Judgments

Decision Information

Decision Content

A-958-84
Dennis Brennan (Applicant) v.
The Queen, as represented by the Treasury Board and Bonnie Robichaud (Respondents)
Court of Appeal, Thurlow C.J., Pratte and Mac- Guigan JJ.—Ottawa, November 7, 8, 9, 23, 1984 and February 18, 1985.
Human rights — Sexual harassment — Discrimination — Respondent Robichaud subjected to sexual overtures by supervisor Brennan while on probation as lead hand on clean ing staff at military base — On occasion, Brennan threatening to charge Robichaud with disobedience if she left his office, and saying that "Without my support you'll fall flat on your face" — Human Rights Tribunal dismissing Robichaud's complaint alleging sexual harassment, discrimination and intimidation against Brennan and Department of National Defence, on ground sexual acts could not have occurred with out Robichaud's consent — Review Tribunal allowing appeal on holding Department of National Defence liable for Bren- nan's conduct — Brennan found guilty for failing to rebut prima facie case established by Robichaud and for creating poisoned work environment, contrary to s. 7(b) of Act — Sexual harassment constituting discriminatory practice — Review Tribunal's finding of coerced sexual acts open to it on evidence — Review Tribunal reversing inference drawn from facts, not initial Tribunal's view of facts, which inference constituted palpable and overriding error — Statement that onus of proof shifting to Brennan not error of law as not statement of law — Allegation that statement that no ques tions directed towards proving consent not unsupportable find ing of fact, since extent of such questions insignificant and not finding of fact on which decision based — Sexual harassment occurring constituting discriminatory practice because adverse differentiation in course of employment on ground of sex — S. 7 covering superior in work place exercising authority over subordinate of opposite sex in vulnerable position to intimi date subordinate and secure participation in sexual conduct — In existing power-vulnerability relationship, mere fact of sexual encounters giving rise to prima facie case of sexual harassment and onus on manager to rebut case — Bell v. Ladas applied — Brennan's conduct destroying normal work place relationship between supervisor and employee, thus making Robichaud's working conditions worse because female — Manifestation of adverse effect produced by unlawful dis criminatory conduct — Canadian Human Rights Act, S.C. 1976-77, c. 33, ss. 2(a), 3, 4, 7(b), 41, 42, 42.1(4),(5), 48(5) (as am. by S.C. 1980-81-82-83, c. 143, s. 23), (6) (as am. idem), 63 — Interpretation Act, R.S.C. 1970, c. I-23, s. 11.
Human rights — Vicarious liability — Review Tribunal erred in finding Crown strictly liable for supervisor's sexual harassment of female employee — S. 4, providing anyone engaging in discriminatory practice subject to orders in ss. 41 and 42, meaning person personally engaging in discriminatory practice or having someone else do it for him on his instruc tions — No obligation on employer to prevent employees from engaging in discriminating practices — Statute silent about vicarious, absolute or strict liability in accordance with common law tort or criminal law principles — Conduct of employees lower than Minister not attracting Crown's liability — Review Tribunal considering irrelevant matters not con stituting adverse distinguishing on basis of sex such as Crown's failure to investigate more thoroughly Robichaud's complaint and source of complaints against her, change in work assignment giving impression that Robichaud dis favoured and that Brennan not disfavoured, and that Bren- nan's activities in relation to witnesses not monitored — Canadian Human Rights Act, S.C. 1976-77, c. 33, ss. 2(a), 3, 4, 7(b), 41, 42, 42.1(4),(5), 48(5) (as am. by S.C. 1980-81- 82-83, c. 143, s. 23), (6) (as am. idem), 63.
Jurisdiction — Federal Court, Appeal Division — Applica tion to set aside decision of Canadian Human Rights Review Tribunal allowing appeal from decision of Human Rights Tribunal — Review Tribunal finding employee's supervisor guilty of sexual harassment and him and employer liable — Question of damages reserved for argument — Partial deci sion constituting reviewable judgment or order since clearly intended to be final on issues considered — VIA Rail Canada Inc. v. Butterill, authority for proposition disposition that finally disposes of less than all issues can be decision under s. 28, applied — Allowing judicial review in present circum stances in accordance with policy of upholding integrity of administrative proceedings — Since VIA Rail decision, tri bunals pausing before proceeding with consequential decisions to allow important matters on which final decision reached to be reviewed judicially — Final decision on all issues excepting remedy qualifying for judicial review since by such decision substantive question before tribunal finally disposed of — Federal Court Act, R.S.0 1970 (2nd Supp.), c. 10, s. 28.
These are applications for review of a decision of a Human Rights Review Tribunal. The respondent, Robichaud, filed a
complaint alleging sexual harassment, discrimination and intimidation by her supervisor, Brennan, and by the Depart ment of National Defence. Robichaud was on probation as a lead hand on the cleaning staff at a military establishment when the sexual advances occurred. The Human Rights Tri bunal dismissed Robichaud's complaint on the ground that the sexual acts complained of could not have occurred without Robichaud's consent. The Review Tribunal reversed the infer ence of fact that Robichaud consented to the activity in ques tion, allowed Robichaud's appeal and found Brennan guilty of sexual harassment and found both him and his employer liable for his actions. The Review Tribunal found that Robichaud had established a prima facie case of sexual harassment and that the onus shifted to the defendants to show that these acts did not constitute sexual harassment. Brennan was found guilty because he failed to rebut the prima facie case and because he had created a poisoned work environment contrary to para graph 7(b) of the Canadian Human Rights Act. The Review Tribunal reserved for argument its decision as to the damages to which Robichaud was entitled. The issues are whether the Review Tribunal's decision constituted a "decision or order" within the meaning of subsection 28(1) of the Federal Court Act; whether the sexual harassment found to have occurred is a discriminatory practice within the meaning of the Act; and, whether the Crown is liable for the conduct of its employee Brennan.
Held, the applications should be allowed and the Review Tribunal's decision set aside in so far as it purports to hold the Crown liable.
Per Thurlow C.J.: The Review Tribunal's decision under attack is not a decision or order within the meaning of subsec tion 28(1) of the Federal Court Act. There is no indication of what it is that the complainant is to be compensated for or of the basis of the assessment to be made. Under section 41 a tribunal may dismiss a complaint or make an order for relief of the kind set out in subsections 41(2) and (3). Subsection 42.1(6) empowers the Review Tribunal to allow the appeal and make the order that the Tribunal should have made. This adds the power to allow the appeal, but by itself it has no effect to grant a remedy. Without an order of the kind contemplated by subsection 41(2) or (3) it would simply leave matters up in the air. The power of paragraph 42.1(6)(b) is not divisible, and in such a situation the allowing of an appeal without an order is not a decision or order. A decision setting aside the dismissal under appeal and making the order that is to take its place is required before there is a reviewable decision or order.
The Review Tribunal's finding that Robichaud was coerced into participating in sexual acts with Brennan was open to it on the evidence and within the power of the Review Tribunal to make. Therefore the findings can be set aside only if the Review Tribunal erred in law in making them. The applicant submits that the Review Tribunal erred when it said that the
onus of proof shifted to him, and that the statement, that in the cross-examination of Robichaud no questions were directed towards proving that she consented to the acts, was an unsup portable finding of fact. The statement about the onus of proof shifting was not a statement of law. It means only that the evidence for the complainant was so strong that in the absence of evidence to the contrary her case was made out. While counsel was able to point to cross-examination of Robichaud directed to the question of consent, the extent of such question ing was not significant. It was more significant for what was left out of the cross-examination. The statement of the Review Tribunal concerning cross-examination was not a finding of fact on which the decision is based.
The sexual harassment found to have occurred is a dis criminatory practice by reason of its being an adverse differen tiation in the course of Robichaud's employment on the ground of sex. Section 7 covers the situation of a superior in the work place exercising his position and authority over a subordinate of the other sex, who was in a vulnerable position, to intimidate her and secure participation in sexual activities. The case is similar to Bell v. Lacks, where it was said that a person who is disadvantaged because of her sex is being discriminated against in her employment when employer conduct denies her financial rewards because of her sex or exacts some form of sexual compliance to improve or maintain her existing benefits. Bren- nan's conduct destroyed the normal work-place relationship between supervisor and employee and thus made her working conditions worse because she was a woman. This is a manifesta tion of an adverse effect produced by the unlawful discrimina tory conduct.
The Review Tribunal's decision as to the employer's liability is not sustainable. It is based on the concept that under the Act the Crown is strictly liable for the actions of its supervisor, a concept for which there is no basis in law. Section 4 provides that "anyone found to be engaging or to have engaged in a discriminatory practice may be made subject to an order provided in sections 41 and 42." This means that if a person has personally engaged in a discriminatory practice or if someone else does it for him on his instructions he may be subjected to an order. There is nothing to impose on employers an obligation to prevent or to take effective measures to prevent employees from engaging in discriminatory practices. Nor is there any thing imposing vicarious, absolute or strict liability in accord ance with common law tort or criminal law principles for- discrimination engaged in by someone else, whether an employee or not.
Under the Act, in the case of a corporation, the authorization that will attract liability must come from the director level. With respect to the Public Service, the Crown is not liable for the conduct of those lower than the official or body under whose authority the operation is carried on. In the instant case, these were the Minister of National Defence and the Treasury
Board. There is no suggestion that Brennan had authority from such sources to harass Robichaud.
Finally, the decision should not be allowed to stand because the Review Tribunal considered matters which were not adverse distinguishing on the basis of sex by the Crown against Robichaud, such as the Crown's failure to investigate more thoroughly Robichaud's complaint and the source of the com plaints against her, the change in her work assignment giving the impression that she was disfavoured and that Brennan was not disfavoured, and that Brennan's activities in relation to witnesses were not monitored. None of these is relevant to the issue of the Crown's liability.
Per Pratte J.: This decision is reviewable under subsection 28(1) of the Federal Court Act. There is no material distinction between this case and VIA Rail Canada Inc. v. Butterill, et al.
Per MacGuigan J.: The applications should be dismissed. The partial decision of the Review Tribunal, since it is clearly intended to be a final decision on the issues considered, is a reviewable decision under subsection 28(1). The VIA Rail Canada Inc. v. Butterill, et al. case is authority for the proposi tion that a disposition that finally disposes of less than all of the issues before a tribunal can be a decision under section 28. The result of the administrative process here is more incomplete than in the VIA Rail case. However, allowing judicial review to take place in the present circumstances. would be to uphold the integrity of the administrative proceedings, a prime consider ation expressed by Jackett C.J. in In Re Anti-dumping Act and in re Danmor Shoe Co. Ltd. Tribunals have made it a practice since the VIA Rail case to pause before proceeding with the consequential decisions to allow the important matters on which it had reached final decision to be reviewed judicially. A clearly final decision on all issues short only of the remedy or relief should qualify for judicial review since by such a decision the substantive question before the tribunal is finally disposed of.
Canadian human rights tribunals have consistently held that sexual harassment can amount to sexual discrimination. Given the power-vulnerability relationship existing here, the mere fact of sexual encounters gives rise to a prima facie case of sexual harassment and to an onus on the manager to show that the acts did not constitute sexual harassment. The Review Tribunal found that Brennan failed to discharge this onus, and also found him guilty of sexual harassment because of his creation of a poisoned work environment. The Canadian Human Rights Act requires simply adverse differentiation against an employee, a less precise and more easily established offence. Here sexual acts of a coerced nature which amounted to adverse differentiation having actually occurred, a poisoned work environment is a fortiori, but not necessary for the offence. There was adequate evidence for the Review Tribunal to find Brennan guilty of adverse differentiation based on sex. The Review Tribunal reversed an inference drawn from the facts rather than the initial tribunal's view of the facts. The
Tribunal's inference was a palpable and overriding error and so was subject to reversal.
According to the Supreme Court of Canada, the Ontario Human Rights Code forecloses any civil action based on a breach of the Code and also excludes any common law action based on an invocation of the public policy expressed in the Code. Similar considerations apply to the Canadian Human Rights Act. Thus one looks for the principles of liability in the four corners of the statute itself. Section 2 states that the principle of the Act is that "every individual should have an equal opportunity ... to make for himself ... the life that he ... is able and wishes to have ... without being hindered in or prevented from doing so by discriminatory practices." The combined effect of this principle and section 11 of the Interpre tation Act amounts to a virtual direction to the Court to interpret the Act so as to render the largest and most liberal protection to those discriminated against. Such protection must needs include recourse against an employer. The broad reme dies provided by section 41, the general necessity for effective follow-up, including the cessation of the discriminatory prac tice, imply a similar responsibility on the part of the employer. It is implied that if the development of a common law tort of discrimination is preempted by the legislative development of a human rights code, such a development should leave those discriminated against with rights of enforcement at least as broad as those which they would have had at common law, and would therefore include some concept of employer liability. The words "directly or indirectly" in section 7 indicate, particularly with respect to this form of discrimination, a clear acceptance of employer liability. "Directly or indirectly" connote some form of participation by those deemed responsible. An employ er must have at least an opportunity of disclaiming liability by reasons of bona fide conduct. The Review Tribunal correctly stated the law when it said that the liability of the employer for its supervisory personnel is a strict liability. For the employer to allow Robichaud to have her duties adversely affected just after having completed her probation without complaint, as a result of the letters and petitions against her, which were part of an orchestrated campaign directed by Brennan, was evidence on the basis of which the Review Tribunal could find a lack of due care and concern. There is no evidence that the Review Tri bunal based its decision on an erroneous finding of fact. The final argument was that the Review Tribunal was not justified in substituting its view of the facts in relation to the employer's liability for that of the initial tribunal. Since the first Tribunal found that Brennan did not sexually discriminate against Robi- chaud given her consent, it did not have to decide the issue of employer's liability. The respondents argued that the statement that the Tribunal could not hold the employer (excluding Brennan) responsible for adverse differential treatment was an alternative finding that Brennan was solely liable for his con duct. What the Tribunal must have had in mind was an independent discriminatory practice, subsequent and unrelated to Brennan's, which the employer might have been thought to be liable for.
CASES JUDICIALLY CONSIDERED
APPLIED:
VIA Rail Canada Inc. v. Butterill, et al., [1982] 2 F.C. 830 (C.A.); Cherie Bell and Anna Korczak v. Ernest Ladas and The Flaming Steer Steak House (1980), I C.H.R.R. D/155 (Ont. Board of Inquiry); In re Anti- dumping Act and in re Danmor Shoe Co. Ltd., [1974] I F.C. 22 (C.A.); Barnes v. Costle, 561 F.2d 983 (D.C. Cir. 1977); Stein et al. v. The Ship "Kathy K", [1976] 2 S.C.R. 802; 62 D.L.R. (3d) 1; Turenko v. Royal Canadi- an Mounted Police Commissioner (1984), 55 N.R. 314 (F.C.A.).
DISTINGUISHED:
National Indian Brotherhood, et al. v. Juneau, et al., [1971] F.C. 73 (C.A.); Hoffmann-La Roche Limited v. Delmar Chemicals Limited, [1966] Ex.C.R. 713; Bundy v. Jackson, 641 F.2d 934 (D.C. Cir. 1981).
CONSIDERED:
Chuba v. Canadian Human Rights Tribunal, judgment dated November 7, 1984, Federal Court, Appeal Divi sion, A-193-84, not yet reported (affirming sub nom. Jane Kotyk and Barbara Allary v. Canada Employment and Immigration Commission and Jack Chuba (1983), Human Rights Review Tribunal, unreported); Edilma Olarte et al. v. Rafael DeFilippis and Commodore Busi ness Machines Ltd. (1983), 4 C.H.R.R. D/1705 (Board of Inquiry).
REFERRED TO:
The Attorney General of Canada v. Cylien, [1973] F.C. 1166 (C.A.); Smith Kline & French Inter-American Corporation v. Micro Chemicals Limited, [1968] 1 Ex.C.R. 326; Ferrow v. Minister of Employment and Immigration, [1983] 1 F.C. 679 (C.A.); Seneca College of Applied Arts and Technology v. Bhadauria, [1981] 2 S.C.R. 181; 124 D.L.R. (3d) 193; Re Nelson et al. and Byron Price & Associates Ltd. (1981), 122 D.L.R. (3d) 340 (B.C.C.A.); In the Matter of an Appeal from a Board of Enquiry under the Ontario Human Rights Code, etc. Commodore Business Machines Ltd., and Rafael DeFilippis v. The Minister of Labour for Ontario et al., judgment dated November 22, 1984, Ontario Divisional Court, A-279-83, not yet reported; R. v. Waterloo Mercury Sales Ltd. (1974), 18 C.C.C. (2d) 248 (Alta. Div. Ct.); R. v. P.G. Marketplace and McIntosh (1979), 51 C.C.C. (2d) 185 (B.C.C.A.); R. v. St. Law- rence Corp. Ltd., [1969] 3 C.C.C. 263 (Ont. C.A.); R. on the information of Mark Caswell v. Corporation of City of Sault Ste. Marie, [1978] 2 S.C.R. 1299.
COUNSEL:
William A. Sangster for applicant.
Peter K. Doody for respondent, Her Majesty the Queen as represented by the Treasury Board.
K. Scott McLean for respondent, Bonnie Robichaud.
Russell G. Juriansz for Canadian Human Rights Commission.
SOLICITORS:
McLachlan & Sangster, North Bay, Ontario, for applicant.
Deputy Attorney General of Canada for respondent, Her Majesty the Queen as repre sented by the Treasury Board.
Herridge, Tolmie, Ottawa, for respondent, Bonnie Robichaud.
Russell G. Juriansz, Legal Counsel, Human Rights Commission, for Canadian Human Rights Commission.
The following are the reasons for judgment rendered in English by
THURLOW C.J.: This application seeks review of a decision of a Human Rights Review Tribunal constituted under section 42.1 of the Canadian Human Rights Act [S.C. 1976-77, c. 33]. The Court heard at the same time an application by Her Majesty the Queen, as represented by the Treasury Board, on file A-279-83 seeking a review of the same decision. These reasons apply to both applications.
The matter arises on a complaint filed by the respondent, Bonnie Robichaud, with the Canadian Human Rights Commission on January 26, 1980, alleging sexual harassment, discrimination and intimidation by the Department of National Defence and naming the applicant, Brennan, as 'the individual who sexually harassed her. Follow ing lengthy proceedings held in 1981 and 1982 the complaint was dismissed [Robichaud et al. v. Brennan et al. (1982), 82 CLLC 1091], the Human Rights Tribunal constituted to hear the complaint having concluded that the allegations had not been established. Mrs. Robichaud then
appealed to a Human Rights Review Tribunal [Robichaud v. Brennan et al. (1983), 83 CLLC 16,050] which on February 14, 1983, by a docu ment purporting to be a decision, disagreed with the conclusions of the Human Rights Tribunal, found Brennan guilty of sexual harassment of Mrs. Robichaud and the Department of National Defence liable for his actions, and concluded as follows [at pages 16,053-16,054]:
We are therefore allowing the appeal of Mrs. Robichaud against both respondents, Dennis Brennan and Her Majesty the Queen in Right of Canada as represented by The Treasury Board.
Having found liability on the part of both Mr. Brennan and his employer, we must still determine the damages to which Mrs. Robichaud is entitled and determine what other award, if any, should be made as a consequence of our finding. Since these issues have never been dealt with by a Canadian Human Rights Tribunal before and no argument was made on them either here or below, this portion of our decision will be reserved for argument.
The first issue requiring determination is wheth er this is a "decision or order" within the meaning of subsection 28(1) of the Federal Court Act [R.S.C. 1970 (2nd Supp.), c. 10]. If so, the Court has jurisdiction to entertain these applications. But if not, the Court does not have jurisdiction and the applications should be quashed.
The question of what constitutes such a decision or order was discussed in general terms by Jackett C.J., in National Indian Brotherhood, et al. v. Juneau, et al.' and in appendices to the decision of the Court in The Attorney General of Canada v. Cylien 2 and In re Anti-dumping Act and in re Danmor Shoe Co. Ltd. 3 and it has been the subject of consideration on numerous occasions since those cases were decided.
In the National Indian Brotherhood case, the learned Judge said, at pages 77-79:
Probably the most important question that has to be decided concerning the application of s. 28(1) is the question as to the
I [1971] F.C. 73 (C.A.).
2 [1973] F.C. 1166 (C.A.).
3 [1974] 1 F.C. 22 (C.A.).
meaning of the words "decision or order". Clearly, those words apply to the decision or order that emanates from a tribunal in response to an application that has been made to it for an exercise of its powers after it has taken such steps as it decides to take for the purpose of reaching a conclusion as to what it ought to do in response to the application. I should have thought, however, that there is some doubt as to whether those words—i.e., decision or order—apply to the myriad of decisions or orders that the tribunal must make in the course of the decision-making process. I have in mind decisions such as
(a) decisions as to dates of hearings,
(b) decisions on requests for adjournments,
(c) decisions concerning the order in which parties will be heard,
(d) decisions concerning admissibility of evidence,
(e) decisions on objections to questions to witnesses, and
(I) decisions on whether it will permit written or oral arguments.
Any of such decisions may well be a part of the picture in an attack made on the ultimate decision of the tribunal on the ground that there was not a fair hearing. If, however, an interested party has a right to come to this Court under s. 28 on the occasion of every such decision, it would seem that an instrument for delay and frustration has been put in the hands of parties who are reluctant to have a tribunal exercise its jurisdiction, which is quite inconsistent with the spirit of s. 28(5). A similar question arises where a tribunal proceeds by stages in reaching a conclusion on the ultimate matter that it has to decide (compare Smith Kline & French Inter-American Corp. v. Micro Chemicals Ltd [1968] 1 Ex.C.R. 326, at pages 326 to 330), and I have doubts that s. 28(1) authorizes an application in such a case before the ultimate decision is reached. I also have doubts as to whether a refusal by a tribunal to entertain an application or its decision to embark on an inquiry is a decision that falls within s. 28(1). It may well be that, in respect of such matters, the dividing line falls between decisions of a tribunal before it embarks, and completes, its processing of a matter, where a party must proceed by one of the old Crown writ proceedings and build a case upon which the Court may decide whether he is entitled to relief, and decisions based on a case which has been made before the tribunal, where the Court of Appeal may base its decision on what was or was not done before the tribunal.
I do not pretend to have formulated any view as to what the words "decision or order" mean in the context of s. 28(1), but it does seem to me that what is meant is the ultimate decision or order taken or made by the tribunal under its statute and not the myriad of incidental orders or decisions that must be made in the process of getting to the ultimate disposition of a matter. [Emphasis added.]
In Smith Kline & French Inter-American Cor poration v. Micro Chemicals Limited, 4 to which Jackett C.J., referred in the passage cited and in Hoffmann-La Roche Limited v. Delmar Chemi-
° [1968] 1 Ex.C.R. 326.
cals Limited,' the learned Judge had held to be nullities appeals launched against decisions of the Commissioner of Patents granting compulsory licences but reserving the fixing of the royalty to be paid by the licensees to be determined later. In the Hoffmann-La Roche Limited v. Delmar Chemicals Limited case he said at page 716:
Subsection (4) of section 41 provides for an appeal from a "decision of the Commissioner under this section". The only authority conferred on the Commissioner by section 41 to make a decision is that impliedly conferred by that part of subsection (3) thereof which requires him "unless he sees good reason to the contrary" to "grant" a "licence" to any person applying for one. The balance of this subsection makes it clear that he will ordinarily include various terms in a licence including a provi sion for royalty or other consideration. What is contemplated by that subsection, therefore, is
(a) an application by an applicant for licence, and
(b) a decision by the Commissioner
(i) refusing the application, or
(ii) granting a licence containing appropriate terms and providing for royalty or other consideration.
In my view, it is that "decision" that is subject to an appeal to this Court. It is of course true that, before the Commissioner reaches the point of making a decision disposing of an applica tion by refusing it or granting a licence, the application will have given rise to the necessity of his making many decisions, which are impliedly authorized by subsection (3) of section 41. He must decide on the procedure to be followed in processing the application; he must decide whether there will be an oral hearing; he must decide the disposition of applications to hear further evidence or argument; and, indeed, he must decide each of the preliminary questions that arise in the course of for mulating his decision as to the disposition of the application. (Compare J. K. Smit & Sons International Limited v. Pack- sack Diamond Drills Ltd. [1964] Ex. C.R. 226, per Thurlow J. at pages 230-1, where he discusses a similar problem as to the meaning of "decision" in section 56(2) of the Trade Marks Act, chapter 49 of 1952-3.)
In my view, however, Parliament did not contemplate a whole series of appeals in the course of the hearing of the rather simple application contemplated by subsection (3) of section 41. Parliament did not, therefore, contemplate that there should be an appeal either from the Commissioner's refusal to hear further evidence and submissions or from his conclusion on the question whether a licence should be granted. (The formulation of such conclusion is, of course, only a part of the process of deciding what disposition to make of the appeal.) Both these matters can be brought under review in an appeal from the ultimate decision disposing of the application.
It follows, therefore, that, in my view, the appeal is a nullity and should be quashed.
5 [1966] Ex.C.R. 713.
Plainly it is this reasoning that Jackett C.J., had in mind when in the National Indian Brotherhood case he expressed doubt that subsection 28(1) authorizes an application at each stage of a pro ceeding carried out by a tribunal in stages to reach an ultimate conclusion. The reasoning was carried further in the appendix to the judgment in the Danmor Shoe case at pages 34-35:
It is, of course, for Parliament to decide, as a matter of policy, to what extent the proceedings of administrative tribunals should be subject to judicial supervision. The task of the courts is to interpret and implement the statutes whereby Parliament manifests its decisions. However, it is not entirely irrelevant to judicial interpretation of a statute that the view adopted is calculated, and the alternative view is not calculated, to attain the object of the statute. See section 11 of the Interpretation Act. (Section 11 of the Interpretation Act, R.S.C. 1970, c. I-23, reads as follows: 11. Every enactment shall be deemed remedi al, and shall be given such fair, large and liberal construction and interpretation as best ensures the attainment of its objects.) In my view, the object of sections 18 and 28 of the Federal Court Act is to provide a speedy and effective judicial supervi sion of the work of federal boards, commissions and other tribunals with a minimum of interference with the work of those tribunals. Applying section 11 of the Interpretation Act, with that object in mind, to the question raised by these section 28 applications, it must be recognized that the lack of a right to have the Court review the position taken by a tribunal as to its jurisdiction or as to some procedural matter, at an early stage in a hearing, may well result, in some cases, in expensive hearings being abortive. On the other hand, a right, vested in a party who is reluctant to have the tribunal finish its job, to have the Court review separately each position taken, or ruling made, by a tribunal in the course of a long hearing would, in effect, be a right vested in such a party to frustrate the work of the tribunal. On balance, it would seem that the object of section 28 is more effectively achieved by leaving the right to invoke judicial review to the stage after the tribunal has rendered its decision. There will then have been no unnecessary delay in cases where the tribunal has been guilty of no error in its intermediate positions and rulings and, even when the tribunal has erred at an intermediate stage, in the vast majority of cases, such errors will not have affected the ultimate result in such a way as to warrant invoking judicial review. Admitting that there may be problems that should be solved judicially at an intermediate stage, surely no party should have the right to decide whether a situation has arisen in which that should be done. It is not without interest, in this connection, that Parlia ment has given the tribunal the necessary discretion to deal with such problems. See section 28(4) of the Federal Court Act which authorizes a tribunal "at any stage of its proceedings" to refer "any question or issue of law, of jurisdiction or of practice and procedure" to the Court for "hearing and determination". [Emphasis added.]
To this may, I think, be added the consideration that if the view expressed by a tribunal at each
stage of a proceeding carried out in stages may be regarded as a decision, inconvenience is bound to arise since its character as a decision will trigger the commencement of the time limit within which a review application must be launched.
In none of the three cases to which I have referred which arose on the meaning of "decision or order" in subsection 28(1) was the situation comparable with that in the present case since they were not instances of proceedings of a tribunal being carried on by stages.
The situation in Ferrow v. Minister of Employ ment and Immigration 6 was closer in principle. That in VIA Rail Canada Inc. v. Butterill, et al.' was much closer. There a Human Rights Tribunal had found that the discrimination complained of had been substantiated and had made several orders against the employer, VIA Rail, but had declined to award compensation under paragraph 41(2)(c) for lost wages or under subsection 41(3) for suffering in respect of feelings or self-respect. On appeal, a Human Rights Review Tribunal held the complainants entitled to compensation under both provisions and indicated the principles on which it was to be assessed as well as the period of time in respect of which it was to be computed and paid but left it to the parties to agree on the amounts failing which the Review Tribunal would assess them. A section 28 review application was brought by the employer at that stage and the intervenant's motion to quash the application was dismissed, the Court holding [at page 833, foot note 1] that the interim decision "clearly disposed of some of the issues that the Tribunal was empowered to determine" and was not a mere expression of opinion that would not be reviewable under section 28. Close as the situation was to that in the present case, there is still a marked differ ence in that the Review Tribunal had concluded not merely that the complainants were entitled to compensation but had decided and described what it was that they were to be compensated for, leaving only its quantification in amount uncomp leted. On that basis it was possible on the hearing of the review application to treat the decision as
6 [1983] 1 F.C. 679 (C.A.).
7 [1982] 2 F.C. 830 (C.A.).
analogous to the entering of a judgment for dam ages to be assessed. Here there is as yet no indica tion or finding of what it is that the complainant Mrs. Robichaud is to be compensated for or of the basis of the assessment to be made. Nor is there yet any decision as to what if any other orders under subsection 41(2) are to be made.
The powers exercisable by a Review Tribunal are set out in subsection 42.1(6). It provides:
42.1 ...
(6) A Review Tribunal may dispose of an appeal under this section by
(a) dismissing it; or
(b) allowing it and rendering the decision or making the order that, in its opinion, the Tribunal appealed from should have rendered or made.
This authorizes the Review Tribunal to exercise where appropriate the powers conferred by section 41 on a Human Rights Tribunal. These include:
41. (1) If, at the conclusion of its inquiry, a Tribunal finds that the complaint to which the inquiry relates is not substan tiated, it shall dismiss the complaint.
(2) If, at the conclusion of its inquiry, a Tribunal finds that the complaint to which the inquiry relates is substantiated, subject to subsection (4) and section 42, it may make an order against the person found to be engaging or to have engaged in the discriminatory practice and include in such order any of the following terms that it considers appropriate:
(a) that such person cease such discriminatory practice and, in consultation with the Commission on the general purposes thereof, take measures, including adoption of a special pro gram, plan or arrangement referred to in subsection 15(1), to prevent the same or a similar practice occurring in the future;
(b) that such person make available to the victim of the discriminatory practice on the first reasonable occasion such rights, opportunities or privileges as, in the opinion of the Tribunal, are being or were denied the victim as a result of the practice;
(c) that such person compensate the victim, as the Tribunal may consider proper, for any or all of the wages that the victim was deprived of and any expenses incurred by the victim as a result of the discriminatory practice; and
(d) that such person compensate the victim, as the Tribunal may consider proper, for any or all additional cost of obtain ing alternative goods, services, facilities or accommodation and any expenses incurred by the victim as a result of the discriminatory practice.
(3) In addition to any order that the Tribunal may make pursuant to subsection (2), if the Tribunal finds that
(a) a person is engaging or has engaged in a discriminatory practice wilfully or recklessly, or
(b) the victim of the discriminatory practice has suffered in respect of feelings or self-respect as a result of the practice,
the Tribunal may order the person to pay such compensation to the victim, not exceeding five thousand dollars, as the Tribunal may determine.
The effect of this provision as I read it is that when a Tribunal finds the complaint substantiated, it may make an order and include in it provisions of the kind contemplated. A step in the process is that of considering and determining whether the complaint is substantiated but by itself that amounts to no more than a basis on which to determine whether subsection (1) is applicable so that the complaint must be dismissed or whether the powers of the following subsections may be exercised. The decision or order that may be made by a Tribunal under section 41 in my opinion is to dismiss the complaint under subsection (1) or to make an order for relief of the kind or kinds set out in the succeeding subsections.
The effect of subsection 42.1(6) as applicable to the present case, where the Review Tribunal has concluded that the complaint is substantiated, is to empower the Review Tribunal to allow the appeal and make the order that in its opinion the Tribunal should have made. What this adds is the power to allow the appeal. In the circumstances of the present case this means at most that the decision of the Tribunal dismissing the complaint is over ruled and set aside. By itself it has no effect to grant a remedy. Without an order of the kind contemplated by subsection 41(2) or (3) it would simply leave matters up in the air. This leads me to think that the power of paragraph 42.1(6)(b) is not divisible and that in such a situation the allowing of an appeal without an order is not a decision or order. As it seems to me what is required before there is a reviewable decision or order is a decision both setting aside the dismissal under appeal and making the order that is to take
its place. It follows, in my opinion, that what is attacked by these applications is not a decision or order within the meaning of subsection 28(1) of the Federal Court Act and that they should be quashed.
However, as this is a preliminary issue and the other members of the Court do not share my view on it, it becomes necessary to consider the merits of the application.
While substantial amendments have been made by chapter 143 of Statutes of Canada 1980-81-82- 83 to the provisions of the Canadian Human Rights Act relating to cases of this kind, the provisions applicable when the present case arose were those of the Act as it was prior to the amendments, that is to say, S.C. 1976-77, c. 33. It included:
2. The purpose of this Act is to extend the present laws in Canada to give effect, within the purview of matters coming within the legislative authority of the Parliament of Canada, to the following principles:
(a) every individual should have an equal opportunity with other individuals to make for himself or herself the life that he or she is able and wishes to have, consistent with his or her duties and obligations as a member of society, without being hindered in or prevented from doing so by discriminatory practices based on race, national or ethnic origin, colour, religion, age, sex or marital status, or conviction for an offence for which a pardon has been granted or by dis criminatory employment practices based on physical hand icap;....
3. For all purposes of this Act, race, national or ethnic origin, colour, religion, age, sex, marital status, conviction for which a pardon has been granted and, in matters related to employ ment, physical handicap, are prohibited grounds of discrimina tion.
4. A discriminatory practice, as described in sections 5 to 13, may be the subject of a complaint under Part III and anyone found to be engaging or to have engaged in a discriminatory practice may be made subject to an order as provided in sections 41 and 42.
7. It is a discriminatory practice, directly or indirectly,
(b) in the course of employment, to differentiate adversely in relation to an employee,
on a prohibited ground of discrimination.
63. (1) This Act is binding on Her Majesty in right of Canada.
As related to these provisions the complaint, as I understand it, was that the Crown as Mrs. Robi- chaud's employer and Brennan had, in the course of her employment, by sexual harassment, dis crimination and intimidation, differentiated adversely in relation to Mrs. Robichaud on the ground that she was a woman.
THE COMPLAINT AGAINST BRENNAN
The Human Rights Tribunal, Professor R. D. Abbott, after a lengthy hearing, dismissed the complaint. In the course of his reasons, which, including his supplementary reasons, cover some 119 pages, he found that sexual encounters had occurred between Brennan and Mrs. Robichaud including propositioning by Brennan of Mrs. Robi- chaud to have sexual intercourse with him, ques tioning her about intimate details of her relation ship with her husband, and extremely intimate sexual acts between them falling short, however, of sexual intercourse. At the material times Mrs. Robichaud was a member of the cleaning staff at a military establishment. Brennan was a supervisor with authority over her and, except on the last occasion, when sexual intercourse was unsuccess fully attempted, she was on probation as a lead hand, a position in which she had some supervisory authority with respect to other cleaners.
Evidence of the encounters had been given by Mrs. Robichaud. Brennan had denied that any of them ever occurred. Professor Abbott found Mrs. Robichaud truthful and reliable with respect to the occurrence of the encounters. He discredited Bren- nan. But he was not persuaded by Mrs. Robi- chaud's evidence that the encounters were not consensual or that the encounters constituted sexual harassment of Mrs. Robichaud by Brennan. It is not without importance to note that while Mrs. Robichaud gave evidence of efforts by her to persuade Brennan to desist from importuning her, she also said that throughout March and April and until May 24 when she told her doctor and her husband of what was going on and May 25 when
she told Brennan that it must stop, she had been trying to handle the situation on her own in the hope that she could bring Brennan to think that terminating the relationship was his own idea. There was also evidence of telephone calls made by Mrs. Robichaud to Brennan arranging to meet him, of the meetings that resulted, in which some of the encounters occurred, and of her waiting for him to return to the union office when he left it following Brennan's unsuccessful attempt to have sexual intercourse with her. On the other hand, there had also been evidence of Brennan's having on one occasion told Mrs. Robichaud that he was her boss and if she left his office, as she had proposed to do, she would be charged with disobedience, and of another occasion when she was on probation when he told her "Without my support you'll fall flat on your face." Professor Abbott found that these statements were made but that Mrs. Robichaud would have had no reason to fear the first of them and that without knowledge of the circumstances in which the second was made it was a true statement from which he would not imply a threat, veiled or otherwise, to extract further sexual favours from Mrs. Robichaud.
Professor Abbott summarized his findings as follows [at page 1099]:
In the present case, what I find is that even if the sexual approaches by Mr. Brennan to Mrs. Robichaud were unsolicit ed by the latter, they were not rejected in such a way as to make it clear to Mr. Brennan that they were unwelcome. No doubt, Mr. Brennan's approaches were persistent; no doubt, they were rejected, in the "piece of tail" incident, and were protested in general terms on several other occasions. The point is, it cannot be concluded that, until the final protest, May 25, 1979, Mr. Brennan must have known that his advances were unwelcome. Two rejections or protests consecutively, without an intervening act by the complainant of voluntary participa tion in sexual conduct might have convinced me that persist ence and, therefore, harassment had occurred. Such is not the case here, so far as the evidence reveals. It was not until June 18, 1979, when Mr. Brennan attempted to engage Mrs. Robi- chaud in conversation having sexual overtones, following her protest to him of May 25, without an intervening incident of voluntary participation by her, that Mr. Brennan must have known that his advances were unsolicited and unwelcome and that he was obliged to refrain from any further advances. The testimony of Mrs. Robichaud clearly reveals that this obliga-
tion was indeed satisfied. No further sexual approaches occurred.
Furthermore, as I have indicated previously, I cannot con clude that Mrs. Robichaud's participation in sexual conduct with Mr. Brennan was secured by his employment-related threats or promises. That uncoerced conduct stands as a nullifi cation of the impact that her rejection and protests should otherwise have.
In other words, Mrs. Robichaud, by her voluntary participa tion in sexual conduct with Mr. Brennan, such participation not having been secured improperly, lost the benefit that otherwise should attach to her early rejection and later protests. Only her protest of May 25, 1979, and her clear rejection of conversation with sexual overtones on June 18 can be taken to have signifi cance. But, in view of her conduct prior to those dates, I cannot fault Mr. Brennan for his final approach, that of June 18: I cannot characterize that as improper "persistence" in all the circumstances. And, when his approach on that date was rejected, he acted properly by refraining from further ap proaches. It follows that the conduct of Mr. Brennan in the sexual encounters with Mrs. Robichaud cannot, in themselves, be held to constitute conduct prohibited by Section 7(b) of the Act.
The Human Rights Review Tribunal decision reverses this conclusion. It cites the portion of Professor Abbott's reasons finding Mrs. Robi- chaud's testimony as to the occurrence of the encounters credible, adds the fact that all but the last encounter took 'place while Mrs. Robichaud was on probation as a lead hand, a position never previously occupied by a woman, and proceeds [at page 16,051]:
These findings of fact have clearly satisfied the obligation on the complainant to establish a prima facie case of sexual harassment. Having done so, the onus shifts to the defendants to show that for some reason these acts did not constitute sexual harassment. Counsel for all the parties agreed that the test to be applied must be an objective one.
The respondent, Mr. Brennan, called no evidence to satisfy this onus but maintained throughout that none of these events took place. Even during the cross-examination of Mrs. Robi- chaud, no questions were directed toward attempting to show that if in fact these events did take place, they were with her consent. On the contrary, the only evidence before the Tribunal was the evidence of the complainant herself in which she stated quite clearly that she was fearful, that she was intimidated, that she was continually telling Mr. Brennan that his advances were not welcome, that she wanted him to stop. We respectfully disagree with the proposition that the nature of the acts of fellatio, masturbation, and fondling are of such a highly con-
sensual nature that she could not have engaged in them unless she was fully consenting thereto.
There is nothing in the nature of these acts that is in itself contrary to her evidence that she submitted to these encounters as a result of the intimidation and fear that she had for Mr. Brennan. Mr. Brennan was in a position of authority over her, made comments to her such as "If you don't have my support, you will fall flat on your face", and "I am your boss and I will charge you with disobedience". We also have other evidence that he used his authority in a capricious manner to reward and to punish; for example, the reward he gave the foreman who gave favourable evidence on his behalf before the Human Rights Tribunal by permitting him to take the night off without loss of pay and the punishment he gave out to Rose Grammond who gave unfavourable evidence against him before the same Tribunal.
Then, after summarizing and discussing a number of cases, the Tribunal concluded [at pages 16,052-16,053] :
The Tribunal is persuaded by the facts as found and the law as stated above. The Tribunal cannot overlook that the facts clearly showed a pattern of sexual inquiry and innuendo on the part of Mr. Brennan, and his awareness of Mrs. Robichaud's vulnerability as a probationer. The cumulative effect was to create a poisoned work environment for Mrs. Robichaud. In addition, the facts showed that this pattern of harassment and abuse of authority extended not only to Mrs. Robichaud but to at least one other female on the cleaning staff.
Accordingly, we have no hesitation in finding that Mr. Brennan was guilty of sexual harassment on two grounds:
1) By reason of his failure to rebut the prima facie case established by Mrs. Robichaud;
2) By reason of his creation of a poisoned work environment;
both contrary to the Canadian Human Rights Act, section 7(b).
The powers of a Review Tribunal on an appeal under the Canadian Human Rights Act have been set out earlier in these reasons. Other provisions of the Act bearing on the nature of such an appeal are found in subsections 42.1(4) and (5):
42.1...
(4) An appeal lies to a Review Tribunal from a decision or order of a Tribunal on any question of law or fact or mixed law and fact.
(5) A Review Tribunal shall hear an appeal on the basis of the record of the Tribunal whose decision or order is appealed from and of submissions of interested parties but the Review
Tribunal may, if in its opinion it is essential in the interests of justice to do so, receive additional evidence or testimony.
In the present instance no additional evidence was received.
It will be observed from the passages I have cited that the substance of what the Review Tri bunal appears to have done is to reverse the infer ence of fact drawn by the Human Rights Tribunal that Mrs. Robichaud's participation in the sexual encounters had been with her consent and to sub stitute a finding that such participation was at least to some extent coerced. That is a finding which, as it appears to me, was open on the evidence and one that it was within the power of the Review Tribunal to make. It is no doubt true that in a situation of this kind where no evidence in addition to that before the Human Rights Tri bunal was before the Review Tribunal the latter should, in accordance with the well-known princi ples adopted and applied in Stein et al. v. The Ship `Kathy K", 8 accord due respect for the view of the facts taken by the Human Rights Tribunal and, in particular, for the advantage in assessing credibility which he had in having seen and heard the witnesses. But, that said, it was still the duty of the Review Tribunal to examine the evidence and substitute its view of the facts if persuaded that there was palpable or manifest error in the view taken by the Human Rights Tribunal. The Review Tribunal decision makes no reference to this prin ciple but it seems to me to be apparent from the way in which the Review Tribunal dealt with the matter that it was persuaded that there was pal pable error in the conclusion that the sexual encounters described did not amount to sexual harassment. That too is, in my opinion, a view which on the facts as found it was open to the Review Tribunal to take. It seems to me that it was open to the Tribunal on the evidence to think that the failure of Brennan to achieve sexual inter course or male orgasm in any of the encounters served to demonstrate and confirm Mrs. Robi- chaud's evidence of her reluctance to participate and her objections to what was going on and that he knew or ought to have known that she was not freely participating.
8 [1976] 2 S.C.R. 802; 62 D.L.R. (3d) 1.
It may be well to note at this point that the proceeding in this Court under section 28 of the Federal Court Act is not a further appeal on the facts. It is a review proceeding on the legality of what has been done. As there was in the record evidence on which the findings of the Review Tribunal could be made they can be set aside only if the Review Tribunal erred in law in making them.
Counsel for Brennan pointed to the statement of the Review Tribunal as to the onus of proof shift ing to him as an error of law and to the statement that in the cross-examination of Mrs. Robichaud no questions were directed towards attempting to show that if in fact these events took place they were with her consent as being an unsupportable finding of fact.
I do not regard what the Tribunal said about the onus of proof shifting as being a statement of law. In its context it appears to me to mean only that the evidence for the complainant was so strong that in the absence of evidence to the contrary her case was made out. That, in my view, is how the finding (1) at the end of the passage cited should also be interpreted. Neither sexual harassment nor unlawful discrimination contrary to paragraph 7(b) of the Act consists in failure to bring evidence to rebut a prima facie case but I do not think the meaning of the Review Tribunal is put in doubt by the way in which the conclusion is expressed.
Moreover, while counsel was able to point to cross-examination of Mrs. Robichaud directed to the question of consent, the extent of such ques tioning was not significant; indeed it was more significant for what was not addressed or ques tioned than for what was. No counsel elicited evidence of what sort of physical conduct of the
parties preceded the intimate sexual action in the encounters described by Mrs. Robichaud. I would interpret the statement of the Review Tribunal that there had not been cross-examination as meaning that nothing brought out in the cross- examination persuaded them that Mrs. Robichaud was fully or freely consenting.
In any event, in my view, the statement of the Review Tribunal that there had not been cross- examination is not a finding of fact on which the decision is based within the meaning of paragraph 28(1)(c) of the Federal Court Act. Nor is it a misdirection or error as to the applicable law.
There remains the question whether the sexual harassment found to have occurred is a discrimina tory practice within the meaning of the Act, by reason of it being an adverse differentiation in the course of Mrs. Robichaud's employment on the ground of sex. The language of section 7 of the Act, though broad, does not lend itself easily to embrace a situation of this kind and I do not think it is desirable or appropriate to endeavour to define its limits. It is sufficient for the purposes of this case to say that I think the language is broad enough to cover the situation in the present case of a superior in the work place exercising his position and authority over a subordinate of the other sex, who was in a vulnerable position, to intimidate her and secure participation in his sexual overtures and conduct. Though the harassment was by a supervisor rather than by an employer the case appears to me to be similar in principle to that referred to in Cherie Bell and Anna Korczak v. Ernest Lacks and The Flaming Steer Steak House [at page D/156]: 9
Subject to the exception provided in Section 4(6), discrimi nation based on sex is prohibited by The Code. Thus, the paying of a female person less than a male person for the same job is prohibited, or dismissing an employee on the basis of sex is also prohibited. But what about sexual harassment? Clearly a person who is disadvantaged because of her sex is being discriminated against in her employment when employer con duct denies her financial rewards because of her sex, or exacts some form of sexual compliance to improve or maintain her existing benefits. [Emphasis added.]
9 (1980), 1 C.H.R.R. D/155 (Ont. Board of Inquiry).
I also think, as did the Review Tribunal, that Brennan's objectionable conduct can be regarded as having destroyed or damaged the normal work place relationship that otherwise would have con tinued between Brennan and Mrs. Robichaud and thus made her working conditions worse for her because she was a woman. But this, as I see it, is but a manifestation of an adverse effect produced by the unlawful discriminatory conduct.
The application of Brennan accordingly fails and I would dismiss it. I should add that the Human Rights Tribunal found in Brennan's favour on the allegation of intimidation and discrimina tion in the imposition of adverse employment con ditions on Mrs. Robichaud following her allegation of sexual harassment to Captain Adlard on June 28, 1979, on the ground that such imposition was not based on sex. As the decision of the Review Tribunal does not deal with this finding in my view it stands and is not in issue on either of these applications.
THE COMPLAINT AGAINST THE CROWN
The findings of the Human Rights Tribunal with respect to the complaint against the Crown are summarized in the following excerpts.
First, with respect to the complaint of sexual harassment, after describing the meeting on June 28, 1979, with Captain Adlard and Brennan when Mrs. Robichaud raised the matter, Professor Abbott said [at page 1101]:
It is quite apparent that this was the first opportunity for anyone superior in the hierarchy to Mrs. Robichaud other than Mr. Brennan to know that she was alleging sexual harassment against Mr. Brennan. She gave no details at this time to Capt. Adlard of the nature of the incidents which she perceived as constituting harassment. At that point in time, in the light of what I have already determined, the encounters between Mrs. Robichaud and Mr. Brennan did not, in fact or law, constitute an infringement of Section 7(b) of the Act so that, even if she had provided Capt. Adlard with all the details to which she testified at the hearings by me, Capt. Adlard would have been justified in taking the stance he did; even more so, considering the generality of Mrs. Robichaud's accusation, and considering
her admission that the encounters with Mr. Brennan had probably stopped. Capt. Adlard was justified in attempting to gloss over the matter, at the same time warning both that whatever relationship had existed was to cease. I cannot now, in retrospect, impose on him a higher duty of enquiry or action. It appears also that Capt. Adlard and others in Base management took steps thereafter to separate Mrs. Robichaud and Mr. Brennan geographically and they also, subsequently, arranged that Mrs. Robichaud's chain of command was to be through her Area Foreman directly to the Assistant Base Administra tive Officer, bypassing Mr. Brennan. These moves were a reasonable response in the circumstances. In view of this, and other circumstances which I infer from the evidence, I am unwilling to find that the employer must be deemed to have condoned Mr. Brennan's alleged sexual harassment (which I have found not to have been such) or, it follows, to be liable for his conduct in any other way, vicariously or indirectly.
Next, with respect to the letters of complaint, he concluded [at page 1101]:
Certainly, I cannot fault the employer. Clearly, no member of Base management other than Mr. Brennan is subject to any suspicion of having instigated the letters and petitions against Mrs. Robichaud. Indeed, Base management disassociated itself from those letters and petitions when in August, 1979, through the grievance procedure which Mrs. Robichaud resorted to, the letters and petitions, along with a "memorandum of shortcom ings" relating to her were torn up in the presence of herself and her union representative.
With respect to the changes in Mrs. Robi- chaud's duties, he found [at page 1102]:
These changes in Mrs. Robichaud's employment all came soon after her complaint to Capt. Adlard on June 28, 1979. They spanned a period of several weeks and were the subject of a number of grievances filed by Mrs. Robichaud pursuant to Section 90 of the Public Service Staff Relations Act in late July, 1979. Most of those grievances were redressed through the grievance process, in favour of Mrs. Robichaud. I can find no evidence that the changes complained of were motivated by an intention on the part of the employer, as distinct from Mr. Brennan, to differentiate adversely against Mrs. Robichaud because she was a woman or because she had complained about Mr. Brennan. Nor do the circumstances of the changes provide any foundation for a conclusion that the employer in any way condoned Mr. Brennan's allegedly sexually harassing conduct. Steps were taken to remedy the situation when Mrs. Robi- chaud's dissatisfaction became known to higher management and the matter should, as against the employer, be considered closed.
I disregard, in addition, Mrs. Robichaud's complaints regarding her employment treatment after August, 1979, more particularly, the circumstances of her assignment to, and re moval from, the cleaning of the Base elementary school in the
autumn of 1980 (transcript, page 688 and following). I can find here no indication that she was being discriminated against because of her gender and certainly no indication that she was being discriminated against because of her rejection of Mr. Brennan's advances. It may appear that she was treated differ ently, and adversely, because she had, by then, complained to the Canadian Human Rights Commission. However, there is strong reason to infer, from the testimony of the school princi pal, Mrs. Wardlaw (whom I found to be entirely credible) that Mrs. Robichaud was preoccupied with, and vociferous about, the nature of her complaints against Mr. Brennan and that this was what precipitated her differential treatment, if such there was. The motivation for her later treatment is what is impor tant, and I cannot find that that motivation was improper.
On the whole, therefore, I cannot hold the employer (exclud- ing Mr. Brennan) in any way responsible for adverse differen tial treatment of Mrs. Robichaud after her complaints about Mr. Brennan became known to Base management. The employ ment changes in respect of her were motivated properly and were not retaliatory or evidence of condonation of Mr. Bren- nan's conduct. Where there was legitimate reason for her to complain, as in respect of the letters and petitions complaining about her, or as in respect of the nature of her work and her supervision, reasonable steps were taken to remedy the matter. I will, not fall into the logical fallacy of assuming "after this, therefore because of this", i.e., to assume that changes in Mrs. Robichaud's employment to the extent that Base management was responsible for them, must have been caused by her rejection of Mr. Brennan's advances and by her complaint to Capt. Adlard and the Commission. The causal connection has not been established. She was not discriminated against because of her gender. Her complaint against the employer must, accordingly, be dismissed.
The Review Tribunal dealt with the complaint against the Crown in the following passage [at page 16,053]:
We must now determine the question of the liability of the employer, the Department of National Defence (The Treasury Board) for the actions of its employee, Mr. Brennan. In this regard, we note that Mr. Brennan was the senior civilian managerial employee on the Base. The authorities provided to this Tribunal make it quite clear that the liability of the employer for its supervisory personnel is a strict liability.
The Tribunal was referred to the Bundy case, supra, at page 943 where it was held that:
an employer is liable for discriminatory acts committed by supervisory personnel ... and there is obviously no dispute that the men who harassed Bundy were her (superiors).
This case, however, goes further to point out at page 947, that:
an employer may negate liability by taking immediate and appropriate corrective action when it learns of any illegal harassment...
In the Bell case, supra, at page 156, the Tribunal was referred to this statement:
The next issue to be decided is the extent of liability under the Code. If a foreman or supervisor discriminates because of sex, will the company be liable? The law is quite clear that companies are liable where members of management, no matter what their rank, engage in other forms of discriminatory activity.
Mr. Shime goes on to say that:
Thus I would have no hesitation in finding the corporate Respondent liable for a violation of the Code if one of his officers engaged in a prohibited conduct ...
The Review Tribunal considered the case of Oram and McLaren v. Pho (B.C. Board of Inquiry, 1975). The case involved a complaint against a restaurant owner on refusal of service because of the length of the Complainant's hair. It was contended that nothing happened to the Complainant on the evening in question which was attributable to Mr. Pho, the owner. At page 24, the following statement occurs:
Dealing with this submission it can be seen immediately that if given effect it would provide a convenient loophole through which the owners and managers of public houses and other establishments which offer services or facilities customarily available to the public could escape responsibility for violations of the Code by having an agent or servant effect the denial and enforcing the discriminatory policy without doing so personally. Fortunately the common law of this country is not so short sighted. The law provides that a master is responsible for the wrongful act done by his servants in the course of his employment.
In this case, there was no clearly defined policy against sexual harassment which had been communicated to the employees. Secondly, when the complaints were brought to the attention of Mr. Brennan's superiors, no investigation was conducted by the employer to determine the truth or otherwise of the allegations and in particular no investigation was requested or made pursuant to the Financial Administration Act, Section 10. On the contrary, steps were taken to remove Mrs. Robichaud from the normal routine of a lead hand. She was ultimately transferred to the so-called "punishment block" on the barracks where her duties were severely curtailed. This treatment of Mrs. Robichaud would give the impression to the other employees on the base that she had fallen out of favour with the people in charge of personnel. There was certainly no indication that Mr. Brennan was disfavoured. There was the orchestrated attempt to discredit Mrs. Robichaud after she had filed her complaint by the flood of letters and petitions against her, a circumstance which should have prompted great suspi cion and therefore closer inquiry. Finally, we find it particular ly irresponsible on the part of the employer that the activities of Mr. Brennan in relation to the personnel who were called to testify before the Tribunal were not monitored so as to prevent any coercion or intimidation of them by Mr. Brennan.
Two points should be noted. First, what is being addressed by the Review Tribunal is the liability of the Crown for the conduct of Brennan, not the conduct of anyone else in the employ of the Crown. Second, the Review Tribunal does not purport to reverse the findings of the Human Rights Tribunal that it was not established that Brennan was the instigator of what is referred to as "the orchestrated attempt to discredit Mrs. Robichaud after she had filed her complaint by the flood of letters and petitions against her." Nor does the Review Tribunal purport to reverse Professor Abbott's conclusion that the changes in Mrs. Robichaud's duties and her assignment to what was referred to as the "punishment block", all of which occurred after her sexual encounters with Brennan had ceased, did not constitute dis crimination on the basis of sex.
In my opinion, the decision of the Review Tri bunal is not sustainable and should not be allowed to stand.
First, it is based on the concept that under the Canadian Human Rights legislation applicable to this case the Crown is strictly liable for the actions of its supervisor, Brennan. In my opinion there is no basis in law for applying such a concept. The applicable law is that established by the Act 10 and there is no federal common law or federal civil law to supply such a concept in its interpretation. What the statute does is to declare certain types of discrimination to be illegal and to provide in sec tion 4 that such discrimination may be the subject of a complaint under Part III of the Act and that "anyone found to be engaging or to have engaged in a discriminatory practice may be made subject to an order as provided in sections 41 and 42.""
1° See Seneca College of Applied Arts and Technology v. Bhadauria, [1981] 2 S.C.R. 181; 124 D.L.R. (3d) 193.
11 The reports of Barnes v. Costle, 561 F.2d 983 (D.C. Cir. 1977), and Bundy v. Jackson, 641 F.2d 934 (D.C. Cir. 1981), while of interest as to what constitutes sexual discrimination, give no indication of the presence in the United States legisla tion of anything comparable to section 4 of the Canadian Act.
To be subject to the making of an order under this provision a person must be engaging or must have engaged in a prohibited discriminatory prac tice. In my opinion the section means that if a person has personally engaged in a discriminatory practice or if someone else does it for him on his instructions he may be subjected to an order. But nothing in the wording purports to impose on employers an obligation to prevent or to take effective measures to prevent employees from engaging in discriminatory practices for their own ends. And I see nothing in the section or elsewhere in the statute to say that a person is to be held vicariously or absolutely or strictly liable in accordance with common law tort or criminal law principles for discrimination engaged in by some one else, whether an employee or not. Compare Re Nelson et al. and Byron Price & Associates Ltd. 12
It appears to me that under the applicable legis lation in the case of a corporation the authoriza tion that will attract liability must come from the director level. In the case of the Crown, I see no basis for concluding that the conduct of public servants or officials lower than that of the public official or body under whose authority and man agement the public operation is carried on, in this case the Minister of National Defence or the Treasury Board, would engage the liability of the Crown. Nothing in the findings of either Tribunal or in the record suggests that Brennan had author ity from such sources to harass Mrs. Robichaud. Nor is there any basis for thinking that anyone in such a position or indeed in any position senior to that of Brennan authorized or even knowingly overlooked, condoned, adopted or ratified Bren- nan's actions in harassing Mrs. Robichaud.
This alone is a sufficient basis for setting aside the Review Tribunal decision. But I should not part with the case without mentioning a further reason why in my opinion it should not be allowed
12 (1981), 122 D.L.R. (3d) 340 (B.C.C.A.).
to stand even if a rule of strict liability applied. It is apparent that the Review Tribunal has taken into account in reaching its conclusion the failure of the Crown to investigate more thoroughly Mrs. Robichaud's complaint and the source of the com plaints against Mrs. Robichaud, that the change in her work assignment and transfer to the so-called "punishment block" would give an impression that she was disfavoured, that Brennan was not dis favoured and that Brennan's activities in relation to witnesses were not monitored. None of these is in itself an adverse distinguishing by the Crown or anyone else against Mrs. Robichaud on the basis of sex. Most of them are ex post facto matters having no bearing on the issue and, in my opinion, none of them is relevant to the question whether the Crown as Brennan's employer was liable for the consequences of Brennan's actions when they occurred. What is relevant, in my view, is what Professor Abbott found and the Review Tribunal did not reverse.
I would set aside the decision of the Review Tribunal in so far as it purports to hold the Crown liable and refer the matter back to the Review Tribunal for disposition of the appeal of Mrs. Robichaud on the basis that the complaint against the Crown,is not sustainable.
* * *
The following are the reasons for judgment rendered in English by
PRATTE J.: I cannot see any material distinction between the decision here under attack and the decision in question in VIA Rail Canada Inc. v. Butterill, et al." which we held to be a decision within the meaning of section 28 of the Federal Court Act. For that reason, I do not share the view expressed by the Chief Justice that this section 28 application is directed against something that is not a decision within the meaning of that section.
However, on all the other points raised by this application, I am in complete agreement with the Chief Justice. For the reasons that he gives, I
13 [1982] 2 F.C. 830 (C.A.).
would, therefore, dispose of the application as he suggests.
* * *
The following are the reasons for judgment rendered in English by
MACGUIGAN J.: These two applications for review under section 28 of the Federal Court Act raise the question of whether sexual harassment can constitute discrimination based on sex and the consequent question as to the liability of an employer for discrimination practised by a supervi sor against another employee. Both questions are new ones to this Court and, with a single exception in each case, to Canadian Courts generally.
However, I must first turn to an initial question of a procedural nature arising out of subsection 28(1) of the Federal Court Act, which gives "the Court of Appeal ... jurisdiction to hear and deter mine an application to review and set aside a decision or order ... made by or in the course of proceedings before a federal board, commission or other tribunal . .." (Emphasis added.)
The matter of which review is here sought is an action taken by a Human Rights Review Tribunal on February 14, 1983, which the Review Tribunal describes as follows [at pages 16,053 - 16,054]:
We are therefore allowing the appeal of Mrs. Robichaud against both respondents, Dennis Brennan and Her Majesty the Queen in Right of Canada as represented by The Treasury Board.
Having found liability on the part of both Mr. Brennan and his employer, we must still determine the damages to which Mrs. Robichaud is entitled and determine what other award, if any, should be made as a consequence of our finding. Since these issues have never been dealt with by a Canadian Human Rights Tribunal before and no argument was made on them either here or below, this portion of our decision will be reserved for argument. [Emphasis added.]
The words I have emphasized in this disposition, as well as the fact that the reasons quoted from are headed "Decision of Review Tribunal", show clearly that to the Review Tribunal itself the action taken was considered to be a "decision".
Nevertheless, this self-characterization does not necessarily decide the issue.
The disposition of an appeal from a Human Rights Tribunal to a Review Tribunal is governed by subsection 42.1(6) of the Canadian Human Rights Act, 1977:
42.1.. .
(6) A Review Tribunal may dispose of an appeal under this section by
(a) dismissing it; or
(b) allowing it and rendering the decision or making the order that, in its opinion, the Tribunal appealed from should have rendered or made.
Its power is to allow an appeal and to render the decision the Tribunal should have rendered. Clear ly, the Review Tribunal here, in not proceeding either to the assessment of damages or even to the determination of "what other award, if any, should be made", is exercising only part of its power of decision-making. Can such an incomplete decision found a review by this Court?
Counsel for the respondents relied on the deci sion of this Court in VIA Rail Canada Inc. v. Butterill, et al., [1982] 2 F.C. 830 (C.A.), in which an interim decision of a Review Tribunal was held to be a decision or order under section 28 of the Federal Court Act in that it " `clearly disposed of some of the issues that the Tribunal was empowered to determine' and was not a mere expression of opinion that would not be reviewable under section 28" (page 833, footnote 1). This case is an authority for the proposition that a disposi tion that finally disposes of less than all of the issues before a tribunal can be a decision under section 28. However, the decision of the Review Tribunal in the VIA Rail case was much more specific than that of the Review Tribunal here: in that case the initial Tribunal ordered VIA to review its visual standards for employment and to offer positions to the three complainants but not to pay compensation; the Review Tribunal reversed the original Tribunal on the question of compensa tion, holding that compensation was necessary under two separate provisions of the legislation; it went on to discuss the compensation period and the principles for ascertaining the quantum, but did not fix an amount for any of the three complai-
nants. All that remained in that case was the determination of the quantum.
Here the options for disposition open to the Review Tribunal are indicated by the powers of a Tribunal under the Canadian Human Rights Act, 1977 which under paragraph 42.1(6)(b) also become those of a Review Tribunal. Section 41 provides as follows:
41. (1) If, at the conclusion of its inquiry, a Tribunal finds that the complaint to which the inquiry relates is not substan tiated, it shall dismiss the complaint.
(2) If, at the conslusion of its inquiry, a Tribunal finds that the complaint to which the inquiry relates is substantiated, subject to subsection (4) and section 42, it may make an order against the person found to be engaging or to have engaged in the discriminatory practice and include in such order any of the following terms that it considers appropriate:
(a) that such person cease such discriminatory practice and, in consultation with the Commission on the general purposes thereof, take measures, including adoption of a special pro gram, plan or arrangement referred to in subsection 15(1), to prevent the same or a similar practice occurring in the future;
(b) that such person make available to the victim of the discriminatory practice on the first reasonable occasion such rights, opportunities or privileges as, in the opinion of the Tribunal, are being or were denied the victim as a result of the practice;
(c) that such person compensate the victim, as the Tribunal may consider proper, for any or all of the wages that the victim was deprived of and any expenses incurred by the victim as a result of the discriminatory practice; and
(d) that such person compensate the victim, as the Tribunal may consider proper, for any or all additional cost of obtain ing alternative goods, services, facilities or accommodation and any expenses incurred by the victim as a result of the discriminatory practice.
(3) In addition to any order that the Tribunal may make pursuant to subsection (2), if the Tribunal finds that
(a) a person is engaging or has engaged in a discriminatory practice wilfully or recklessly, or
(b) the victim of the discriminatory practice has suffered in
respect of feelings or self-respect as a result of the practice, the Tribunal may order the person to pay such compensation to the victim, not exceeding five thousand dollars, as the Tribunal may determine.
The Review Tribunal here has not decided even the basis on which damages should be awarded to Mrs. Robichaud, whether they are, e.g. to be compensatory under subsection 41(2) or for injured feelings and self-respect under paragraph
41(3)(b), let alone what other award, if any, should be made under subsection 41(2). The result of the administrative process here is therefore more incomplete than in the VIA Rail case.
The best analysis of the relevant policy consider ations in play is that of Jackett C.J. in In re Anti-dumping Act and in re Danmor Shoe Co. Ltd., [ 1974] 1 F.C. 22 (C.A.), at page 34:
In my view, the object of sections 18 and 28 of the Federal Court Act is to provide a speedy and effective judicial supervi sion of the work of federal boards, commissions and other tribunals with a minimum of interference with the work of those tribunals. Applying section 11 of the Interpretation Act, with that object in mind, to the question raised by these section 28 applications, it must be recognized that the lack of a right to have the Court review the position taken by a tribunal as to its jurisdiction or as to some procedural matter, at an early stage in a hearing, may well result, in some cases, in expensive hearings being abortive. On the other hand, a right, vested in a party who is reluctant to have the tribunal finish its job, to have the Court review separately each position taken, or ruling madè, by a tribunal in the course of a long hearing would, in effect, be a right vested in such a party to frustrate the work of the tribunal.
In the view of Jackett C.J., proceedings should not be allowed to be frustrated by premature chal lenges, nor rendered abortive by continuing beyond the point at which judicial guidance becomes necessary. In the end, what is always to be protect ed is the integrity of the administrative proceed ings.
Allowing judicial review to take place in the present circumstances would be to uphold the integrity of the administrative proceedings here against both potential dangers outlined by Jackett C.J. The Review Tribunal thought it appropriate to finalize part of its task at this point, thereby allowing the important matters on which it had reached final decision to be reviewed judicially, before proceeding with the consequential ques tions. Indeed, we were told by counsel for the Canadian Human Rights Commission in the course of argument that such pauses had come to be the practice of tribunals, following the decision of this Court in the VIA Rail case. The Review Tribunal action here was entitled "decision", whereas the determination upheld by this Court as
sufficiently final in the VIA Rail case was entitled "interim decision". This style of decision-making is in fact analogous to the practice of arbitrators in labour relations matters. As this Court recently put it in striking down another challenge to administrative action in Turenko v. Royal Canadian Mounted Police Commissioner (1984), 55 N.R. 314 (F.C.A.), [at page] 315, "Surely the law should not so limit the flow of life as to require it to fit a procrustean bed of unnecessary formali ties. Even the administrative process must be sub jected only to reasonable requirements."
In the absence of authority to the contrary, I must follow the commandment of statutory inter pretation laid down by section 11 of the Interpre tation Act [R.S.C. 1970, c. I-23]:
11. Every enactment shall be deemed remedial, and shall be given such fair, large and liberal construction and interpreta tion as best ensures the attainment of its objects.
I therefore hold that the partial decision by the Review Tribunal here, since it is clearly intended to be a final decision on the issues considered, is a reviewable decision under subsection 28(1) of the Federal Court Act. This is not to say that any intermediate decision of a tribunal qualifies for review under subsection 28(1), but rather that a clearly final decision on all issues short only of the remedy or relief should so qualify, since by such a decision the substantive question before the tri bunal is finally disposed of. At this stage, the decision is sufficiently analogous to a judgment or order.
This preliminary matter out of the way, the question for decision is whether sexual harassment is a discriminatory practice under the Canadian Human Rights Act. That Act has recently been amended so to provide explicitly, but at the rele vant time there was no such provision. There were nevertheless decisions by human rights and labour tribunals across Canada, and by the Federal Court of Appeals (Washington, D.C. Circuit) on similar legislation, that sexual harassment was caught by such legislation. An Ontario Divisional Court has
recently come to the same conclusion, (In the Matter of an Appeal from a Board of Enquiry under the Ontario Human Rights Code, etc. Com modore Business Machines Ltd., and Rafael DeFilippis v. The Minister of Labour for Ontario
et al., judgment dated November 22, 1984, A-279- 83, not yet reported, but that Court's reasoning is too summary to be of assistance here.
The relevant provisions of the Canadian Human Rights Act, 1977 are as follows:
2. The purpose of this Act is to extend the present laws in Canada to give effect, within the purview of matters coming within the legislative authority of the Parliament of Canada, to the following principles:
(a) every individual should have an equal opportunity with other individuals to make for himself or herself the life that he or she is able and wishes to have, consistent with his or her duties and obligations as a member of society, without being hindered in or prevented from doing so by discriminatory practices based on race, national or ethnic origin, colour, religion, age, sex or marital status, or conviction for an offence for which a pardon has been granted or by dis criminatory employment practices based on physical hand icap; ...
3. For all purposes of this Act, race, national or ethnic origin, colour, religion, age, sex, marital status, conviction for which a pardon has been granted and, in matters related to employ ment, physical handicap, are prohibited grounds of discrimina tion.
4. A discriminatory practice, as described in sections 5 to 13, may be the subject of a complaint under Part III and anyone found to be engaging or to have engaged in a discriminatory practice may be made subject to an order as provided in sections 41 and 42.
7. It is a discriminatory practice, directly or indirectly,
(a) to refuse to employ or continue to employ any individual, or
(b) in the course of employment, to differentiate adversely in
relation to an employee,
on a prohibited ground of discrimination.
The most obvious discriminatory practices, sexual or otherwise, appear to be characterized by randomness and generality. For instance, a racial discriminator against one black presumably would behave similarly towards any other black, and indeed towards all blacks. So with sexual discrimi-
nation one might expect random and general dis crimination against women.
Sexual harassment, on the other hand, is specific to one, or at least to less than all, members of the sex. It singles out, for example, a particular man or woman, or several, for special (i.e., adverse) treatment. At first look, it may appear to be the very antithesis of sexual discrimination.
However, the randomness and generality often associated with discriminatory practices are usual ly presumed rather than established: the dis- criminator has actually acted against only one member of a class, and the rest is an inference. More important, randomness and generality are not required by the Canadian Human Rights Act to found a discriminatory practice. Section 7 of the Act provides that a discriminatory practice is directed against "any individual" or "an employee". The requirement is one of adverse differentiation based on sex, not of randomness or generality.
Canadian human rights tribunals have consist ently held that sexual harassment can amount to sexual discrimination. The first Board of Inquiry so to hold, Cherie Bell and Anna Korczak v. Ernest Ladas and The Flaming Steer Steak House (1980), 1 C.H.R.R. D/155, at page D/156, (O. B. Shime, Q.C.), under the similar provisions of the Ontario Human Rights Code, [R.S.O. 1980, c. 340] analyzed the issue this way:
But what about sexual harassment? Clearly a person who is disadvantaged because of her sex is being discriminated against in her employment when employer conduct denies her financial rewards because of her sex, or exacts some form of sexual compliance to improve or maintain her existing benefits. (There is no intention to deal with the implications of bisexual conduct in the circumstances of this case. It is intended to deal with harassment of female employees by a male authority and the
principles equally apply to the harassment of a male employee by a female in authority as well as homosexual exploitations.) The evil to be remedied is the utilization of economic power or authority so as to restrict a woman's guaranteeed and equal access to the work-place, and all of its benefits, free from extraneous pressures having to do with the mere fact that she is a woman. Where a woman's equal access is denied or when terms and conditions differ when compared to male employees, the woman is being discriminated against.
1389 The forms of prohibited conduct that, in my view, are discriminatory run the gamut from overt gender based activity, such as coerced intercourse to unsolicited physical contact to persistent propositions to more subtle conduct such as gender based insults and taunting, which may reasonably be perceived to create a negative psychological and emotional work environ ment. There is no reason why the law, which reaches into the work-place so as to protect the work environment from physi cal or chemical pollution or extremes of temperature, ought not protect employees as well from negative, psychological and mental effects where adverse and gender directed conduct emanating from a management hierarchy may reasonably be construed to be a condition of employment.
1390 The prohibition of such conduct is not without its dangers. One must be cautious that the law not inhibit normal social contact between management and employees or normal discus sion between management and employees. It is not abnormal, nor should it be prohibited activity for a supervisor to become socially involved with an employee. An invitation to dinner is not an invitation to a complaint. The danger or the evil that is to be avoided is coerced or compelled social contact where the employee's refusal to participate may result in a loss of employment benefits. Such coercion or compulsion may be overt or subtle, but if any feature of employment becomes reasonably dependent on reciprocating a social relationship proffered by a member of management, then the overture becomes a condition of employment and may be considered to be discriminatory.
1391 Again, The Code ought not to be seen or perceived as inhibiting free speech. If sex cannot be discussed between supervisor and employee neither can other values such as age, colour or creed, which are contained in The Code, be discussed. Thus, differences of opinion by an employee where sexual matters are discussed may not involve a violation of The Code; it is only when the language or words may be reasonably construed to form a condition of employment that The Code provides a remedy. Thus, the frequent and persistent taunting by a supervisor of an employee because of his or her colour is discriminatory activity under The Code and similarly, the frequent and persistent taunting of an employee by a supervi sor because of his or her sex constitutes discriminatory activity under The Code.
1392 However, persistent and frequent conduct is not a condi tion for an adverse finding under The Code because a single incident of an employee being denied equality of employment because of sex is also prohibited activity.
A Review Tribunal under the Canadian Human Rights Act, Jane Kotyk and Barbara Allary v. Canada Employment and Immigration Commis sion and Jack Chuba (1983), unreported, upheld by this Court, sub nom. Chuba v. Canadian Human Rights Tribunal, November 7, 1984, File A-193-84, [not yet reported] without argument on this issue, carried the analysis further:
There is a number of theoretical permutations and combina tions that could give rise to sexual harassment. For example, a male manager may commit heterosexual sexual harassment upon a female employee or homosexual sexual harassment upon a male employee. Similar combinations can be imagined if the roles were reversed and the manager were female and the employee male. Indeed, the harassment may be both gender- related and based upon sexual propensity as where a homosexu al employer exploits a homosexual employee.
The central problem in all of these situations is that a specific employee (whether male or female and whether hetero sexual or homosexual) is the subject of harassment and there fore has had imposed on him or her, conditions of employment which were not inflicted upon employees of the opposite gender. The target of the harassment suffers disparate treatment based on sex. As was noted in Bundy v. Jackson (1981) 641 F. 2d 934 at 942 (U.S. Court of Appeals):
.. In each instance the question is one of but-for causation: would the complaining employee have suffered the harass ment had he or she been of a different gender?... Only by reductio ad absurdum could we imagine a case of harass ment that is not sex discrimination - where a bisexual supervisor harasses men and women alike."
Nor is it an answer by an employer to argue that a manager is discriminating against a woman not because of her sex but because he finds her sexually attractive and consequently, is not harassing all women in his employment but merely this particu lar woman. In Bundy v. Jackson, supra, at p. 942, the Court indicated that
"sex discrimination ... is not limited to disparate treatment founded solely or categorically on gender. Rather discrimina tion whenever sex is for no legitimate reason a substantial factor in the discrimination."
Accordingly, the crux of the matter is whether the basis for the specific discrimination was sex related. If so, there is discrimination by reason of sex even though other employees of
the same gender are not subjected to such conduct. One commentator put the principle aptly as follows:
"Whether or not the attention is directed solely at one individual, so long as it is sex based, it is discriminatory. Womanhood is the sine qua non of the sexual harassment. But for her femaleness, the victim of sexual harassment would not have been propositioned; she would not have been requested to participate in sexual activity if she were a man." (Constance Backhouse, Case Comment, (1981)10 University of Western Ontario Law Review 141, at 143).
In this instant case there was no difference between the two Tribunals on the law as it related to sexual harassment. The original Tribunal held that section 7 of the Canadian Human Rights Act prohibited sexual harassment, but found on the facts that there was no discrimination. The Review Tribunal had an identical view of the law but reached an opposite conclusion in relation to the facts.
It is not, however, correct to say that the Review Tribunal rejected the initial Tribunal's view of the facts. The first Tribunal accepted the credibility of Mrs. Robichaud's testimony as to the fact of the sexual encounters but drew a conclusion which it admitted to be "not based on the evidence in this case but .. . on . .. assessment of human motiva tion in sexual conduct", viz. that "Mrs. Robichaud engaged with Mr. Brennan, according to her tes timony, in sexual activities in which she could not have engaged unless she was fully consenting thereto". It was this inference from the facts that was rejected by the Review Tribunal [at page 16,0511:
We respectfully disagree with the proposition that the nature of the acts of fellatio, masturbation, and fondling are of such a highly consensual nature that she could not have engaged in them unless she was fully consenting thereto.
Mrs. Robichaud began working for the Depart ment of National Defence at the Air Defence Command base in North Bay as a cleaner in 1977. She succeeded in becoming the first woman at the base to win the position of lead hand, and was on probation in that position from November 20, 1978, to May 20, 1979. It was during that period, in March, April and May, 1979, that the sexual harassment complained of took place.
The Tribunal found that the applicant Brennan first asked Mrs. Robichaud for sexual intercourse about March 16 when she came to his office at his request during working hours. From that time on, Mrs. Robichaud testified, Brennan was constantly asking for sexual favours and also asking her intimate questions relating to her personal sex life. The first sexual incident occurred on April 6 and from then on Brennan called her repeatedly at home. There were several other incidents over the next weeks, ending on May 22, just after Mrs. Robichaud completed her probation period. On May 24 she told her family physician and her husband about the incidents and on May 25 she informed her union president, and also told Bren- nan she would no longer put up with his demands. She repelled a further approach from him about June 18, after he returned from a three-week vacation. She had informed the Assistant Base Administrative Officer Captain Adlard that she had been sexually harassed by Brennan, and her allegation was discussed at a meeting with Captain Adlard and Brennan on June 28.
Did this combination of events constitute sexual harassment? A manager who takes the initiative in making sexual advances in his office during busi ness hours does so at his own peril, and certainly when the employee is, as here, in a situation of particular vulnerability he must expect that any doubtful facts will be interpreted against him.
Hindsight would suggest that Mrs. Robichaud was ill-advised ever to telephone the applicant or to visit him after hours to reason with him, and particularly to be persuaded initially that she was sexually frustrated and also to have had a final encounter with him after the end of her probation period.
Nevertheless, the whole course of conduct of the two parties shows that the initiative was consist ently his, that she repeatedly indicated her unwill ingness, that on at least two occasions he threat-
ened her with work-related consequences if she refused to cooperate, and that throughout the period he used his position of authority to force compliance. An omnipresent and seemingly omnipotent superior, using the full powers of his office, must be deemed to create a coerced rather than a consensual response, unless he can show otherwise. In other words, given the power-vulner ability relationship as it existed here, the mere fact of sexual encounters gives rise to a prima facie case of sexual harassment, and to an onus on the manager to show, if he can, that the acts did not constitute sexual harassment.
The Review Tribunal found that the applicant Brennan failed to discharge this onus. There was evidence, in fact, a preponderance of evidence, on which they could find him liable for a discrimina tory practice, with or without the onus.
The Review Tribunal also found Brennan guilty of sexual harassment by reason of his creation of a poisoned work environment. This concept appears to have developed to meet the requirement of the Ontario legislation, following the U.S. legislation, that discrimination against an employee on a pro hibited ground had to be shown "with regard to any term or condition of employment". The Canadian Human Rights Act requires simply adverse differentiation against an employee, a less precise and more easily established offence. Here, sexual acts of a coerced nature which amounted to adverse differentiation having actually occurred, a poisoned work environment is a fortiori, but not necessary for the offence.
In summation, I conclude that there was ade quate evidence for the Review Tribunal to find the applicant Brennan liable for adverse differentia tion based on sex. It was not a random or a general adverse differentiation. It was rather because of the individuating aspects of Mrs. Robichaud's sex uality that she was victimized. Nevertheless, it was because of her sex. As the Washington D.C. Fed-
eral Court of Appeals put it in Barnes v. Costle, 561 F.2d 983 (1977), at page 990:
But for her womanhood ... her participation in sexual activity would never have been solicited ... Put another way, she became the target of her superior's sexual desires because she was a woman, and was asked to bow to his demands as the price for holding her job.
No case could provide a clearer example than the present one of adverse differentiation based on sexual characteristics, since it was precisely those qualities that were the object of the applicant Brennan's attention.
A related point argued on this applicant's behalf was that the Review Tribunal, like any appellate body, lacked the power to reverse the findings of fact made by the first Tribunal unless the latter had made "some palpable and overriding error": Stein et al. v. The Ship `Kathy K", [1976] 2 S.C.R. 802, at page 808; 62 D.L.R. (3d) 1, at page 5. However, assuming without deciding that the powers of a Review Tribunal under section 42.1 of the Canadian Human Rights Act are properly so limited, the Review Tribunal here reversed an inference drawn from the facts, rather than the initial Tribunal's view of the facts themselves, as I have already indicated. In the view I take, this inference was a palpable and overriding error and so the test is satisfied in any event.
The large question which remains is as to the employer's liability for the sexual discrimination practised by Brennan. While it would be an inter esting excursus to look at this question from the dynamic viewpoint of the law of torts, the Supreme Court of Canada has recently held with respect to the parallel Ontario Human Rights Code that such an approach is foreclosed by the legislative initiative expressed in the Code: Seneca College of Applied Arts and Technology v. Bha- dauria, [1981] 2 S.C.R. 181; 124 D.L.R. (3d) 193. Laskin C.J.C., said for the Court (at pages 194- 195 S.C.R.; at page 203 D.L.R.):
In the present case, the enforcement scheme under The Ontario Human Rights Code ranges from administrative enforcement through complaint and settlement procedures to adjudicative or quasi-adjudicative enforcement by boards of inquiry. The boards are invested with a wide range of remedial authority including the award of compensation (damages in effect), and to full curial enforcement by wide rights of appeal which, potentially, could bring cases under the Code to this Court. The Ontario Court of Appeal did not think that this scheme of enforcement excluded a common law remedy ....
The view taken by the Ontario Court of Appeal is a bold one and may be commended as an attempt to advance the common law. In my opinion, however, this is foreclosed by the legislative initiative which overtook the existing common law in Ontario and established a different regime which does not exclude the courts but rather makes them part of the enforcement ma chinery under the Code.
For the foregoing reasons, I would hold that not only does the Code foreclose any civil action based directly upon a breach thereof but it also excludes any common law action based on an invocation of the public policy expressed in the Code. The Code itself has laid out the procedures for vindication of that public policy, procedures which the plaintiff respondent did not see fit to use.
Obviously, similar considerations would apply to the Canadian Human Rights Act. If we cannot look to the common law of torts, what about the parallel statutory field of criminal law?
A Tribunal decision under the Ontario legisla tion points in that direction: Edilma Olarte et al. v. Rafael DeFilippis and Commodore Business Machines Ltd. (1983), 4 C.H.R.R. D/1705 (Board of Inquiry—Prof. Peter A. Cumming), recently upheld by a Divisional Court, In the Matter of an Appeal from a Board of Enquiry under the Ontario Human Rights Code, etc. Commodore Business Machines Ltd., and Rafael DeFilippis v. The Minister of Labour for Ontario et al., supra [not yet reported]. The Tribunal concludes, inter alia that where an employee is part of the "direct- ing mind" of the corporation, then the employer corporation is itself personally in contravention, so that "the act of the employee becomes the àct of the corporate entity itself, in accordance with the organic theory of corporate responsibility" (at page D/1744). This is based on a criminal law rather than a tort analogy.
In R. v. Waterloo Mercury Sales Ltd. (1974), 18 C.C.C. (2d) 248 an Alberta District Court held a corporation guilty of fraud under subsection 338(1) of the Criminal Code [R.S.C. 1970, c. C-34] for the action of its used car sales manager in turning back the odometers on used cars prior to sale even though this was contrary to written corporate policy, on the ground that he was the directing mind and will of the corporation in all matters relating to the used car operation of the company. Going even further, in R. v. P.G. Mar ketplace and McIntosh (1979), 51 C.C.C. (2d) 185 the British Columbia Court of Appeal held that a company was guilty of fraud where unknown to the directors a salesman for his own benefit defrauded a customer. These cases are both based on the law as laid down by the Ontario Court of Appeal in R. v. St. Lawrence Corp. Ltd., [1969] 3 C.C.C. 263, at page 281 (per Schroeder J. A.):
... if the agent falls within a category which entitles the Court to hold that he is a vital organ of the body corporate and virtually its directing mind and will in the sphere of duty and responsibility assigned to him so that his action and intent are the very action and intent of the company itself, then his conduct is sufficient to render the company indictable by reason thereof.
All of these cases stand for the proposition that, where there is a clear delegation of authority to a servant in a particular area of responsibility, he is the directing mind and will of the corporation in that area so as to render it criminally liable for his acts. The McIntosh case makes it clear that this is so even when the servant is acting entirely for his own benefit.
On this analogy the Government would be responsible for Brennan's actions since they would be deemed to be those of the Government itself if Brennan could be considered to be the directing mind and will of the cleaning operation. His role was described as follows by the original Tribunal [at page 1093]:
There are several lead hands in the Cleaning Department. They are supervised by two Area Foremen who, in turn, are supervised by the Foreman, Mr. Brennan. Mr. Brennan is
supervised by the Base Assistant Administrative Officer and, ultimately, the Base Commanding Officer. Assignment of Mrs. Robichaud's geographic workplace, duties, workload, and cleaners to supervise was done mainly by the Area Foreman, subject to the supervision and, at times, the intervention of Mr. Brennan.
The applicant Brennan was the chief civilian employee at the base and the person to whom was delegated responsibility for the cleaning operation. Moreover, it was he who had the principal input into the employer's decision with respect to the satisfactory completion of Mrs. Robichaud's pro bation period. In short, it could reasonably be inferred that he was the directing mind and will in so far as the cleaning operation was concerned.
Nevertheless, in my view the thrust of the Seneca College decision should lead us to look for the principles of liability rather in the four corners of the statute itself. In fact, even before the Seneca College decision the British Columbia Court of Appeal in Re Nelson et al. and Byron Price & Associates Ltd. (1981), 122 D.L.R. (3d) 340 adopted the approach that an employer's vicarious liability under the Human Rights Code [R.S.B.C. 1979, c. 186] of that Province must be determined from the words of the legislation. In that case the Court held that the Code could not be read to create,. such -a liability. However, its value as a precedent is limited by the fact that the board of inquiry there had made an order for aggravated damages, and the Court held that the wording of the legislation with respect to aggravated damages ("knowingly or with a wanton disregard") neces sitated a personal contravention by the employer for liability to be established.
The salient features of the Canadian Human Rights Act in this context are the principle set out in section 2 and the remedies provided by section 41. The principle of the Act is a broad one: that "every individual should have an equal opportunity with other individuals to make for himself or herself the life that he or she is able and wishes to have ... without being hindered in or prevented
from doing so by discriminatory practices". The combined effect of this principle and section 11 of the Interpretation Act amounts to a virtual direc tion to a Court to interpret the Act so as to render the largest and most liberal protection to those discriminated against. Such protection must needs include recourse against an employer.
The broad remedies provided by section 41, the general necessity for effective follow-up, including the cessation of the discriminatory practice, imply a similar responsibility on the part of the employ er. That is most clearly the case with respect to the requirement in paragraph 41(2)(a) that the person against whom an order is made "take measures, including adoption of a special program, plan or arrangement ... to prevent the same or a similar practice occurring in the future". Only an employ er could fulfil such a mandate.
I also agree with the contention of the respond ent Canadian Human Rights Commission that vicarious liability is a clear implication of the Seneca College decision. If the development of a common-law tort of discrimination, as accepted by the Ontario Court of Appeal, is pre-empted by the legislative development of a human rights code, it can only be supposed that such a development would leave those discriminated against with rights of enforcement at the very least as broad as those which they would have had at common law, and would therefore include some concept of employer liability.
All of this is with respect to the Canadian Human Rights Act in general. But the recognition of employer liability is a fortiori in reference to sexual discrimination under section 7, which reads: "It is a discriminatory practice, directly or in directly ... (b) in the course of employment, to differentiate adversely in relation to an employee, on a prohibited ground of discrimination." The words "directly or indirectly" are not found in the comparable section of the Ontario Code, or indeed in the definition of other discriminatory practices under the federal Act. They indicate particularly with respect to this form of discrimination a clear acceptance of employer liability.
However, I cannot take the notion of indirect responsibility to mean an absolute liability. The very words "directly or indirectly" connote some form of participation by those deemed responsible. An employer must, therefore, have at least an opportunity of disclaiming liability by reason of bona fide conduct.
This is in effect where the U.S. Courts have ended up. In the two cases already cited, the Federal Court of Appeals for the District of Columbia does not hesitate to state that an employer is liable for discriminatory acts commit ted by supervisory personnel, but the Court in Barnes v. Costle adds that "should a supervisor contravene employer policy without the employer's knowledge and the consequences are rectified when discovered, the employer may be relieved from responsibility" (supra, at page 993).
This would establish a rule of law akin to that recently enunciated with respect to regulatory or public welfare offences, which are not truly crimi nal but are prohibitions in the public interest. In R. on the information of Mark Caswell v. Corpo ration of City of Sault Ste. Marie, [1978] 2 S.C.R. 1299, Dickson J. (as he then was), speaking for the Court, said that such offences "might well be regarded as a branch of administrative law to which traditional principles of criminal law have but limited application" (at page 1303), and held that they are offences of strict liability as a half way house between mens rea and absolute liability, allowing a defence based on reasonable care at the proof of the defendant on the balance of probabilities.
This is also, incidentally, where the statute has come to as a result of recent amendments. Subsec tion 48(5) [S.C. 1980-81-82-83, c. 143, s. 23] now explicitly provides for employer liability for the acts of employees in the course of employment but subsection 48(6) allows the employer to exculpate himself by establishing lack of consent and all due
diligence to prevent the act or omission from being committed and subsequently to mitigate or avoid the effort thereof.
The view I take of the law is essentially that adopted by the Review Tribunal, which stated [at page 16,053]:
The authorities provided to this Tribunal make it quite clear that the liability of the employer for its supervisory personnel is a strict liability.
The whole of the Review Tribunal's approach would indicate that it did not consider the employ er's strict liability to amount to absolute liability.
On the basis, then, of employer responsibility subject to a showing of due care and concern, we turn to the Review Tribunal's findings concerning the Government's response [at page 16,053]:
In this case, there was no clearly defined policy against sexual harassment which had been communicated to the employees. Secondly, when the complaints were brought to the attention of Mr. Brennan's superiors, no investigation was conducted by the employer to determine the truth or otherwise of the allegations and in particular no investigation was requested or made pursuant to the Financial Administration Act, Section 10 [This apparently should have been section 7.] On the contrary, steps were taken to remove Mrs. Robichaud from the normal routine of a lead hand. She was ultimately transferred to the so called "punishment block" on the barracks where her duties were severely curtailed. This treatment of Mrs. Robichaud would give the impression to the other employees on the base that she had fallen out of favour with the people in charge of personnel. There was certainly no indication that Mr. Brennan was disfavoured. There was the orchestrated attempt to discredit Mrs. Robichaud after she had filed her complaint by the flood of letters and petitions against her, a circumstance which should have prompted great suspicion and therefore closer inquiry. Finally, we find it particularly irres ponsible on the part of the employer that the activities of Mr. Brennan in relation to the personnel who were called to testify before the Tribunal were not monitored so as to prevent any coercion or intimidation of them by Mr. Brennan.
I would not myself expect nearly so much in 1979 by way of communication of the employer's determination to deter sexual discrimination as in 1984, given the social sensitization that has occurred with respect to this problem in the last
five years. However, for the employer to allow Mrs. Robichaud to have her duties adversely affected on June 29, just a month after she had successfully completed six months of probation without apparently a single complaint, as a result of the letters and petitions against her which even the military authorities admitted suggested orches tration by the applicant Brennan, the very person against whom she had made an accusation of sexual harassment, was evidence on the basis of which the Review Tribunal could find a lack of due care and concern. So was the manner in which the matter was raised by the Assistant Administra tive Officer with Brennan. So was the initial treat ment of her grievances. So even was the Confiden tial Memorandum of the Base Commander the following September 17 (Appeal Book, vol. 17, page 2212):
CONFIDENTIAL
AIDE-MEMOIRE
REDRESS-MRS ROBICHAUD-11 SEP 79
17 Sep 79
2. Firstly, the case was badly handled at the lowest supervisory level in that a number of items of complaint, whether written or unwritten, did not seem to be dealt with at all with Mrs Robichaud and with the individuals who made the complaint. This led eventually to a Report of Shortcomings which in my view was not warranted in terms of the methods employed in arriving at the Report of Shortcomings. This is the reason for my being quite lenient in hearing the grievances and in eventu ally ripping up all the evidence. The fact remains, however, that Mrs Robichaud has weaknesses in her supervisory abilities which if not corrected should result in some form of action, whether it be corrective in nature or whether it be of a career nature, in that we can no longer employ her as a Lead-hand or we can't employ her at all.
3. Secondly, and in the long run possibly more important, is the possibility of the feeling being generated amongst cleaning staffs, or for the matter amongst all civilian staffs on the Base, that the Union has in fact won a position over management. I have discussed this with Mr Costello [the Union president] and have given him fair warning that if I find that this feeling is being generated deliberately then I would have to take some positive action. I have further indicated to him that this is not a win or lose situation but that Mrs Robichaud's grievances were redressed in her favour primarily because of the way in which the matter was handled, not because of the possibility of the allegations being correct or incorrect. In other words, there is very good evidence to support the fact that Mrs Robichaud's performance of her duties is lacking.
There seems to have been no evidence in the record that the Base Commander's view of her shortcomings was based on anything more than the suspicious letters and petitions, which were never investigated. He acknowledges that the case was badly handled, but is concerned that any correc tion of the situation not be interpretable as a victory for the Union over management.
On such facts I cannot find that the Review Tribunal based its decision on an erroneous finding of fact made in a perverse or a capricious manner or without regard for the material before it, as required by section 28 of the Federal Court Act.
A final argument raised by the applicant Trea sury Board, relying on Stein et al. v. The Ship "Kathy K", (supra), was that the Review Tribunal was not justified in substituting its view of the facts in relation to the employer's liability for that of the initial Tribunal. Since the first Tribunal had found that Brennan did not sexually discriminate against Mrs. Robichaud given her consent, it did not have to decide on the consequent liability of the employer for this discrimination. Nevertheless, the Tribunal did conclude [at page 1102]:
On the whole, therefore, I cannot hold the employer (exclud- ing Mr. Brennan) in any way responsible for adverse differen tial treatment of Mrs. Robichaud after her complaints about Mr. Brennan became known to Base management.
Counsel for the Treasury Board argued that this must be read as meaning "if I am wrong in my factual finding exonerating Brennan, in the alter native I find that the liability was Brennan's alone and not his employer's".
I cannot so read these words. I think that what the Tribunal must have had in mind was an independent discriminatory practice, subsequent and unrelated to Brennan's, which the employer might have been thought to be liable for. I am strengthened in this conclusion by the fact that the
Tribunal failed to engage in any analysis of the existence of a principle of respondeat superior which might have provided a legal basis for the factual excursus counsel contends for.
I would therefore dismiss both section 28 applications.
 You are being directed to the most recent version of the statute which may not be the version considered at the time of the judgment.