thus under no liability. The answer must be found in the objective intention of the parties.
Plaintiff's counsel referred to the case of Wolfe Stevedores (1968) Limited v. Joseph Salter's Sons Limited', a 1970 decision of the Appeal Division of the Court of Nova Scotia which reviews some of the basic criteria in these actions for stevedoring services against shipping agents. A Halifax ship ping agent acting for Quebec City shipowners agreed to pay Wolfe Stevedores for its services out of freight charges. The Appeal Court held that the agent extended his personal liability to the steve-
' (1971) 2 N.S.R. (2d) 269 at page 275.
doring firm and breached its agreement with the stevedoring company by expending freight charges for other expenses.
After reviewing the facts, Cooper J.A., sets out the issue and refers to Bowstead on Agency and Fridman, The Law of Agency:
The principal issue before us as it was at the trial of the action is whether the contracts for loading the vessels were made by the appellant on its own behalf so as to make the appellant liable for payment of the services or whether the contracts were made by the appellant solely as agent for the owner. The law applicable is set out in Bowstead on Agency, 13th ed., pp. 374, 5 as follows:
The question whether an agent who has made a contract on behalf of his principal is to be deemed to have contracted personally, and, if so, the extent of his liability on the contract depends on the intention of the parties to be deduced from the nature and terms of the particular contract and the surrounding circumstances, including any binding custom.
Article 123 of Bowstead (supra) p. 390, reads:
"Where an agent makes a contract which is not reduced to writing, the question whether he contracted personally or solely in his capacity as an agent is a question of fact." Fridman, The Law of Agency, 2nd ed., at p. 164 is as follows:
"Where the contract is oral.—If the agent has contracted orally, the question whether or not the agent is personally liable is a question of fact, dependant on the circumstances."
Cooper J.A., also refers at page 276 to two Lloyd's cases as follows:
In Maritime Stores, Ltd. v. H. P. Marshall & Co., Ltd., [1963] 1 Lloyd's Rep. 602, the plaintiff, ships' stores mer chants, sought recovery for supplying tackle to two vessels. Roskill, J. said at p. 608:
"It is perfectly true that the defendants were ships' agents. It is perfectly true that the plaintiffs knew that they were ships' agents. But the fact that the plaintiffs knew that the defend ants were ships' agents is, in my judgment, in no way determinative of the issue."
The learned Judge then concludes at page 282:
I must now return to the central issue in this case. What did the parties intend when the agreement was made for loading the vessels? I think it was contemplated and agreed that the appellant itself would be responsible for payment of the accounts to Wolfe Stevedores. The surrounding circumstances were (1) the appellant found the cargoes for the ships; (2) Mr.
Evans said he was collecting the freight and that the bills would be paid out of the freight; (3) the bills were to be sent to Salter's Sons; (4) on three previous occasions (one relating to the "Cap St. Laurent", a vessel not owned by Bouchard) the bills were so sent and were paid; (5) nothing was said to the respondent that it should look for payment to the owner.
There are important distinctions however be tween the Wolfe case and the facts of the present case: (1) contact with Sabb Inc. was made directly by the principal through Mr. Moore, not by the agents; (2) apart from two minor bills paid by Lillis Marine and the $76,000 cheque made by Shipping Limited stevedoring bills were not paid by the agents as a matter of course; (3) the two shipping agents did not inform Sabb Inc. they would pay them out of freight collected, until January when Mr. Gough spoke to Mr. Lachance; (4) Wolfe Stevedores had no dealings with the principal Bouchard or with anybody else except the agent, whereas plaintiff Sabb Inc., mostly through their Mr. Monks, dealt directly with Mr. Moore of Amerind to establish the services and to set the stevedoring rates.
The "objective intention" test is again referred to and applied in a very recent case Format Inter national Security Printers Limited v. Mosden 2 . The question before the Court was whether in ordering from the plaintiffs the printing of stamps the defendant was acting solely as agent for the government or contracting in such manner as to incur personal liability. Mr. Justice Stabb referred to some authorities, including Bowstead and The Swan case and said at page 38:
Later in the text, under the heading, "Comment", the author has this to say:
The question whether an agent who has made a contract on behalf of his principal is to be deemed to have contracted personally, and, if so, the extent of his liability on the contract depends on the intention of the parties to be deduced from the nature and terms of the particular contract and the surrounding circumstances, including any binding custom. The operation of the rules is strictest in relation to written contracts where the use of an inappropriate form of words may make an agent personally liable though it is in fact doubtful whether he intended to assume such personal liability.
2 [1975] 1 Lloyd's Rep. (Q.B.) 37.
The contract with which I am concerned was undoubtedly an oral one, although the order was subsequently confirmed by the defendant in writing. I can therefore only conclude what were the terms of that contract by a consideration of the evidence given by two directors of the plaintiff company, Mr. McAllen and Mr. Rodgers, on the one hand, and the defendant on the other, deriving such further assistance as I can from all the surrounding circumstances, including the correspondence subsequently passing between the parties, the terms of which may give some indication of the parties' view as to what was the liability which had been incurred. This I regard as a factor to which some weight can properly be given as part of the surrounding circumstances, although the intention of the par ties should still be judged objectively.
Stabb J. thus concluded at page 44:
Accordingly, I have come to the conclusion on the evidence and on an objective view of the whole transaction that the intention always was that the defendant should be the person responsible for the printing costs of the stamps which he was authorized to have printed for the Philippine government and accordingly, in my view, the - plaintiffs have established their claim.
The objective view of the whole transaction in the present case leads me to a different conclusion. Undoubtedly stevedoring and related services were rendered and the plaintiff has a valid claim against someone. He would most likely have pressed it against the principals Amerind and Common wealth were they still solvent. But was it ever the objective intention of the parties that the Montreal agents would be responsible for stevedoring charges? I find that it was not.
The initial contact was made by Messrs. Moore and Unger of Amerind and Commonwealth who went to Montreal and inspected plaintiff's termi nal. Mr. Monks of Sabb Inc. knew them both personally and identified them with the Isbrandt- sen Line and with the Commonwealth vessels. "Isbrandtsen" and "Commonwealth" were impres sive names in the world of container ships. Such a generous line of credit as was allowed by the plaintiff would never have been extended to a mere local agent. The fact that Sabb Inc. did not pro test, but extended congratulations, when Lillis Marine was replaced as agent by the principals is a fair indication of the little importance which Sabb Inc. attached to the credit of the small Montreal shipping agency. If the "objective intention" of the parties had been to base a contract on the personal liability of Lillis Marine, Sabb would never have
allowed Lillis Marine to withdraw without insur ing that it had paid the stevedoring bills outstand ing at the time.
Written and telephone discussions with refer ence to stevedoring rates took place between Messrs. Monks and Moore; the local agents were not even involved. The person to whom the new President of Sabb turned in January to get the bills paid was Mr. Moore of Amerind. He was the one who informed Mr. Lachance "to go after" the Montreal agents who were authorized to pay steve- doring bills from freight collected. Apart from the Lachance telephone conversation, nowhere is to be found, any indication that the Montreal agents would have committed themselves to pay stevedor- ing bills out of their own money. One fails to see what their motives would be in doing so; after all they did not own the ships and were deriving no freight revenues from them.
To be sure, there is confusion as to the identity of the principals. Perhaps nowhere but in the mysterious world of container ships can such incredible fiction parade as businesslike, matter of course, reality. One would think that the plaintiff would have taken steps from the start to better identify the principals and to insist on a written contract. One must conclude that Mr. Monks of Sabb Inc. knew Messrs. Moore and Unger so well that he felt no need for better financial security or greater contractual certainty. The names in the background of these two New York men kept shifting from Isbrandtsen Line, to Cargo Contain ers Ltd., to Caribbean Containers Ltd., to•Com- monwealth Carriers and Commonwealth Carriers (1972) Ltd., with Amerind Shipping as a focal point, until its bankruptcy.
An objective view of the situation leads me to conclude that the intention of the plaintiff was to service the container ships for the New York principals, basically represented by Amerind; that the intention of the two defendant Montreal agents was merely to act as such, namely local shipping agents on behalf of the New York principals, local agents who never intended and never pretended to
assume personal liability for the stevedoring services.
Under article 1715 of the Quebec Civil Code the mandatary acting in the name of the mandator and within the bounds of the mandate is not personally liable to third persons with whom he contracts, but under article 1716 a mandatary who acts in his own name is liable to the third party.
Mandate is defined in article 1701 as "a con tract by which a person called the mandator, commits a lawful business to the management of another, called the mandatary, who by his accept ance obliges himself to perform it".
The plaintiff firstly alleged there was no man date between Amerind and/or Commonwealth and the defendant shipping agents, but in the alterna tive that if there was a mandate, unless it were a mandate as defined under article 1701, then the mandatary could not benefit from the immunity provided by article 1715. Under that alternative the mandatary would be liable under articles 1028 and 1030 of the Code.
Under article 1028 a person cannot, by a con tract in his own name, bind any one but himself, but he may contract that another shall perform an obligation and in this case he is liable in damages if such obligation be not performed by the person indicated. A person is deemed by article 1030 to have stipulated for himself unless the contrary is expressed or results from the nature of the contract.
I have no difficulty in reconciling these provi sions of the Quebec Civil Code with the applica tion of the common law principles of agency to the facts of this case.
I have found that the two defendant shipping agents, Lillis Marine and Shipping Limited, did not act under their own names so as to render them liable to the plaintiff stevedoring firm under article 1716. They acted in the name of the New York general agents, their mandator under article 1715. The mandate was a contract partly written and partly oral between the New York mandator
and the two firms. It is true that the plaintiff firm was not aware of the written contracts but they knew the mandator was dealing with them through their Montreal agents.
It was argued that the shipping agents did not act "within the bounds of the mandate" because they did not call in ordinary disbursement funds from the mandator to pay off the stevedoring bills. My understanding of the arrangement between the Montreal agents and the New York principals was that the agents were to pay ordinary disbursements but to forward stevedoring invoices to the princi pals for approval, which they did. Except that in the later stage Shipping Limited was authorized to use so called excess money to pay off stevedoring charges, which they did on one occasion with the $76,000 cheque. It is possible that Shipping Lim ited could have commenced paying plaintiff from excess money before January, but that is hardly acting outside the bounds of the mandate. In any event, the plaintiff was not privy to, nor indeed even aware of these, arrangements between the principal and his agent.
A more ingenious argument was advanced to the effect that the mandate does not exist because the mandator has no legal existence. In Traité de Droit Civil du Québec 3 , it is stated at page 68:
[TRANSLATION] The mandatary shall also be personally liable if the mandator has no legal existence.
In Les Chevaliers de Maisonneuve v. Société Immobilière Maisonneuve 4 , it was held that a person who holds himself as a mandatary guaran tees the existence of a mandator and is personally liable if a mandator does not exist. In that case, the Knights of Maisonneuve, the alleged manda- tor, were not incorporated.
Under section 3, Extra-Provincial Companies Acts, no extra-provincial corporation shall carry on business in the Province of Quebec unless - a licence under this Act has been granted to it and unless such licence is in force.
3 Série Trudel, Tome 13.
4 [1951] K.B. (Que.) 432. R.S.Q. 1964, c. 282.
Counsel for plaintiff suggested that, since it was not alleged by the defendants that their mandator was duly licensed under the said Act, these extra- provincial corporations had no legal capacity in Quebec. The mandator having no legal existence, the mandatary would then become liable to the plaintiff.
I cannot accept that argument. The fact that a foreign company is not duly licensed to carry on business in the Province of Quebec does not mean it has no legal existence. If it were so, legal and commercial chaos would prevail in the Port of Montreal. In fact, the penalty under section 11 for not complying with the requirements of the Extra- Provincial Companies Act is not imposed on the extra-provincial corporation itself but on any person doing business for it. Furthermore, it was not the agent who held himself out, but it was the principal who first contacted the plaintiff; it was for the plaintiff to ascertain the legal status of the principal.
For the foregoing reasons, plaintiff's action against Lillis Marine Agencies Limited and Ship ping Limited is dismissed with costs.
I must now turn to plaintiff's claim against the vessel Weser Isle, one of two ships arrested at Saint John, New Brunswick, in February 1972, by the plaintiff in this action. The services rendered to the Weser Isle are described in paragraph 6 of plaintiff's statement of claim as stevedoring ser vices at the request of masters and/or defendant Lillis Marine Agencies on September 1 and Octo- ber 12 ($5,910.14) and in paragraph 12 at the request of the masters and/or Shipping Limited on October 12, November 5-8, November 9 (at Quebec), ($20,462.94).
In the statement of defence the owners of the vessel, namely Partenreederei M/S Weser Isle deny that the master of the said vessel ever requested the services and deny knowledge of any arrangements with reference to alleged services. They allege that the Weser Isle is owned by a partnership of five German businessmen. They also allege that the vessel was under charter of Midsea Containership of Hamilton, Bermuda, by
virtue of a time-charter of 1968 which provided this vessel would be delivered after construction to Midsea for a period of "7-10 consecutive years". They allege that the said charterparty provided that the master was to be under the orders of the charterers and that charterers would arrange and pay for loading, trimming, etc. They pray for cancellation of the said $35,000 bail bond filed to obtain the release of the vessel and dismissal of the action.
At the trial Heinrich Wurthmann, representing the owners of the Weser Isle duly established the ownership of the vessel and the charterparty. He confirmed that the owners had no communication whatsoever with Sabb Inc., nor with Lillis Marine or Shipping Limited during the relevant period.
In Westcan Stevedoring Ltd. v. The Ship "Armor" 6 , a stevedoring firm brought an action in rem for services requested by the charterers on their sub-agents in connection with the loading of cargo on board the defendant ship Armar. The plaintiff claimed that the services were necessaries within the meaning of paragraph 22(2)(m) of the Federal Court Act' for which the vessel or owner is liable by virtue of reading paragraph 22(2)(m) together with subsection 43(2) of the Act. The sections read as follows:
22. (2) Without limiting the generality of subsection (1), it is hereby declared for greater certainty that the Trial Division has jurisdiction with respect to any claim or question arising out of one or more of the following:
(m) any claim in respect of goods, materials or services wherever supplied to a ship for her operation or maintenance including, without restricting the generality of the foregoing, claims in respect of stevedoring and lighterage;
43. (2) Subject to subsection (3), the jurisdiction conferred on the Court by section 22 may be exercised in rem against the ship, aircraft or other property that is the subject of the action, or against any proceeds of sale thereof that have been paid into court.
6 [1973] F.C. 1232.
7 R.S.C. 1970, (2nd Supp.) c. 10 as amended by 1973-74, c. 17, s. 8; 1974-75, c. 18.
My brother Collier dismissed the claim and held that personal liability of the vessel or the owner had not been proved. He stated that the Federal Court Act enabled a claimant to enforce his rights in rem but that was dependent on his establishing a liability on the owners, apart from statute. He said at page 1234:
Mr. Lutz candidly admitted he never at any time dealt with the owners of the vessel or the master of the vessel in respect of the supplying of these stevedoring services. He said his com pany was not looking to the credit of the vessel or her owners, but was supplying the services on the credit of the charterers or their sub-agents. The defendant (in this case, the owner of the vessel) has raised several issues in defence, but I propose to deal primarily with the main contention, which is this: Assuming these services to be in the nature of necessaries, the liability, on the facts here, is that of the charterer or its agents, and not a liability of the vessel or its owners; therefore this action in rem cannot be maintained.
And then at pages 1236-7:
I think it too wide a proposition, that suppliers such as the plaintiff invariably look to or ought to have the credit of the vessel. There may be sound business reasons for looking to the credit of others. In this case, Mr. Lutz testified that his company, as a matter of practice, did not usually look to the credit of the vessel (where there were charterers). He said his company did not normally wish to become involved with owners or other third parties in respect of payment for services arranged for by, with, or on behalf of, charterers.
I therefore rule against the plaintiff's first argument.
I turn now to the plaintiff's contention that subsection 43(2) and par. 22(2)(m) when read together impose, on the facts here, a liability in rem on the vessel or her owners. I understand the submission to be as follows: Prior to the passing of the Federal Court Act, liability in this case was (for the purposes of this argument) on the charterer alone. The intent of the provisions of the Act referred to is to create a liability in rem on the vessel or her owners, regardless of what the liability in personam might be.
In my view, Parliament did not intend to enlarge the liability of a vessel or her owners in the factual situation which exists here, or to create a liability on the vessel or her owners which did not in law exist prior to the passing of the Federal Court Act.
Analogous arguments have been advanced in some earlier English decisions, in which similar provisions of admiralty Acts in England were considered. I cite as examples of those situa tions: "The Tolla" [1921] P. 22; "The Sara" (1889) 14 App. Cas. 209; "The Mogileff' [1921] P. 236. See also Coastal Equipment Agencies Ltd. v. The "Corner" [1970] Ex.C.R. 13. In those cases, the history of admiralty jurisdiction in respect of necessaries and master's disbursements was, to varying degrees, reviewed. It was held that the statutory provisions providing
that a suit for necessaries or master's disbursements could be enforced by an action in rem did not per se impose a liability on the vessel or her owners. There first must be a personal liability at law which by virtue of the legislation became enforceable in rem.
To my mind, the same reasoning applies in this case. Prior to the coming into force of the Federal Court Act, the Exchequer Court on its admiralty side by statute had jurisdiction in respect of claims for necessaries. Legislation enabled the claim ant to enforce his rights in rem but was dependent on his establishing a liability on owners, apart from statute. In my view, the so-called admiralty jurisdiction sections of the Feder al Court Act did not alter the previous position.
I am deliberately quoting at some length the
judgment of Collier J., because it provides a very useful overview of the modern jurisprudence on actions in rem and the liability of vessels and their owners for necessaries.
Proceeding in rem is merely a useful machinery to protect a right in personam, there still must be a debtor personally liable. It has been held in The "Heiwa Maru" v. Bird & Co. 8 that there is a rebuttable presumption that necessaries are pre sumed to have been provided on the credit of the
ship:
It would seem therefore that though necessaries supplied to a ship are prima facie presumed to have been supplied on the credit of the ship, this prima facie presumption may be rebut ted by evidence of facts going to show that the person who has supplied or paid for the necessaries looked for payment to the person at whose instance he furnished the supplies or advance monies, and not to the owner of the ship.
The evidence in the case at bar is to the effect that the supplier of services did not look to the owners (he did not know who they were), nor to the ship (the first request against the ship was made when she was arrested), but firstly to Mr. Moore of Amerind and then to Mr. Gough of Shipping Limited. Mr. Moore was the person at whose initial request the stevedoring services were rendered, and Mr. Gough the person whom Mr. Moore suggested the plaintiff should "go after" to get paid from freight collected.
8 (1923) I.L.R. 1 Ran. 78 at page 100.
I must conclude therefore that the plaintiff has not established the liability of the owners and therefore cannot enforce his action in rem.
The action against the Weser Isle is dismissed with costs and I hereby order the bail bond (No. 3-3818) of the Fireman's Fund Insurance Com pany cancelled..
There remains plaintiff's claim against the Gwendolen Isle which was also arrested in the Port of Saint John, New Brunswick, on February 25, 1972 and served a statement of claim in this action. The exact claim made against the Gwen- dolen Isle in the second amended statement of claim is $8,568.51. It is alleged in the affidavit to lead warrant that the vessel is of Liberian registry, being registered in the Port of Monrovia and is owned by Midsea Containership Inc.
The record shows that a motion for leave to intervene and file conditional appearance dated March 6, 1972 was filed. It alleges that the vessel was at all material times owned by Midsea Con- tainership Inc., Hamilton, Bermuda ("Midsea").
Also of the same date a motion to release from arrest the M/V Weser Isle and M/V Gwendolen Isle, alleging that both vessels on or about August 20, 1971, were chartered by Midsea to Common wealth Carriers Limited for a period of one year on the terms and conditions of a time charter and that Midsea never entered into nor authorized any contract with the plaintiff.
Dated March 9, 1972, there appears on record a notice of motion to call witnesses re the above two motions in the arrest of both vessels. On that same date, an order was made allowing Midsea Contain- ership Inc. to participate in the proceedings as owner of the M/V Gwendolen Isle as well as charterers of the M/V Weser Isle. The motion to release from arrest the two vessels was dismissed _ as premature.
Unlike the owners of the Weser Isle, the owners of the Gwendolen Isle, for reasons better known to
themselves, have not filed a defence and have taken no other step to defend themselves.
There appears on the record, an order granting leave to the firm of solicitors representing the defendants Midsea Containership Inc. and the vessel Gwendolen Isle to cease representing them; also a renewed joint application for time and place for trial signed by solicitors for the plaintiff, the defendant Weser Isle and the defendants Shipping Limited and Lillis Marine Agencies; the applica tion is not signed by any solicitor for the Gwendol- en Isle. The order setting dates for the trial was also forwarded to the above three solicitors, but not to the Gwendolen Isle.
Under the circumstances, the Gwendolen Isle and her owner cannot be bound by any order which I would make against them so I am not making any.
Action against Lillis Marine Agencies Limited and Shipping Limited and the Weser Isle is dis missed with costs.
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