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A-233-84
Terence Christopher Willette (Applicant) v.
The Commissioner of the Royal Canadian Mount ed Police (Respondent)
Court of Appeal, Heald, Urie and Stone JJ.— Winnipeg, October 18; Ottawa, November 5, 1984.
Judicial review — Applications to review — R.C.M.P. — Application to set aside decision discharging constable — Applicant complaining case against him based on documentary evidence so denied cross-examination — Discharge and Demotion Board rejecting objection as procedure governed by Commissioner's Standing Order, not requiring calling of wit nesses and cross-examination — Board troubled by conflicting evidence upon which findings and recommendation based — Recommendation of discharge upheld by Board of Review Appeal to Commissioner rejected — Innisfil (Corporation of the Township) v. Corporation of the Township of Vespra et al., [1981] 2 S.C.R. 145 and Cheung v. Minister of Employment and Immigration, [1981] 2 F.C. 764; (1981), 36 N.R. 563 (C.A.) considered — Trier of fact should resolve confusion in evidence by any means available — Bulletin authorizing Board to fill gaps in procedural rules and to request more complete or specific evidence — Principles of natural justice contrav ened in relying upon conflicting evidence — Board erred in failing to call witnesses to testify and be cross-examined Unnecessary to consider arguments based on Charter and Canadian Bill of Rights — Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.), ss. 7, 11 — Canadian Bill of Rights, R.S.C. 1970, Appendix III, ss. 1(a), 2(d),(e).
Held, the application should be allowed.
See the Editor's note infra for a summary of the events preceding this application for judicial review.
According to Halsbury's Laws of England, it is not a neces sary ingredient of natural justice that one who has submitted evidence in writing must be produced for cross-examination, provided that the evidence is disclosed and an adequate oppor tunity given to reply to it. However, the usefulness of cross- examination in determining the truthfulness of a witness has been attested to in numerous cases, and in texts on evidence. In Innisfil (Corporation of the Township) v. Corporation of the Township of Vespra et al., [1981] 2 S.C.R. 145, Estey J. stated that "where the rights of the citizen are involved and the statute affords him the right to a full hearing ... one would expect to find the clearest statutory curtailment of the citizen's
right to meet the case made against him by cross-examination." In Cheung v. Minister of Employment and Immigration, [1981] 2 F.C. 764; (1981), 36 N.R. 563 (C.A.), Urie J. stated that "it is incumbent upon the Adjudicator to be sure that he bases his decision on the best evidence that the nature of the case will allow. That ordinarily would require viva voce evi dence in the proof of essential ingredients .... Only when it is not possible to adduce that kind of primary evidence should secondary evidence be relied upon."
The Board had to determine whether the applicant was guilty as charged and whether to recommend his discharge. It had first to discover what had happened, and in so doing decide what evidence to accept or reject. Much of the evidence was contradictory. The trier of fact should, if authorized by his mandate, seek out by whatever means are available to him, ways of clearing up confusion in the evidence. That includes the calling of witnesses whose statements are conflicting. The Board was also obliged to scrutinize its procedural rules to see whether it had authority to arrange attendance of witnesses and submit them to cross-examination. The Bulletin does in fact provide the necessary authority. Paragraph 12.a.3. authorizes the Board to fill gaps in its procedural rules, and paragraph
11.e. gives it authority to request that evidence contained in a document "be made more complete or specific." Paragraph
11.f. gives the examiner wide latitude in cross-examination.
The respondent argues that the applicant could have called these witnesses as his own. That would not provide an adequate substitute for cross-examination. If anything, it might have tilted the balance of advantage even more in favour of the Commanding Officer, who would have gained an opportunity of cross-examining witnesses, who were in substance his own. The Board erred in failing to call the makers of the statements to testify viva voce and be cross-examined. The Board's reliance upon conflicting and contradictory evidence in finding facts and credibility and in recommending discharge on the basis of those findings contravened the principles of natural justice.
CASES JUDICIALLY CONSIDERED
CONSIDERED:
Cheung v. Minister of Employment and Immigration, [1981] 2 F.C. 764; (1981), 36 N.R. 563 (C.A.); Innisfil (Corporation of the Township) v. Corporation of the Township of Vespra et al., [1981] 2 S.C.R. 145.
DISTINGUISHED:
Wilson v. Esquimalt and Nanaimo Railway Company, [1922] 1 A.C. 202.
REFERRED TO:
Rex v. Simmons and Greenwood, [1923] 3 W.L.R. 749 (B.C.C.A.); Rex v. Anderson, [1938] 3 D.L.R. 317 (Man. C.A.); Mercantile and General Inventions v. Leh- wess, [1935] A.C. 346.
COUNSEL:
Randolph B. McNicol and Louise A. Lamb for applicant.
David G. Frayer, Q.C. and Harold Sandell for respondent.
SOLICITORS:
Fillmore & Riley, Winnipeg, for applicant.
Deputy Attorney General of Canada for respondent.
The following are the reasons for judgment
rendered in English by
STONE J.:
EDITOR'S NOTE
The Editor has chosen to omit the initial 14 pages of the judgment herein. This is a section 28 application to review and set aside a decision of the Commissioner of the Royal Canadian Mounted Police discharging a constable for "unsuitability". He had been convicted in Provincial Court of assault and intimidation, contrary to the Criminal Code. His Commanding Officer did not, however, rely upon these convictions but followed the procedures prescribed for such cases by the Commissioner. The applicant's principal com plaint was that the case against him was based entirely upon documentary evidence, much of it in the form of unsworn statements. The applicant was accordingly denied the opportunity of cross- examination and it was argued that the principles of natural justice had been contravened. The Dis charge and Demotion Board rejected this objec tion on the basis that its procedure was governed by the Commissioner's Standing Order which did not require the calling of witnesses and their cross-examination. The Board recommended the applicant's discharge. That decision was upheld by a Board of Review and an appeal to the Commissioner was rejected. A reading of its deci sion revealed that the Board had been troubled by the conflicting evidence upon which its findings and recommendation were based.
I come now to consider the merits of the application. Eight points of attack are raised against the Commissioner's decision, seven of which rely upon violations of rights enshrined in the Charter [Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.)] and the Canadian Bill of Rights [R.S.C.
1970,. Appendix III] and upon violation of the principles of natural justice recognized at common law. Sections 7 and 11 of the Charter read:
7. Everyone has the right to life, liberty and security of the person and the right not to be deprived thereof except in accordance with the principles of fundamental justice.
11. Any person charged with an offence has the right
(a) to be informed without unreasonable delay of the specific offence;
(b) to be tried within a reasonable time;
(c) not to be compelled to be a witness in proceedings against that person in respect of the offence;
(d) to be presumed innocent until proven guilty according to law in a fair and public hearing by an independent and impartial tribunal;
(e) not to be denied reasonable bail without just cause;
(f) except in the case of an offence under military law tried before a military tribunal, to the benefit of trial by jury where the maximum punishment for the offence is imprison ment for five years or a more severe punishment;
(g) not to be found guilty on account of any act or omission unless, at the time of the act or omission, it constituted an offence under Canadian or international law or was criminal according to the general principles of law recognized by the community , of nations;
(h) if finally acquitted of the offence, not to be tried for it again and, if finally found guilty and punished for the offence, not to be tried or punished for it again; and
(i) if found guilty of the offence and if the punishment for the offence has been varied between the time of commission and the time of sentencing, to the benefit of the lesser punishment.
Paragraphs 1(a) and 2(d) and (e) of the Canadian Bill of Rights provide:
1. It is hereby recognized and declared that in Canada there have existed and shall continue to exist without discrimination by reason of race, national origin, colour, religion or sex, the following human rights and fundamental freedoms, namely,
(a) the right of the individual to life, liberty, security of the person and enjoyment of property, and the right not to be deprived thereof except by due process of law;
2. Every law of Canada shall, unless it is expressly declared by an Act of the Parliament of Canada that it shall operate notwithstanding the Canadian Bill of Rights, be so construed and applied as not to abrogate, abridge or infringe or to authorize the abrogation, abridgment or infringement of any of the rights or freedoms herein recognized and declared, and in particular, no law of Canada shall be construed or applied so as to
(d) authorize a court, tribunal, commission, board or other authority to compel a person to give evidence if he is denied counsel, protection against self crimination or other constitu tional safeguards;
(e) deprive a person of the right to a fair hearing in accord ance with the principles of fundamental justice for the deter mination of his rights and obligations;
The applicant places particular reliance upon his second and third points of attack which may be conveniently repeated at this stage:
2. That as all of the evidence tendered against the applicant was submitted in documentary form and as his accuser called no witnesses to testify, the procedure before the Discharge and Demotion Board contravened sections 7 and 11 of the Charter, the Bill of Rights and the principles of natural justice.
3. That as the applicant was denied cross-examination of the makers of several statements contained in the documen tary evidence against him, the procedure before the Board contravened sections 7 and 11 of the Charter, sections 1(a) and 2(e) of the Bill of Rights and the principles of natural justice.
He argues that even apart from the Charter and the Canadian Bill of Rights he was deprived of a right accorded by the principles of natural justice. Basically, he claims, he was not afforded a fair hearing in that the whole of the evidence against him and relied upon by the Board was documen tary and specifically that he was deprived of the opportunity of cross-examining the makers of the unsworn and, in two instances, unsigned state ments. There is of course no need to explore arguments based upon alleged violations of the Charter of the Canadian Bill of Rights if, indeed, I should conclude that the Board deprived the applicant of a common law right recognized by the principles of natural justice.
The Commissioner did not himself conduct the hearing before the Board. The appeal to him, as it was to the Board of Review, was on the basis of the record produced by the Discharge and Demo tion Board. He did not conduct a hearing de novo. He was able to conclude, however, that "these proceedings were conducted properly throughout the investigation and at all levels of internal administrative action". If, therefore, the Discharge and Demotion Board erred in law by denying the applicant a right enshrined in the Charter, in the Canadian Bill of Rights or at common law with respect to an aspect of the hearing, obviously the Commissioner's decision would be tainted by that error and be reviewable by this Court.
Did the Board violate the principles of natural justice as the applicant claims in his second and third points of attack? It is not a court of law. Its procedures did not have to conform to those gov erning civil or criminal trials in courts of law. Yet it was invested with a power and responsibility of determining matters of fact and law as to whether the applicant had been involved in the commission of crimes, the seriousness of those crimes and the circumstances surrounding their commission. Its role as the trier of fact was all-important. The respondent argues that the Discharge and Demo tion Board, in effect, went "by the book", by faithfully adhering to its procedures as laid down in the Bulletin. That being so, he argues, the applicant cannot complain. The Bulletin did not expressly require attendance at the hearing of the statement makers, nor did it expressly accord the applicant the opportunity of cross-examination. Apparent support for the respondent's position exists. Thus in Halsbury, 4th ed., vol. 1, para. 76, at page 94 we find this statement:
... it is not a necessary ingredient of natural justice that one who has submitted relevant evidence in writing or ex parte must be produced for cross-examination, provided that the evidence is disclosed and an adequate opportunity is given to reply to it.
To the same effect is the judgment of Duff J. sitting as a member of the Judicial Committee of
the Privy Council on an appeal from the Court of Appeal for British Columbia in Wilson v. Esquimalt and Nanaimo Railway Company, [1922] 1 A.C. 202, at pages 212-213. There, how ever, the decision of the Lieutenant-Governor of British Columbia was required to be made upon "reasonable proof" but without the necessity of holding a hearing. That is not the case here.
The role of cross-examination has been described by the learned editors of Wigmore on Evidence, (Chadbourne Rev., 1974) vol. 5, at page 32, para. 1367, "as a vital feature of the law" and as "the greatest legal engine ever invented for discovery of truth". It has been observed that while an untruthful witness may show no sign of untruthfulness in his examination-in-chief yet "under skillful cross-examination it may be dis closed that he is unworthy of belief, that he is affected by some motive or bias which wholly destroys the value of his evidence" (per McPhillips J.A. in Rex v. Simmons and Greenwood, [1923] 3 W.L.R. 749 (B.C.C.A.), at page 751); that cross- examination is a "powerful weapon of defence, and often its sole weapon" (per Dennistoun J.A. in Rex v. Anderson, [1938] 3 D.L.R. 317 (Man. C.A.), at page 319); and that it is a "powerful and valuable weapon for the purpose of testing the veracity of a witness and the accuracy and completeness of his story" (per Lord Hanworth M.R. in Mercantile and General Inventions v. Lehwess, [1935] A.C. 346, at page 359 as quoted by Viscount Sankey L.C.).
When the Ontario Municipal Board denied a party the opportunity of cross-examining a repre sentative of a Minister of the Crown upon a letter written by the Minister and relied upon by the Board, the Supreme Court of Canada struck down the decision as contravening a statutory as well as a common law right enshrined in the principles of natural justice. In that case, Innisfil (Corporation of the Township) v. Corporation of the Township of Vespra et al., [1981] 2 S.C.R. 145, Estey J. stated (at pages 166-167):
It is within the context of a statutory process that it must be noted that cross-examination is a vital element of the adversari-
al system applied and followed in our legal system, including, in many instances, before administrative tribunals since the earli est times. Indeed the adversarial system, founded on cross- examination and the right to meet the case being made against the litigant, civil or criminal, is the procedural substructure upon which the common law itself has been built. That is not to say that because our court system is founded upon these institutions and procedures that administrative tribunals must apply the same techniques. Indeed, there are many tribunals in the modern community which do not follow the traditional adversarial road. On the other hand, where the rights of the citizen are involved and the statute affords him the right to a full hearing, including a hearing of his demonstration of his rights, one would expect to find the clearest statutory curtail ment of the citizen's right to meet the case made against him by cross-examination.
In Cheung v. Minister of Employment and Immi gration, [1981] 2 F.C. 764; (1981), 36 N.R. 563 (C.A.) this Court set aside a decision of an Adjudicator appointed under the provisions of the Immigration Act, 1976, [S.C. 1976-77, c. 52] refusing to allow the applicant to cross-examine the author of a statutory declaration filed in evi dence before him. Chief Justice Thurlow (at page 768 F.C.; at page 567 N.R.) considered that the Adjudicator had "erred in law" while Mr. Justice Heald (at page 770 F.C.; at page 569 N.R.) considered it "essential that applicant's counsel be given the opportunity to test and challenge" the evidence by cross-examination. Mr. Justice Urie expressed the following opinion (at page 772 F.C.; at page 570 N.R.):
While it is true that the evidentiary rules applicable in trials in courts of law need not be followed in inquiries with the rigidity that is required in such courts and while an Adjudicator is, by the Act, entitled to receive and base his decision on evidence which he considers to be credible and trustworthy, he ought to exercise great care in the weight which he attaches to the kind of evidence tendered in this inquiry. That is so because its purpose is to prove the essential ingredi ents which must be proved to determine whether or not the person concerned has violated some of the provisions of the Act or of the Regulations. It is not desirable, or perhaps possible, to formulate rules applicable in every case. However, as a first principle, it seems to me that it is incumbent upon the Adjudicator to be sure that he bases his decision on the best evidence that the nature of the case will allow. That ordinarily would require viva voce evidence in the proof of essential ingredients, if it is at all possible. Only when it is not possible to adduce that kind of primary evidence should secondary evi dence be relied upon. The circumstances of each case will dictate what evidence the Adjudicator will accept and the weight which he will give to it.
As already noted the Board carried a particular ly heavy responsibility. It had to determine wheth er the applicant was guilty as charged by his Commanding Officer and whether to recommend his discharge from the R.C.M.P. Before recom mending anything, however, it had first to discov er, as best it could, what happened on June 10 and 11, 1982 and in so doing to decide what evidence to accept or to reject. That task is not an easy one even at the best of times where the evidence is all in one direction and where no serious question of credibility arises. It is an extremely difficult task, in my judgment, where much of the relevant evi dence is, as it was here, conflicting and contradic tory. Then the trier of fact must take special care lest a wrong conclusion be reached. He should, if authorized by his mandate, seek out by whatever means are available to him ways of clearing up confusion in the evidence on essential points if that can be done. That, to my mind, should include the calling of witnesses whose statements are conflict ing or contradictory.
The Board took the view that the procedures contained in the Bulletin governed, that the appli cant's complaint was essentially against those procedures and, in effect, that the Board could do nothing about them. "The bottom line of it" ruled the Board "is ... AM-53 is the authority in law in these proceedings and ... this Board feels obliged to abide by it". With respect, having regard to the evidentiary problems facing it, the Board was also obliged to scrutinize its procedural rules with par ticular care to see whether, in fact, it lacked authority to arrange attendance of the absent wit nesses and submit them to cross-examination. I am quite satisfied from my reading of the Bulletin that the necessary authority existed. Counsel agreed. Paragraph 12.a.3. authorizes the Board to fill gaps in its procedural rules, and by paragraph 11.e. it had authority to request that evidence contained in a document "be made more complete or specific". Given that the statements were all unsworn and, in two cases, unsigned, how better to make them more complete or specific than to request their makers to testify and submit to cross-examination.
The existence of authority to do so seems assumed by a commentary in paragraph 13.b.5. of the Rules of Practice and Procedure (Explanation), where it is written:
13.b....
5. Additionally, should the Board have requested certain witnesses, they will be excluded as well. The Board will advise the members and the Force's representative why the Board requested the attendance of certain witnesses and where, in the order of the proceedings the Board will "hear" from its witness(es).
NOTE: If the Board has called a witness, they should ask their questions of him and then permit cross-examination by both representatives. The Force's representative will cross-examine first with the member's representative being given the opportunity to cross-examine lastly.
Had the absent witnesses testified viva voce and been cross-examined it might have ensured, to use the language of the commentary appearing in paragraph 8.d. of the Rules of Practice and Proce dure (Explanation), that the Board was "fully informed and aware of the full circumstances sur rounding the incident in order to make a well informed decision". The value and importance of cross-examination seemed fully appreciated by the Board itself for we find in another commentary appearing in paragraph 11.f. of those Rules the following:
In cross-examination, wide latitude is given to the cross-exam iner, with few restrictions placed as to the questions asked and the manner in which those questions are asked. Any question which is material to the substantive issues or to the credibility of a witness should be allowed ... The Board may ... restrict cross-examination to what would reasonably be required for a full and fair disclosure of the facts in relation to which evidence has been given ....
The respondent argues that, had he wished to do so, the applicant could have secured his rights by calling these witnesses as his own with leave of the Board. In my view this argument does not improve the respondent's position. Certainly, I would not regard that course as providing an adequate substi tute for cross-examination. If anything, it might have tilted the balance of advantage even more in favour of the Commanding Officer who would thereby have gained an opportunity which was not sought but which was denied to the applicant, that
of cross-examining witnesses who, in substance, were his own. In my judgment, in the circum stances of this case where the evidence being relied upon by the Board was, in its own words, "conflict- ing and contradictory in many respects", it erred in failing to do what it clearly had authority to do, that is, calling the makers of the statements before the hearing to testify viva voce and be cross-exam ined. Many of those witnesses were members of the R.C.M.P. and could have been directed to attend. While the civilian witnesses fell outside its control, the Board should have taken all reason able steps to arrange their attendance. In these circumstances, the Board's reliance upon conflict ing and contradictory evidence in finding facts and credibility and in recommending discharge on the basis of those findings, contravened the principles of natural justice. The applicant should have had a full opportunity to make his defence if he has any. The hearing lacked basic fairness in this regard. The opportunity of testing the evidence should have been afforded. Had the Board done so, it would have been better able to decide the matter in the light of the best evidence available.
Having concluded that the principles of natural justice were infringed, it becomes unnecessary to consider the applicant's remaining arguments including those based upon the Charter and the Canadian Bill of Rights.
For the above reasons, I would set aside the decision of the Commissioner dated December 5, 1983 and would refer the matter back to him on the basis firstly that a new review of the case before a differently constituted Discharge and Demotion Board be held and, secondly, that the new review be conducted in accordance with the principles of natural justice and in a manner not inconsistent with the reasons for judgment.
URIE J.: I concur. HEALD J.: I concur.
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