Judgments

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T-2786-79
Robert McLaren, Garry Seeman and Donald Thompson (Plaintiffs)
v.
The Queen (Defendant)
Trial Division, Muldoon J.—Regina, October 26 and 27, 1983; Ottawa, May 1, 1984.
Restitution — Plaintiffs supplying seed and services to rancher in adverse possession of Crown land pending outcome of legal proceedings — Rancher unsuccessful — Actions based on unjust enrichment — Actual benefit less than potential because of weeds and having to swath and bale hay — Actions dismissed in absence of special relationship between parties — Nicholson v. St-Denis et al. (1975), 57 D.L.R. (3d) 699 (Ont. C.A.) applied — Contractual, fiduciary or matrimonial rela tionship required — Relationship usually characterized by knowledge of benefit by defendant and express or implied request by defendant for benefit, or acquiescence in perform ance — Theory of incontrovertible benefit, justifying requiring defendant to pay for benefit without establishing volitional requirement, not accepted in Canada as basis for judicial intervention in unjust enrichment case — Greenwood v Ben- nett, 119721 3 All E.R. 586 (C.A.) extending principle beyond circumstances of special relationship to case where plaintiff doing work on property he honestly believes he owns, distin guished — Plaintiffs knowing not owning property, and know ing seed and services supplied to rancher to whom must look for payment.
Agency — Agency of necessity — Plaintiffs supplying seed and services to rancher remaining in adverse possession of Crown land pending outcome of legal proceedings — No contractual relationship between plaintiffs and defendant — No necessity for alleged agents acting upon own view of purported emergency as alleged principal, whether rancher, defendant or Indian Affairs, always accessible for precise instructions — Rancher knowing no specific authority to do anything about land or spring seeding — No agency by con tract, implication or necessity — If plaintiffs innocent victims of misrepresentations, they were effected by words and conduct of rancher.
CASES JUDICIALLY CONSIDERED
APPLIED:
Nicholson v. St-Denis et al. (1975), 57 D.L.R. (3d) 699 (Ont. C.A.).
DISTINGUISHED:
Greenwood v Bennett, [1972] 3 All E.R. 586 (C.A.). CONSIDERED:
Comeau v. Province of New Brunswick (1973), 36 D.L.R. (3d) 763 (N.B.C.A.); Fibrosa Spolka Akcyjna v. Fairbairn, Lawson, Combe Barbour Lei., [1943] A.C. 32 (H.L.).
REFERRED TO:
McKissick, Alcorn, Magnus & Co. v. Hall, [1928] 3 W.W.R. 509 (Sask. C.A.); Morrison v. Can. Surety Co. and McMahon (1954), 12 W.W.R. (N.S.) 57 (Man. C.A.); Deglman v. Constantineau, [1954] S.C.R. 725; [1954] 3 D.L.R. 785; Reeve v. Abrahams (1957), 22 W.W.R. 429 (Alta. S.C.); Walsh Advertising Co. Ltd. v. The Queen, [1962] Ex.C.R. 115; Estok v. Heguy (1963), 43 W.W.R. 167 (B.C.S.C.); Glavin v. MacLean (1972), 5 N.S.R. (2d) 288 (Co. Ct.); Ross v. Ross, Jr. et al. (1973), 33 D.L.R. (3d) 351 (Sask. Q.B.); Pettkus v. Becker, [1980] 2 S.C.R. 834; T & E Development Ltd. v. Hoornaert (1977), 78 D.L.R. (3d) 606 (B.C.S.C.); Republic Resources Ltd. v. Ballem, [1982] I W.W.R. 692 (Alta. Q.B.); Ledoux v. Inkman et al., [1976] 3 W.W.R. 430 (B.C. Co. Ct.); Norda Woodwork & Interi ors Ltd. v. Scotia Centre Ltd., [1980] 3 W.W.R. 748 (Alta. Q.B.).
COUNSEL:
Paul Elash for plaintiffs.
Mark Kindrachuk for defendant.
SOLICITORS:
Kohaly & Elash, Estevan, Saskatchewan, for plaintiffs.
Deputy Attorney General of Canada for defendant.
EDITOR'S NOTE
The Editor has decided that the reasons for judgment herein should be reported for the dis cussion of the legal issues of agency of necessity and unjust enrichment but that the facts of the case could be summarized without impairing the reader's appreciation of the questions of law involved.
The facts were that a rancher mortgaged his land in favour of the Industrial Development Bank and his interest was subsequently foreclosed. The
Department of Indian Affairs and Northern De velopment acquired title. The rancher com menced legal proceedings (which eventually ended without success) seeking a further oppor tunity to redeem. While these were in progress, the rancher was permitted, under an informal agreement, to remain in adverse possession. It was during this period that the plaintiffs supplied seed and services to the rancher and they have brought action to recover the value of these from Her Majesty on the grounds of either agency of necessity or unjust enrichment. There was here no question of any contractual relationship be tween the plaintiffs and the defendant.
The following are the reasons for judgment rendered in English by
MULDOON J.: The first line of argument which counsel advanced on behalf of the plaintiffs is that there was an agency of necessity and/or of implica tion. In this regard, counsel did no more than to refer to Halsbury, Third Edition, volume 1. He asserted that it is a well-settled principle of law that agency may arise in at least one of two ways, and he referred to a passage on page 145 of the cited volume:
... agency arises whenever one person, called "the agent", has authority, express or implied, to act on behalf of another, called "the principal", and consents so to act.
Counsel next referred to paragraph 364 of volume 1 [at pages 152-153], Halsbury, Third Edition, by reading the following; but omitting the words in square brackets:
The contract of agency is created by the express or implied agreement of principal and agent, or by ratification [by the principal of the agent's acts done on his behalf.]
and:
Implied agency arises from the conduct or situation of the parties, [or from necessity.]
Counsel next quoted indirectly from paragraph 373 of the cited volume saying:
Halsbury also, at paragraph 373, refers to something it calls the agency of necessity. This arises, according to Halsbury, wherever a duty is imposed upon a person to act on behalf of another, apart from any contract of agency they may have and in circumstances of emergency, in order to prevent irreparable injury. That's an analogy and certainly not identical to the situation at hand.
Halsbury goes on to say it may also arise in agency by necessity where a person acts in the interests of another to preserve his property from destruction.
The foregoing being the plaintiffs' case in regard to the import of the law of agency in these circumstances, it may be noted that the defend ant's counsel, in reply, referred to the case of Comeau v. Province of New Brunswick.' That is a case which might have been decided differently on equitable principles. The headnote, which suf ficiently encapsulates the necessary facts and the law which was applied, is as follows [at page 763]:
Where a social worker employed by a provincial Government Department of Health and Welfare, in order to induce a landlord to rent premises to a certain tenant, undertakes that the premises will be left in good condition, and the landlord, on the strength of the undertaking, rents the premises to the tenant, the provincial Government is not liable for breach of the undertaking. Such an undertaking is not authorized by statute nor does it necessarily pertain to the objects of the Department of Health and Welfare. Consequently, at least in the absence of express authority by a responsible official, the Government is not bound by the undertaking.
[DeCosmos v. The Queen (1883), 1 B.C.R. (Pt.II) 26, apld]
In any event it is clear that, whatever the plight of the land in the case at bar, there was no agency of necessity proved here. On all of the evidence it is apparent that whether the plaintiffs are alleging that Mr. Lees [the rancher] was their principal, or that the defendant or Indian Affairs was their principal, the alleged principal was quite accessible at all material times for precise instructions; and there was no necessity for the alleged agents to act upon their own view of the purported emergency, if any. Certainly Mr. Lees knew, if the plaintiffs did not, that he had no specific authority at the time to do anything about the land or spring seeding. Mr. Lees knew, because of his own deter mination to remain in unlawful possession, that Indian Affairs was going to leave him undisturbed until it had clear judicial authorization to evict him. Mr. Lees would have had to be wilfully blind to believe that Mr. Irvine [a business service offi cer with Indian Affairs] could confer the status of agent upon him on behalf of the defendant. It is extremely doubtful that he even believed it. No such status was conferred in fact or in law. The
' (1973), 36 D.L.R. (3d) 763 (N.B.C.A.).
alleged authority, said by Mr. Lees to have been conferred by Mr. Leask [Acting Regional Director of Indian Affairs] in a telephone conversation with the now deceased Mr. Bamford [the rancher's solicitor], is not proved on a balance of probabili ties, in view of Mr. Leask's credible appreciation of his own position and authority at the material time.
In sum there was no agency by contract, implication or necessity upon which the plaintiffs can successfully base their claims against the defendant. If the plaintiffs were the innocent vic tims of any misrepresentations, then the misrepre sentations were effected by the words and conduct of Mr. Lees, and not by those of any officer, agent or servant of the defendant.
The notion of implied agency already negatived could arise in regard to the plaintiffs' counsel's main argument of law upon which they seek to make their--claims, unjust enrichment. There is no doubt that the defendant derived some benefit from the contributions of Mr. McLaren and Mr. Seeman, and also from the seed which Mr. Thompson sold to Mr. Lees, upon finding on a balance of probability, that it was actually sown to the defendant's land. That finding, being reason able in the circumstances, is confirmed. However the potential full benefit of the plaintiffs' contribu tions is not commensurate with the actual benefit, because of weed infestations and the practical necessity of having to swath and bale some of that which grew where the plaintiffs did work and furnished seed. Accordingly, if one were to accede to the plaintiffs' claims on a quantum meruit basis, one would award them amounts less than their respective claims. It would be exceedingly difficult, if not impossible, to be accurate in making any such awards.
First, it is necessary to determine whether the plaintiffs can lawfully succeed upon their claims on the ground of the unjust enrichment said to be
retained by the defendant at the plaintiffs' expense.
This is still a vaguely defined area of the common law in Canada. Many of the reported cases begin on the premise enunciated by Lord Wright in the case of Fibrosa Spolka Akcyjna v. Fairbairn, Lawson, Combe Barbour, Ld., 2 thus:
It is clear that any civilized system of law is bound to provide remedies for cases of what has been called unjust enrichment or unjust benefit, that is to prevent a man from retaining the money of or some benefit derived from another which it is against conscience that he should keep. Such remedies in English law are generically different from remedies in contract or in tort, and are now recognized to fall within a third category of the common law which has been called quasi-con tract or restitution.
One can hardly quarrel with this principle, but one wonders in what circumstances it is to be applied. Certainly if there be two parties to an arrangement and one of them, by words or conduct, has induced the second to enrich the first in circumstances in which the second would be unlikely to have made a gift to, or conferred a gratuitous benefit upon, the first one whose words or conduct are proved, then it seems clear that the principle ought to be applied. But what if there were the intervention of a third party? Or what if there were no arrange ment between the plaintiff and the defendant, at all? What if, as in the case at bar, both of those circumstances were found? So it is that the expres sion of Lord Wright's dictum is rather more simple and clear than its application.
Mr. Justice (now Associate Chief Justice) Mac- Kinnon commented on that very dictum, in the case of Nicholson v. St-Denis et a1. 3 in the Ontario Court of Appeal. After quoting it, he wrote [at page 701]:
The trial Judge acknowledged that the words were extremely broad and general but he felt that the Court should not attempt to whittle them down. Counsel for the plaintiff took the position in this Court that these words really meant that it was totally dependent upon the individual Judge's conscience as to whether he considered the circumstances such as to give rise to the remedy of unjust enrichment.
If this were a true statement of the doctrine then the unruly horse of public policy would be joined in the stable by a steed of
2 [1943] A.C. 32 (H.L.), at p. 61.
3 (1975), 57 D.L.R. (3d) 699 (Ont. C.A.).
even more unpredictable propensities. The law of unjust enrich ment, which could more accurately be termed the doctrine of restitution, has developed to give a remedy where it would be unjust, under the circumstances, to allow a defendant to retain a benefit conferred on him by the plaintiff at the plaintiffs expense. That does not mean that restitution will follow every enrichment of one person and loss by another. Certain rules have evolved over the years to guide a Court in its determina tion as to whether the doctrine applies in any particular circumstance.
He identified one salient factor, that of a special relationship between the parties, in the following passage:
It is difficult to rationalize all of the authorities on restitution and it would serve no useful purpose to make that attempt. It can be said, however, that in almost all of the cases the facts established that there was a special relationship between the parties, frequently contractual at the outset, which relationship would have made it unjust for the defendant to retain the benefit conferred on him by the plaintiff—a benefit, be it said, that was not conferred `officiously". This relationship in turn is usually, but not always, marked by two characteristics, firstly, knowledge of the benefit on the part of the defendant, and secondly, either an express or implied request by the defendant for the benefit, or acquiescence in its performance.
Prior to his statement in the Fibrosa case, Lord Wright had earlier discussed the doctrine of restitution in Brook's Wharf & Bull Wharf Ltd. v. Goodman Bros., [1937] 1 K.B. 534, and stated (p. 545):
The obligation is imposed by the Court simply under the circumstances of the case and on what the Court decides is just and reasonable, having regard to the relationship of the parties.
(Emphasis added.) This passage was quoted and applied by the Supreme Court in County of Carleton v. City of Ottawa, [1965] S.C.R. 663 at p. 668, 52 D.L.R. (2d) 220 at p. 225.*
What is that special relationship? It may be contractual, fiduciary or matrimonial. It may be a very casual arrangement, or an unenforceable con tract. It seems to be the sine qua non of success, but it is not an inevitable guarantee of success. A special relationship is a factor in all but two of the cases, cited here by counsel, in which the plaintiffs have succeeded. It is the essential nexus between the defendant's words and conduct, and the plain tiff's conferring of the benefit, in the following cases:
4 Ibid., at pp. 701 and 702.
McKissick, Alcorn, Magnus & Co. •v. Hall; 5 Mor- rison v. Can. Surety Co. and McMahon; 6 Deglman v. Constantineau; 7 Reeve v. Abrahams; 8 Walsh Advertising Co. Ltd. v. The Queen;' Estok v. Heguy; 10 Glavin v. MacLean;" Ross v. Ross, Jr. et al.; 12 Pettkus v. Becker;" T & E Development Ltd. v. Hoornaert; 14 Republic Resources Ltd. v. Ballem. 15
Although the nexus of some previous relationship was established in the McKissick case and in the Republic Resources case, other circumstances nevertheless denied success to the respective plaintiffs.
Counsel referred as well to a thorough work on this subject by George B. Klippert, entitled Unjust Enrichment (Butterworths, Toronto, 1983) in which a vast and eclectic body of jurisprudence is collected. At page 95 there begin passages dealing with quantum meruit and "incontrovertible bene fit". The latter theory, according to the learned author, "would justify requiring a defendant to pay for a benefit without establishing a volitional requirement." However, he concludes that incon trovertible benefit has not been accepted in Canada as a basis for judicial intervention in an unjust enrichment action.
The claim of unjust enrichment has been made in other cases, and failed, where the court found no nexus or special relationship—or no adequate nexus—between the parties. The cases cited here in this category are: Nicholson v. St-Denis et al.; 16 Ledoux v. Inkman et al.;' 7 Norda Woodwork & Interiors Ltd. v. Scotia Centre Ltd. 18 .
5 [1928] 3 W.W.R. 509 (Sask. C.A.).
6 (1954), 12 W.W.R. (N.S.) 57 (Man. C.A.). [1954] S.C.R. 725; [1954] 3 D.L.R. 785.
8 (1957), 22 W.W.R. 429 (Alta. S.C.).
9 [1962] Ex.C.R. 115.
10 (1963), 43 W.W.R. 167 (B.C.S.C.). it (1972), 5 N.S.R. (2d) 288 (Co. Ct.).
12 (1973), 33 D.L.R. (3d) 351 (Sask. Q.B.).
13 [1980] 2 S.C.R. 834.
14 (1977), 78 D.L.R. (3d) 606 (B.C.S.C.).
15 [1982] 1 W.W.R. 692 (Alta. Q.B.).
16 Supra, footnote 3 (Leave to appeal to S.C.C. refused [1975] 1 S.C.R. x).
17 [1976] 3 W.W.R. 430 (B.C. Co. Ct.).
18 [1980] 3 W.W.R. 748 (Alta. Q.B.).
In the immediately above-mentioned cases the plaintiffs failed because no special relationship was established, even though in the latter two cases (Ledoux and Norda) the defendants knew that the plaintiffs were doing work which was claimed to have enhanced the value of the respective defend ants' properties.
In one non-Canadian case, that of Greenwood y Bennett, 19 no special relationship existed and yet the plaintiff succeeded. There, the defendant was the victim of a theft and conversion of its automo bile which the plaintiff believed he had bought and which he had extensively repaired in regard to damage largely caused by the thief. Nemo dat quod non habet, but the plaintiff honestly, although mistakenly, believed that he had title, so he claimed the cost of the repairs from the real owner. The plaintiff failed in the County Court, but he appealed. In allowing his appeal, Lord Denning M.R., said: 2°
Counsel for Mr Bennett has referred us to the familiar cases which say that a man is not entitled to compensation for work done on the goods or property of another unless there is a contract express or implied to pay for it. We all remember the saying of Pollock CB: "One cleans anther's shoes. What can the other do but put them on?" (Taylor y Laird (1856), 25 LJ Ex 329 at 332). That is undoubtedly the law when the person who does the work knows, or ought to know, that the property does not belong to him. He takes the risk of not being paid for his work on it. But it is very different when he honestly believes himself to be the owner of the property and does the work in that belief.
That case is an extension of the principle beyond the circumstance of special relationship. If it evinces the common law of Canada, which is highly doubtful, it nevertheless is not applicable to the circumstances of the case at bar. The plaintiffs here knew, of course, that they themselves did not own the land in question. In light of the general knowledge of people in the area that Lees was being forced off his former land by the govern ment, the plaintiffs probably knew, and certainly had good reason to believe that Lees was in unlaw ful possession. They all knew that they had sup
'9 [1972] 3 All E.R. 586 (C.A.). 20 Ibid., at p. 589.
plied the seed and services to Lees, and not to the defendant, and they all believed that it was Lees to whom they must look for payment.
There was, no doubt, a probable basis for misun derstanding between the defendant and Lees, fuelled and enhanced by the latter's virtually invin cible hope and determination not to be displaced but, indeed, to regain title to the ranch without any interruption of occupancy. Indian Affairs, advised by the Department of Justice, was simply letting Lees remain in occupancy until judicial authorization had been obtained to evict him from the land. That authorization was accorded sooner than either Lees or the defendant expected and when it came, the defendant with absolutely no inconsistency, in regard to past conduct, moved promptly to effect the eviction.
The salient factor in this case is the absence of any special relationship between the parties. The plaintiffs and the defendant were drawn into this dispute because of the conduct of John Harold Maxwell Lees, against whom the plaintiffs would have had a cause of action for the value of seed and services, if they had elected to pursue it. In the circumstances of this case, in the absence of any special relationship, and on the evidence, the defendant must be exonerated and the plaintiffs' actions must be dismissed, with costs to be taxed, if the defendant chooses to exact them.
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