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A-383-79
Cécile Pronovost (Appellant) v.
Minister of Indian Affairs and Northern Develop ment (Respondent)
and
John Charles, Linda Gadoua Chenier and Mohawk Council of Kanawake (Mis -en-cause)
Court of Appeal, Pratte, Marceau and MacGuigan JJ.—Montreal, November 26 and 29, 1984.
Indians — Disposal of land in reserve by will — Whether Minister erred in vacating devise pursuant to Act s. 46(1)(d) as contrary to interest of band or to Indian Act — Nature of individual Indian's right on reserve land — Extent of Indian testamentary freedom re reserve land — Indian Act, R.S.C. 1970, c. 1-6, ss. 18, 20, 24, 42, 43, 45(1),(3), 46, 47 (as am. by
R.S.C. 1970 (2nd Supp.), c. 10, s. 64), 49, 50(2),(3) Canadi- an Charter of Rights and Freedoms, being Part 1 of the Constitution Act, 1982, Schedule B, Canada Act 1982, 1982, c. 11 (U.K.), s. 15.
The appellant's father, an Indian, died while legally in possession of a lot on the Caughnawaga Indian reserve. By his will he bequeathed the lot to his two daughters, it being understood that his wife should have the right of occupancy as long as she lives. The will was duly approved pursuant to subsection 45(3) of the Act. Four years later, the Minister of Indian Affairs and Northern Development vacated that devise pursuant to paragraph 46(1)(d) of the Act on the grounds that it was contrary to both the interest of the band and the Act. This is an appeal from that decision pursuant to section 47.
The respondent maintains that a devise with substitution of a reserve lot is contrary to the Indian Act because it limits the testamentary freedom of the institute over the substituted property, because an Indian's right over a reserve lot is for his lifetime only and because the existence of a substitution is inconsistent with the right of the Minister to approve the transfer of reserve lots.
Held, the appeal should be allowed.
Per Pratte J.: It is doubtful that the relevant clause should be interpreted as creating a devise with a charge, as proposed by the appellant. However, it is not necessary to decide this point, because even if it is a devise with a substitution, as argued by the respondent, there is nothing in this contrary to the letter or spirit of the Indian Act. Indians enjoy the same testamentary rights as others and must therefore be recognized as having the same right as others to make gifts accompanied by a substitution.
While the right of an Indian over reserve property is, in a sense, a life estate, this is not absolutely true since it is to some extent, under the Act, subject to testamentary transfer. It is therefore not precluded from being also the subject of a substitution.
Finally, the devise herein is not inconsistent with the require ment that such transfers be approved by the Minister. The will was duly approved or probated. Then, it became incumbent upon the wife to obtain approval in the form of a Certificate of Possession and finally, when the substitution began, upon the two daughters. The existence of a substitution does not contra vene either subsection 45(3) or section 49.
Per Marceau J.: An Indian's right over reserve land is a sui generis right which defies any rational classification under our traditional property law. One thing is certain: it is not a life estate and the Minister erred when he based his decision on the assumption that it was.
Secondly, the power conferred on the Minister to reject or approve a will under section 45 or to declare it void under section 46 is subject to the rules of "natural justice". While, technically, the Minister was not prohibited from acting because the will had been approved four years earlier or because of the lapse of time, a declaration that the will was void, in the circumstances and in the manner in which it was made here, is simply unacceptable.
A reading of the voided clause does not support the conclu sion that a substitution was made. The wording is not suf ficiently clear for that. Furthermore, it is equally possible, and therefore preferable, to interpret it as creating a right in favour of the wife to live there, placing the daughters under a tacit obligation to provide accommodation for their mother.
Even if a substitution was created, there is no basis for saying that it was contrary to the interests of the band or to the provisions of the Act. The Minister can still protect the band's interests since he remains free to legitimize the possession both of the institute and of the substitute. And no provisions of the Act have been infringed since the creation of substitutions is not forbidden and since the spirit of the legislation is to place on the Indian's freedom only the limits formally stated.
The present proceedings are indeed an appeal under section 47 against the decision vacating part of the will. It is an appeal as of right which can be based on any grounds, eliminating the notion that the Minister's decision in such cases is purely administrative and discretionary.
However, the final provision of the Minister's decision, authorizing the issue of a Certificate of Possession to the wife, is not a part of the decision regarding the will and cannot be appealed under section 47.
Per MacGuigan J.: It is well settled in Secretary of State for Education and Science v. Tameside Metropolitan Borough Council that even though a legislative provision, such as subsec tion 46(1) of the Act, is framed in a "subjective" form when giving someone a discretionary power, it does not automatically
exclude all judicial review. Although the evaluation of facts belongs to the person given the discretionary power, the courts must still inquire whether those facts exist and have been taken into account, whether the decision has been made upon a proper self-direction as to those facts and whether irrelevant facts have not been taken into account.
In the present case, the Minister erred as to the facts (the will) and the law (the principle of substitution). The courts therefore have a right to intervene.
Furthermore, even before the implementation of section 15 of the Charter, the courts have a duty to give a strict interpreta tion to provisions of the Act which deny natives the rights enjoyed by other Canadians. In the case at bar, justice requires intervention by the Court.
CASE JUDICIALLY CONSIDERED
APPLIED:
Secretary of State for Education and Science v. Tame- side Metropolitan Borough Council, [1977] A.C. 1014 (H.L.).
COUNSEL:
Philippe Gélinas, Q.C., for appellant. Normand Lemyre for respondent.
SOLICITORS:
Philippe Gélinas, Q.C., Montreal, for appel lant.
Deputy Attorney General of Canada for respondent.
Gérald E. Sullivan, Q.C., Beaconsfield, Quebec, for mis -en-cause John Charles.
The following is the English version of the reasons for judgment rendered by
PRATTE J.: This is an appeal pursuant to section 47 of the Indian Act [R.S.C. 1970, c. I-6 (as am. by R.S.C. 1970 (2nd Supp.), c. 10, s. 64)] from a decision made by the Minister of Indian and Northern Affairs in accordance with paragraph 46(1)(d) of that Act)
' Paragraph 46(1)(d) reads as follows:
46. (1) The Minister may declare the will of an Indian to
be void in whole or in part if he is satisfied that
(d) the will purports to dispose of land in a reserve in a manner contrary to the interest of the band or con trary to this Act;
Under section 47, a decision made by the Minister pursuant to section 46 may be appealed to this court:
(Continued on next page)
This decision was made on April 4, 1979. It relates to the will of an Indian, John Charlie, who died on July 3, 1974 while legally in possession of lot 371 of the Caughnawaga Indian reserve. By his will, Charlie bequeathed this real property to his two daughters on the following terms:
2. I give the property of which I die possessed as follows:
a) To my daughters, namely, Mrs. Cecile Pronovost and Mrs. Linda Gadoua Chenier, in equal shares, my Village Lot No. 371 per Plan No 56291, together with improvements thereon. It being understood that my wife, Margaret Charlie, shall have the right of occupancy as long as she lives.
The decision a quo vacated the devise made to the testator's two daughters. It will suffice to cite two paragraphs from it:
AND WHEREAS the Minister believes that the granting of a life estate by John Charlie for his wife, with a gift over to his two daughters, on his death, is an attempt by John Charlie to extend, by his Will, the interest he acquired in the said land under the terms of the Indian Act;
AND WHEREAS the Minister, being satisfied that the terms of the Will purport to dispose of land on a reserve in a manner contrary to the interest of the Band and contrary to this Act, is pleased hereby, pursuant to Section 46 of the Indian Act, to declare the words in Paragraph 2 of the Will of John Charlie, which give an interest in Village Lot No 371 on Plan No 56291 on the Caughnawaga Reserve to Mrs Cecile Pronovost and Mrs Linda Gadoua Chenier, to be void;
In support of the appeal, counsel for the appel lant argued that there was nothing in the clause cited above from the will of John Charlie which was contrary to the Indian Act or to the interests of the band. In the submission of counsel for the appellant, the testator by that clause simply bequeathed his lot to his two daughters on condi tion that they look after their mother. What could be more legal and more moral!
To this counsel for the respondent replied by suggesting another interpretation of the clause. He argued that in it the testator indicated two inten tions: that of leaving lot 371 to his two daughters and that of leaving the exclusive right to occupy
(Continued from previous page)
47. (1) A decision of the Minister made in the exercise of the jurisdiction or authority conferred upon him by section 42, 43 or 46 may, within two months from the date thereof, be appealed by any person affected thereby to the Federal Court of Canada, if the amount in controversy in the appeal exceeds five hundred dollars or if the Minister consents to an appeal.
the lot to his wife as long as she lived. As the only right which the testator could claim to have over lot 371 was that of possessing and occupying it, 2 it is impossible to give effect to these two gifts at the same time. The only way of giving effect to the clause, therefore, is to interpret it as constituting a legacy to the wife with a substitution in favour of the two daughters. Counsel for the respondent said that it was because the Minister adopted this interpretation that he found the clause contrary to the Indian Act. He maintained that a devise with substitution of a lot located on an Indian reserve is contrary to the Indian Act for three reasons:
(1) because the existence of a substitution limits the testamentary freedom of the institute over the substituted property;
(2) because the right which an Indian may have over a lot located on a reserve is for his lifetime only; and
(3) because the existence of a substitution is inconsistent with the right which the Act confers on the Minister to approve the transfer of any lot located on a reserve.
Counsel for the respondent did not attempt to justify the finding in the decision a quo that the disputed clause in the will was contrary to the interests of the band.
I am not sure that the interpretation of this clause proposed by the appellant should prevail. I doubt that it is a devise with a charge. However, it is not necessary to decide this point, because even if I adopt the interpretation suggested by the respondent and assume that this is a devise with a substitution, I see nothing in this contrary to the letter or spirit of the Indian Act.
It is true that, in creating a substitution, the testator deprived his widow of the right to bequeath the property substituted: but how is this inconsistent with the Indian Act? Counsel for the respondent cited in this regard subsection 45(1):
45. (1) Nothing in this Act shall be construed to prevent or prohibit an Indian from devising or bequeathing his property by will.
2 Sections 18, 20 et seq of the Indian Act.
It seems to me that precisely because Indians enjoy the same testamentary freedom as other individuals they must be recognized as having the same right as others to make gifts accompanied by a substitution.
It is also true that the right which an Indian may claim over real property located on a reserve is, in a sense, a life estate. However, it can be seen from reading the Indian Act that this proposition is not absolutely true, since that Act clearly indi cates that the fact that this right lasts only for a lifetime does not prevent its being to some extent subject to testamentary transfer. This being so, I see no reason why the fact that the right allegedly lasts only for a lifetime precludes its being also the subject of a substitution.
I come to the last reason alleged in support of the decision a quo, namely that a devise with a substitution is inconsistent with the provisions of the Act that any transfer of the right to possession of a lot located on a reserve must necessarily be subject to approval by the Minister. I must admit that I do not understand this proposition. On Charlie's death, his will was subject under subsec tion 45(3) to the requirement that "the Minister has approved the will or a court has granted probate thereof pursuant to this Act". In the absence of such approval or probate, the will was void. Correspondingly, if the will was approved or probated, as it in fact was, anyone claiming to be entitled to possession of lot 371 under the will had under section 49 to obtain the Minister's approval, which would ordinarily be given in the form of a Certificate of Possession. Thus, the wife instituted in the substitution first had to obtain that approv al; then when the substitution began the two daughters who were substitutes had to obtain it in their turn. In my view, the existence of a substitu tion does not contravene either subsection 45(3) or section 49.
I do not see how the clause of the will of John Charlie vacated by the decision a quo contravenes the Indian Act. The opposite conclusion arrived at by the Minister therefore appears to me to be based on a misinterpretation of that Act. This being so, his decision must be reversed.
I would allow the appeal and set aside the decision a quo in so far as it vacated the aforemen tioned clause of John Charlie's will.
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The following is the English version of the reasons for judgment rendered by
MARCEAU J.: I concur in the opinion of Pratte J. that this appeal must succeed, and I do not question the sufficiency of the ground on which he based his conclusion. If counsel for the respondent had not indicated that this case was regarded by the Minister as an important test case on a ques tion of principle, I would perhaps have done no more than concur. However, I must observe that the ground on which Pratte J. based his judgment appears to me to be much less crucial and funda mental than certain other factors, and the idea that the decision might carry a certain weight made me think it might be better for me to discuss my view of the matter, even though in the limited time available I cannot do full justice to the sub ject. To facilitate my task, I have chosen to arrange my observations under five headings, deal ing with five different points.
1. The exact legal nature of the most complete right which an Indian may hold over land located on a reserve is extremely difficult, if not impos sible, to determine precisely, for the obvious reason that it is a right which has never been defined or described in terms of the usual concepts of the ordinary law, especially not those of the civil law. At most one may speak of an analogy with the traditional institutions of the Quebec Code, and even then, one should be extremely careful to avoid any doctrinal construct. The Act speaks of a right of "possession" which may be proven by a Certificate of Possession, taking the place of a real estate title: it speaks of a right which does not derive from that of an owner but which may nonetheless be transferred as such, both inter vivos and mortis causa, although such a transfer can only be fully effective after it has been approved by the Minister; and this hybrid right, which is both patrimonial and personal, is applied formally to the land by the Act without specifying what becomes of buildings or improvements on the land. It has been called a sui generis right: that is
undoubtedly true, but what I wish to emphasize here is that this sui generis right defies any ration al classification under our traditional property law. Reasoning as if this were not so, by applying general rules framed in terms of institutions devel oped in a totally different context, is extremely dangerous.
In any case one thing is certain, and it is that the right of an Indian over both the land of which he has legal and legitimate possession and the buildings which he or his predecessors may have erected on it is not a life estate, that is a right which is extinguished and disappears on his death: and the Minister was clearly in error when he suggested that it was, which deprives the reasons given in support of his decision of the legal basis he suggested for them.
2. The exact meaning and proper legal effect of the ministerial approval which the Act requires for all acquisitions by an Indian of a permanent right of possession over land located on reserves— whether of first holders (section 20), persons acquiring inter vivos (section 24) or legatees (sec- tion 49)—is also difficult to analyse. It must be borne in mind that this authorization is necessary to create initially, in favour of the first holder, and to renew thereafter in favour of persons acquiring, a "legitimate or legal" right of possession applying to the land, but it is not necessary otherwise, whether to create or maintain a right other than possession (such as occupying as a tenant or cul tivating as a farmer) or to validate deeds affecting property other than the land (for example, a dwell ing on the land which can be removed from it); and it should not be forgotten that even where it is necessary to validate the right of a person acquir ing, the Minister's refusal to grant it cannot be regarded as preventing the transfer of any right, since such a refusal will be grounds for compensa tion (subsections 50(2) and (3)). The least that can be said is that fitting all this into the frame work of our traditional institutions and concepts is singularly difficult.
For the moment, however, these analytical dif ficulties do not matter: they certainly should not
stand in the way of the, in my view, fundamental conclusion that the power conferred on the Minis ter to agree or refuse to "legitimize possession" or "confirm a transfer" is of a very different order from his power to reject or approve as a will a written document signed by an Indian (section 45) or his power to invalidate for certain specific causes a testamentary disposition included in the will of an Indian (section 46). I have no hesitation in thinking that the Minister's power to refuse to "legitimize" possession of real estate is an administrative and not a quasi judicial power— although in my opinion, like any power of this kind, it must not be diverted from its proper purpose of protecting the higher interests of the band for whose use or benefit the territory of the reserve was set aside, and in addition, its exercise may well be regarded as requiring observance of the minimum procedural requirements contained in the new concept of "fairness". However, I am not persuaded that the power of refusing to approve a document as a will and that of vacating a disposition mortis causa contained in that will are powers of the same type. In view of their very nature and application, I am not prepared to believe that Parliament intended to make them purely discretionary powers in the exercise of which the Minister could dispense with the proce dural safeguards known as the rules of "natural justice" which our legal tradition has made appli cable to any decisions made pursuant to an adjudicative power affecting individual rights. It may well be said that approval of a will under section 45 does not prevent its being subsequently declared void under section 46, since they are two quite different powers, and no strict time limits have been specified for either. Technically, there fore, the Minister was not prohibited from acting either by the approval of the will given by his predecessor four years earlier, or simply by the lapse of time. However, a declaration that it was void, made in the circumstances and in the manner in which it was made here, appears simply unacceptable.
3. If apart from that, leaving aside the objec tions made thus far on the basis of general princi ple, one examines the validity of the interpretation placed on the testamentary disposition which was
declared to be void, in my opinion the only possible conclusion is that the Minister's position is unrea sonable. It is of the very essence of a substitution that the disposition, made in favour of two beneficiaries called upon to take not jointly but alternatively or successively, must relate to the same right over the same property, and I would think that, in order to be able to ascribe to an individual an intent to make a substitution in a testamentary disposition, it is necessary for the words used by him to indicate that he in fact had such an intent. Now, the formula used here sug gests exactly the opposite. The testator described in completely different words what he intended to bequeath to his daughters and the provision he made for his wife, and he did so in terms which are manifestly not on the same logical level of think ing, one being subordinated to the other. Though it could technically be said in law that a "right of occupancy" is a right of possession (which seems far from certain to me, since all dictionaries treat a tenant as an "occupant" and yet the tenant is not in possession, and since the Act itself at times clearly distinguishes the right to possess from the right to occupy—as in section 20), what matters is what the testator could have thought, since the question is one of intent, and it seems clear that to him the "right of occupancy" was not of the same order and did not exclude the transcendent and complete right which was his own and which he bequeathed to his daughters.
Furthermore, even though it was possible to interpret the clause at issue as creating a substitu tion, it was undoubtedly equally possible (not to say more reasonable) to interpret it as creating a right in favour of the wife simply to live there, placing the daughters under a tacit obligation to provide accommodation for their mother—hence the expression "it being understood". Now again, it is a fundamental rule in interpreting a will, and one of simple common sense, that when a choice has to be made the Court should prefer an inter pretation which gives effect to an obscure clause of the document rather than one which will oblige it to find that the clause is simply void.
4. Assuming (taking the reasoning to the ulti mate point of impossibility) that the disposition
may reasonably be interpreted as creating a substi tution in the traditional sense, I too cannot see any basis for saying that a testamentary disposition of this kind is contrary to the interests of the band for which the reserve exists or to the provisions of the Indian Act. So far as the band's interests are concerned, they can still be protected by the Min ister, who remains free to refuse to "legitimize" the possession both of the institute, who is now claiming the right to ask for it under the will (section 49), and of the substitute, who will claim it later. I do not see where any provisions of the Act have been infringed; clearly there is also no provision expressly authorizing substitution, but surely the spirit of the legislation as a whole is to place on the Indian's freedom only the limits for mally stated, which are regarded as necessary in order to accomplish the aims sought when the legislation was adopted.
5. Finally, it should be noted that the decision of the Minister at issue in the proceedings before the Court is only the one made pursuant to section 46, vacating part of the will. It is indeed an appeal under section 47, which creates a right of appeal against any decisions made by the Minister in the exercise of the jurisdiction or authority conferred on him by sectioj, 42, 43 and 46 over "matters and causes testamentary, with respect to ... Indi- ans"; and it is an appeal as of right which can be based on any grounds, which incidentally in my opinion eliminates any notion that the Minister's decision in such cases is purely administrative and discretionary.
However, the final provision of this document issued by the Minister, entitled "Declaration and Order", against which the appeal was brought, is not a part of the decision regarding the will and cannot be appealed under section 47. It is a provi sion authorizing a Certificate of Possession to be issued to the wife. This authorization does not really seem to be based on any provision of the Act, and certainly does not result from vacating the legacy made to the daughters, as under the will the wife could never claim to more than the right to occupy during her lifetime. In fact, however, the certificate issued on the basis of this authorization seems to be meaningless since it appears that the
wife was already dead at the time, and in any case if there is a Certificate of Possession in effect, it cannot be challenged or invalidated through the proceedings at bar. It is therefore possible and even probable that allowing this appeal will only constitute a first step in seeking to remedy the situation, but it will be up to the appellant to exercise her rights recognized by the Court as she may be authorized to do by the Act.
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The following is the English version of the reasons for judgment rendered by
MACGIJIGAN J.: I agree with the conclusions of my two brother judges, but I would add a few words as to the subjective nature of the Minister's discretion under subsection 46(1) of the Indian Act: "The Minister may declare the will of an Indian to be void in whole or in part if he is satisfied that ..." [Emphasis added.]
The law on this point was settled by the House of Lords in Secretary of State for Education and Science v. Tameside Metropolitan Borough Coun cil, [1977] A.C. 1014, at page 1047 (per Lord Wilberforce):
(2) The section is framed in a "subjective" form—if the Secretary of State "is satisfied." This form of section is quite well known, and at first sight might seem to exclude judicial review. Sections in this form may, no doubt, exclude judicial review on what is or has become a matter of pure judgment. But I do not think that they go further than that. If a judgment requires, before it can be made, the existence of some facts, then, although the evaluation of those facts is for the Secretary of State alone, the court must inquire whether those facts exist, and have been taken into account, whether the judgment has been made upon a proper self-direction as to those facts, whether the judgment has not been made upon other facts which ought not to have been taken into account. If these requirements are not met, then the exercise of judgment, however bona fide it may be, becomes capable of challenge: ...
In the case at bar I am persuaded that, in light of the reasons of my two brother judges, the Minister erred as to the facts (the will) and the law (the principle of substitution). In the circum stances, the courts have a right to intervene.
Even before implementation of section 15 of the Canadian Charter of Rights and Freedoms [being Part I of the Constitution Act, 1982, Schedule B,
Canada Act 1982, 1982, c. 11 (U.K.)] regarding equality, the courts have a duty to be especially vigilant in interpreting the Indian Act to give a strict interpretation to its provisions which deny natives the rights enjoyed by other Canadians. In the case at bar, justice requires intervention by this Court.
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