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T-4587-77
MDS Health Group Limited (Toronto Medical Laboratories Limited) (Plaintiff)
v.
The Queen (Defendant)
Trial Division, Gibson J.—Toronto, June 12; Ottawa, July 11, 1979.
Income tax — Manufacturing and processing deduction Plaintiff operating medical laboratories doing tests to arrive at diagnosis — Whether or not plaintiffs activities constituted "manufacturing or processing in Canada of goods for sale" so as to earn "Canadian manufacturing or processing profits" within meaning of s. 125.1(3)(a) of Income Tax Act — Income Tax Act, S.C. 1970-71-72, c. 63, s. 125.1(3)(a) — Income Tax Regulations, SOR/73-495, ss. 5200, 5202.
Plaintiff claims to be entitled to a manufacturing or process ing deduction which is an amount equivalent to a certain percentage of the amount of profit from manufacturing or processing in Canada of goods for sale within the meaning of section 125.1(3)(a) of the Income Tax Act, and which is computed by a formula in Regulations 5200 and 5202. Plaintiff operated medical laboratories where technical work or tests are done to arrive at a diagnosis. What is in issue is whether or not what the plaintiff did during these taxation years constituted "manufacturing or processing in Canada of goods for sale" so as to have earned "Canadian manufacturing and processing profits" within the meaning of section 125.1(3)(a).
Held, the appeal is dismissed. The quality of the contents of the report produced by plaintiff's various laboratories is the only thing of value produced. It is not an end product of the specimen after analysis in the sense contemplated by section 125.1 of the Act and Regulation 5200. The analysis of the specimens ends in nothing that can become the subject of a sale. Although after the analysis reports are prepared and such reports contain valuable information, such reports are not "goods" as contemplated and meant in the context of the words "manufacturing or processing in Canada of goods for sale" in section 125.1 of the Act.
St. Catharines Standard Ltd. v. The Queen 78 DTC 6168, distinguished.
INCOME tax appeal. COUNSEL:
A. M. Schwartz for plaintiff. Deen C. Olsen for defendant.
SOLICITORS:
Fasken & Calvin, Toronto, for plaintiff.
Deputy Attorney General of Canada for defendant.
The following are the reasons for judgment rendered in English by
GIBSON J.: This action and four others were heard on common evidence.' Actions T-4586-77 and T-4587-77 relate to the 1973 and 1974 taxa tion years of the plaintiff and actions T-4588-77, T-4970-77 and T-4971-77 relate to the 1973, 1974 and 1975 taxation years of the plaintiff.
The plaintiff claims to be entitled to a so-called manufacturing or processing deduction which is an amount equivalent to a certain percentage of the amount of profit from manufacturing or process ing in Canada of goods for sale within the meaning of section 125.1(3)(a) of the Income Tax Act, R.S.C. 1952, c. 148 as amended by section 1 of S.C. 1970-71-72, c. 63 and as amended thereafter for the 1974 taxation year [S.C. 1973-74, c. 29, s. 1], computed by a formula prescribed in Regula tions 5200 and 5202 [SOR/73-495] of the Act.
There is no issue between the parties as to the quantum of the deductions claimed. In each of the cases, depending on this adjudication, the plaintiff is entitled to the amounts claimed or to nothing.
What is in issue is whether or not what the plaintiff did during these taxation years constitut ed "manufacturing or processing in Canada of goods for sale" so as to have earned "Canadian manufacturing and processing profits" within the meaning of section 125.1(3)(a) of the Income Tax Act.
What the plaintiff MDS Health Group Limited did during these taxation years upon which such claim is based was to operate medical laboratories. Dr. J. C. Nixon, M.S., M.Sc., Ph.D. of the plain tiff in evidence described what MDS Health Group Limited did and does.
' The four other actions were: T-4586-77 MDS Health Group Limited v. The Queen; T-4588-77 MDS Health Group Limited v. The Queen; T-4970-77 MDS Health Group Limited v. The Queen; and T-4971-77 MDS Health Group Limited v. The Queen.
He said that a laboratory in scientific circles has a broad meaning, but in medicine it means a place where technical work or tests are done to arrive at a diagnosis. Tests and examinations involve vari ous tissues and secretions.
MDS is a laboratory which (like all other laboratories) performs laboratory tests requested by a physician. Dr. Nixon explained that a speci men may be taken by a referring physician and forwarded to MDS Laboratory by courier or the patient may simply attend a laboratory with a requisition from the physician, in which case the specimen is provided by the patient at the labora tory. Like all laboratories which normally provide a numerical number for their tests and also pro vide what is to them a normal or abnormal range for that particular test, be it a red blood cell count, an estimation of sodium in the serum of the blood, etc., MDS Laboratories did so as well. He noted that various testing processes are performed by different technicians, using analytical means. He described in great detail the technique for obtain ing a pap smear, what the pap smear kit consists of, and the intricate method of staining and the final preparation before an examination under a microscope.
Similarly, under the heading of "Histopatholo- gy", Dr. Nixon explained what happens to biopsy tissue removed by a physician. A slide is prepared again for microscopic examination.
With regard to "Biochemistry", which may be performed on blood promptly, but also urine and other body fluids, Dr. Nixon gave a short simple course in Clinical Pathology. He pointed out that MDS operates a sophisticated autoanalyzer SMA 12/60 which identifies and measures 12 constitu ents in the blood, such as glucose, urea, choles terol, alkaline phosphatase, etc. This test is the so-called SMA -12 which is a mechanical run- through of constituents in the serum specimen.
With regard to "Microbiology" which involves a culture of organisms, either found in the feces, urine, blood, sputum etc., which are examined under the microscope after incubation to encour age growth in special media and which permits
visual examination of the organism colony, Dr. Nixon describes how MDS did such in their laboratories.
He noted that similarly, haematological tech niques produce red and white cell counts, haemo globin, measurement and quantity of other con stituents in the blood.
Dr. Nixon then spoke of quality control to ensure accurate data collection.
Finally, Dr. Nixon spoke of the environmental conditions necessary for a laboratory which deals with a wide range of storage conditions, which includes freezing and refrigeration.
In sum, MDS Laboratory, employing their skilled staff analyze what specimens are brought to them, and by its staff produce or make a report. There is no other "end product" produced from the specimens.
MDS puts it this way saying that its activities include:
(a) the procuring of specimen which may be human blood, serum, feces, urine, sputum, tissue or other body fluids;
(b) the processing of the specimen; and
(c) the manufacture of a report.
As pleaded, MDS says that these activities "constituted, in the relevant year, the manufactur ing and processing of goods for sale and that its activities were performed in connection with the manufacturing or processing of goods for sale within the meaning of paragraph 125.1(3) of the Income Tax Act, having regard to statutory, common law and other definitions and interpreta tions of the words `manufacturing and processing ... of goods for sale ... ' ".
As put by counsel for the plaintiff:
Section 125.1 of the Income Tax Act permits a corporation to deduct from tax a certain percentage in respect of its "canadian manufacturing and processing profits". This latter term is defined in section 125.3 [sic] as follows:
"Canadian manufacturing and processing profits"
(a) "Canadian manufacturing and processing profits" of a corporation for a taxation year means such portion of the aggregate of all amounts each of which is the income of the corporation for the year from an active business carried on in Canada as is determined under rules prescribed for that purpose by regulation made on the recommendation of the Minister of Finance to be applicable to the manufacturing or processing in Canada of goods for sale or lease.
As set out in this subsection, the credit is applicable to profits derived from manufacturing OR processing.
The profit from manufacturing and processing is arrived at through application of a formula set out in Regulation 5200 which reads as follows:
5200. Subject to section 5201, for the purpose of para graph 125.1(3)(a) of the Act, "Canadian manufacturing and processing profits" of a corporation for a taxation year are hereby prescribed to be that proportion of the corporation's adjusted business income for the year that
(a) the aggregate of its cost of manufacturing and pro cessing capital for the year and its cost of manufacturing and processing labour for the year is of
(b) the aggregate of its cost of capital for the year and its cost of labour for the year.
This formula may be depicted as follows:
cost of manufacturing and processing of capital and labour
total cost of capital and labour
Regulation 5202 defines "cost of manufacturing and process ing labour" as:
"cost of manufacturing and processing labour" of a corpo ration for a taxation year means 100/75 of that portion of the cost of labour of the corporation for that year that reflects the extent to which
(a) the salaries and wages included in the calculation thereof were paid or payable to persons for the portion of their time that they were directly engaged in qualified activities of the corporation during the year.
but the amount so calculated shall not exceed the cost of labour of the corporation for the year.
This definition requires a determination to be made of wages or salaries paid to persons for the portion of their time that they were directly engaged in "qualified activities".
Regulation 5202 defines "qualified activities" as follows:
"qualified activities" means
(a) any of the following activities, when they are performed in Canada in connection with manufacturing or processing (not including the activities listed in subparagraphs 125.1(3)(b)(i) to (ix) of the Act) in Canada of goods for sale or lease:
(i) engineering design of products and production facilities,
(ii) receiving and storing of raw materials,
(iii) producing, assembling and handling of goods in process,
(iv) inspecting and packaging of finished goods;
(v) line supervision,
(vi) production support activities including security, clean ing, heating and factory maintenance,
(vii) quality and production control,
(viii) repair of production facilities, and
(ix) pollution control.
(b) all other activities that are performed in Canada directly in connection with manufacturing or processing (not includ ing the activities listed in subparagraphs 125.1(3)(b)(i) to (ix) of the Act) in Canada of goods for sale or lease.
The words "manufacture" or "process" are not defined in the Income Tax Act.
The submission is that the activities of MDS in each of its laboratory subdivisions involved the processing of specimens within the meaning of the case law and dictionary definitions of the word "process". Particular reliance is placed on the case of The St. Catharines Standard Limited v. The Queen 2 . In that case however, the Crown conceded that the publication of a newspaper was the manu facturing and processing of goods for sale within the meaning of section 125.1 of the Act and the only question at issue was whether news gathering, editorial work and the preparation of advertise ment were "qualified activities" within the mean ing of Regulation 5202 so that salaries paid to employees who performed these functions would constitute "cost of manufacturing and processing labour".
In this case, the quality of the contents of the report produced by the plaintiff's various laborato ries is the only thing of value. It is not an end product of the specimens after analysis in the sense required by the Act and Regulations, namely, goods as contemplated and within the meaning of section 125.1 of the Income Tax Act and Regula tion 5200. The analysis of the specimens ends in nothing that can become the subject of a sale. Although after the analysis reports are prepared and such reports contain valuable information, such reports are not "goods" contemplated and meant in the context of the words "manufacturing
2 78 DTC 6168.
or processing in Canada of goods for sale" in section 125.1 of the Act.
Accordingly, the finding is that the plaintiff does not manufacture or process in Canada goods for sale or lease within the said statutory sense and as a consequence does not qualify for any deduc tion from tax under the provisions of section 125.1 of the Income Tax Act.
The appeal is dismissed with costs.
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