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A-27-91
May Bros. Farms Ltd. (Appellant)
v.
Her Majesty the Queen (Respondent)
INDEXED AS.' MAT BROS.. FARMS LTD. V. CANADA (TD.)
Court of Appeal, Pratte, Hugessen and Décary M.A. —Vancouver, February 18; Ottawa, April 24, 1992.
Real property — Income tax case — Appellant, cranberry farming business, entering into agreements with lessee of land for right to farm land while lessee remaining in legal posses sion and requiring lessee to execute option to purchase — Sub sequently purchasing land in fee simple — Arguing lesser interest under agreements merging with greater — Common law doctrine of merger abolished in B.C. by statute — Merger existing only when required by equity — Equity requiring determination of intention of parties — Examination of lease, agreements, transfer of fee simple indicating intention lease, agreements to survive transfer — Equity also considering interest of appellant — Entry on and use of land requiring sur vival of agreement to farm land.
Income tax — Income calculation — Capital cost allowance — Taxpayer entering into agreements with lessee of land for right to farm land while lessee remaining in legal possession and requiring lessee to execute option to purchase interest in lease — Rights under first agreement within Class 14, Sched ule II, Income Tax Act — Subsequently acquiring land in fee simple — Taxpayer arguing lesser interest under agreements merging with greater interest and thereafter not owning any Class 14 property — Common law doctrine of merger abol ished in B.C. by statute.
In June, 1980 the taxpayer entered into two agreements with the lessee of certain lands that it wanted to farm: (I) a Farming Rights Agreement under which it had the right to farm the land while the lessee remained in legal possession; and (2) an Option Rights Agreement requiring the lessee to execute an option to purchase its interest in the lease. The Farming Rights Agreement was to endure until the expiration of the lease on December 31, 1983. It was common ground that the Farming Rights Agreement created an interest in the land (profit àpren- dre) in the appellant. Later that year the appellant acquired the land in fee simple. The transfer was expressly subject to the lease and option to purchase the lease.
The rights under the Farming Rights Agreement fell within Class 14, Schedule II of the Income Tax Act. The appellant argued that its rights under the Farming Rights Agreement merged with the fee simple and thereafter it did not own any Class 14 property. Accordingly, it deducted the consideration paid for the Farming Rights Agreement in 1980 and 1981. The respondent's position was that there had not been any merger and the price paid should be allocated over the life of the Farming Rights Agreement.
Held, the appeal should be dismissed.
The common law doctrine of merger (when a greater and lesser estate are combined in one person, the latter is merged in the former by sole operation of law and without regard to the intention of the parties) was abolished in British Columbia by the Law and Equity Act, section 13. Merger now takes place only when it is required by equity. Merger in equity is depen dent upon intention, which must be determined from the lan guage of the deeds when there is no direct evidence thereof. The taxpayer's rights in the land under the Farming Rights Agreement and the option were dependent on and subject to the lease. The transfer was expressly subject to both the lease, under which taxpayer held a licence, and the option, both of which rights accordingly survived the transfer of the fee simple and there was a clear intention that they not be merged. The Farming Rights Agreement, which was subordinate to the option and dependent on the lease, must also have been intended to survive.
Even absent any indication of the parties' intention, the Farming Rights Agreement would have survived the transfer because equity looks to the interest of the person affected. So long as the lease survived, taxpayer's only right to entry on the land arose under the Farming Rights Agreement. Since entry on and use of the land was what the appellant had wanted and paid for, it was to its advantage that its interest in the land under the Farming Rights Agreement continue.
STATUTES AND REGULATIONS JUDICIALLY CONSIDERED
Law and Equity Act, R.S.B.C. 1979, c. 224, s. 13.
Law of Property Act, 1925 (U.K.), 15 & 16 Geo. 5, c. 20.
CASES JUDICIALLY CONSIDERED
REFERRED TO:
Flanagan v. Bobineau, 125 N.E.2d 231 (S.C. Mass. 1955).
AUTHORS CITED
Megarry's Manual of The Law of Real Property, 6th ed. by David J. Hayton, London: Stevens & Sons Ltd., 1982.
APPEAL from trial judgment ([1991], 1 F.C. 681; [1991] 1 C.T.C. 151; (1990), 91 DTC 5070; .15 R.P.R. (2d) 258 (T.D.)). Appeal dismissed.
COUNSEL:
Gordon S. Funt and G. Lisa Heddema for appel
lant.
Max J. Weder for respondent.
SOLICITORS:
Fraser & Beatty, Vancouver, for appellant. Deputy Attorney General of Canada for respon dent.
The following are the reasons for judgment ren dered in English by
HUGESSEN J.A.: This case was pleaded both here and in first instance [[1991] 1 F.C. 681] as though its resolution turned upon an arcane aspect of the law of real property, namely the ancient common law doc trine of merger. In my view, as matters turn out, the case in fact depends upon the construction of some relatively straightforward late twentieth century doc uments.
The appellant (plaintiff in the Trial Division) is in the business of cranberry farming. It became inter ested in acquiring some land in Richmond, B.C. which was presumably suitable for its operations. The land was owned by a company called Wingly Enterprises Ltd. which had leased it with greater extent to a company called Bell Farms Ltd. The term of that lease expired December 31, 1983. The plain tiff approached Bell with a view to obtaining a sub lease of the land. Bell was willing but Wingly, the head lessor, withheld the necessary consent under the head lease. In June 1980, the plaintiff and Bell con trived a method of allowing the plaintiff to farm the land which would not require Wingly's consent. They entered into two agreements, both dated June 27, 1980.
The first of these agreements, sometimes in the materials called the "Farming Rights Agreement" and sometimes the "Management Agreement", provided that the plaintiff was to have the right to farm the land and for that purpose to enter thereon with machinery and equipment and to do all that was nec essary for a complete cranberry farming operation. The agreement specified that Bell was to remain in legal possession of the land but was not to interfere with the plaintiff. The agreement also specified that Bell was to have the right to certain "prunings" which would result from the plaintiff's operations. The price for the agreement was one million dollars paid by the plaintiff to Bell, and the agreement was to endure for the balance of the term of the lease from Wingly to Bell, i.e. to December 31, 1983.
The second agreement, called the Option Rights Agreement, provided for Bell to execute and deliver to the plaintiff an option to purchase Bell's interest in the lease from Wingly to Bell. The remaining terms of this agreement have little bearing on the present litigation, although it is interesting to note that clause 7.00 provides that Bell's rights in the "prunings" shall expire December 31, 1982 (i.e. one year prior to the termination of the lease and of the Management Agreement) and clause 9.00 provides that, in the event of inconsistency between the Management Agreement and the Option Rights Agreement, the lat ter shall prevail.
It is common ground between the parties that the Management Agreement created an interest in land in the plaintiff (a "profit à prendre"). As for the Option Rights Agreement, it was given effect to by the exe cution of an option from Bell to the plaintiff. The operative part of that option reads as follows:
By a lease dated the 13th day of December, 1977, registered in the New Westminster Land Title Office on the 21st day of Feb- ruary, 1979 under number RD87899, a copy of which is annexed hereto, and marked Schedule "A" ("the Lease") Wingly Enterprises Ltd. leased the Lands to Bell on the terms and conditions set out therein.
EACH PARTY, in consideration of the execution of this Agreement by the other party, hereby COVENANTS AND AGREES with the other, as follows:
2.00 OPTION
Bell shall upon payment of the sum of $1.00 by May Bros., within 60 days of the consent by Wingly Enterprises Ltd., thereto assign to May Bros. all of its right, title and interest in and to the Lease. (Appeal Book, Appendix I, p. 34.)
The option was registered in the New Westminster Land Title Office under number RDI 20430A.
As indicated, these agreements between plaintiff and Bell were entered into in June 1980. Although there is no evidence on the point, it seems that plain tiff continued to attempt to deal with Wingly, the owners of the land, and that those attempts bore fruit. At any event, on October 14, 1980, Wingly executed a deed by which it transferred to plaintiff the fee sim ple in the land. Such transfer was specifically stated to be "Subject to Lease and Option to Purchase Lease under New Westminster Land Title Office Nos. RD87899 and RD120430A respectively" (Appeal Book, Appendix I, page 45). Those references are to the registrations respectively of the lease from Wingly to Bell and of the option from Bell to plain tiff.
How does all of the foregoing give rise to income tax litigation and the invocation of the common law doctrine of merger? The Trial Judge puts the matter with her customary clarity and concision [at pages 683-685]:
The plaintiff and the defendant agree that the plaintiff's rights under the Farming Rights Agreement fall within Class 14 of Schedule II of the Income Tax Regulations [C.R.C., c. 945]. Class 14 property, at the relevant time, was described as:
CLASS 14
Property that is a patent, franchise, concession or licence for a limited period in respect of property, except
(a) franchise, concession or licence in respect of minerals, petroleum, natural gas, other related hydrocarbons or tim ber and property relating thereto (except a franchise for distributing gas to consumers or a licence to export gas from Canada or from a province) or in respect of a right to explore for, drill for, take or remove minerals, petro leum, natural gas, other related hydrocarbons or timber;
(b) a leasehold interest; or
(c) a property included in Class 23.
The plaintiff argues that upon acquiring the fee simple from Wingly its rights under the Farming Rights Agreement were merged with the fee simple and, therefore, after that date the plaintiff no longer owned any Class 14 property. It is argued that, as a result, subsection 20(16) [as am. by S.C. 1977-78, c. 1, s. 14; 1980-81-82-83, c. 48, s. 10] of the Income Tax Act [1TA] [S.C. 1970-71-72, c. 63] triggers a terminal loss for the plaintiff's 1981 taxation year. At the relevant time, subsection 20(16) read:
20....
(16) Notwithstanding paragraphs 18(1)(a), (b) and (h), where at the end of a taxation year,
(a) the aggregate of all amounts determined under subpar- agraphs 13(21)(fl(i) to (ii.1) in respect of depreciable property of a particular prescribed class of a taxpayer exceeds the aggregate of all amounts determined under subparagraphs 13(21)(fl(iii) to (viii) in respect of depre- ciable property of that class of the taxpayer, and
(b) the taxpayer no longer owns any property of that class in computing that taxpayer's income for the year
(c) there shall be deducted the amount of the excess deter mined under paragraph (a), and
(d) no amount shall be deducted for the year under para graph 1(a) in respect of property of that class,
and the amount of the excess determined under paragraph (a) shall be deemed to have been deducted under paragraph (1)(a) in computing the taxpayer's income for the year from a business or property. [Underlining by Reed J.]
The plaintiff claims that the $1,000,000 paid for the Farm ing Rights Agreement should be allocated so that, for the pur poses of its 1980 and 1981 taxation year [sic], deductions of $3,117.70 and $996,882.30 respectively are allowed.
The defendant's position is that no merger occurred and that the $1,000,000 which was paid for the Farming Rights Agree ment should be allocated over the life of that agreement, pursu ant to paragraph 20(1)(a), Regulation 1100, and Class 14 of Schedule II of the Income Tax Regulations. The defendant's allocation of the $1,000,000 is as follows:
1980 $ 2,341
1981 284,711
1982 284,711
1983 284,711
1984 143,526
$1,000,000
There is no dispute concerning the respective calculations. The only dispute is whether the purchase of the fee simple, in October of 1980, resulted in a merger.
Both in the Trial Division and in argument before us, the matter proceeded as though it turned upon the application of the doctrine of merger; reliance was placed on ancient authority to support the view that when a greater and a lesser estate are combined in one person the latter is merged in the former by sole operation of law and without regard to the intention of the parties.
Since none of the panel hearing the appeal had a working familiarity with the law of real property as it applies in British Columbia, we reserved the matter on the basis on which it had been pleaded. Shortly thereafter, however, we became aware of the terms of section 13 of the Law and Equity Actl of British Columbia. That section reads:
13. There shall not be any merger by operation of law only of any estate the beneficial interest in which would not be deemed to be merged or extinguished in equity.
Accordingly, we required further written represen tations from the parties as to the relevance of section 13 and its impact upon the decision we have to render. Those representations have now been received.
Clearly, the effect of section 13 is to abolish the common law doctrine of merger in British Columbia. Merger is only to take place when equity requires it. Merger in equity does not take place by sole opera tion of law. Indeed, there is even authority that merger is "odious" to equity. 2
In equity, merger is dependent upon intention. The rule is well and concisely stated by Megarry: 3
2. Merger. At common law, if a rentcharge became vested in the same person as the land upon which it was charged, the rentcharge became extinguished by merger, even if this was not the intention. For this to occur, both the rent and the land must have been vested in the same person at the same time and in the same right. This automatic rule of the common law no
R.S.B.C. 1979, e. 224.
2 Flanagan v. Babineau, 125 N.E.2d 231 (S.C. Mass. 1955).
3 Megarry's Manual of the Law of Real Property, 6th ed. by David J. Hayton (London: Stevens & Sons Ltd., 1982), at pp. 394-395.
longer applies for, by the Law of Property Act 1925, 4 there is to be no merger at law except in cases where there would have been a merger in equity, and the equitable rule is that merger depends upon the intention of the parties. Even if an intention that there should be no merger cannot be shown, there will be a presumption against merger if it is to the interest of the person concerned to prevent it. [Footnotes omitted.]
The burden of proving that merger took place here lay on plaintiff. There was no direct evidence of intention (assuming that such evidence would be use ful), so we are driven back to determining the parties' intention from the language used in the deeds. That language, in my view, indicates that in October 1980, at the time of the acquisition by plaintiff of the fee simple, the intention was that both the lease, and the Management Agreement which depended upon it, should survive the transfer. I can give no other inter pretation to the provision quoted above from the deed of transfer itself. Such transfer is made subject not only to the lease but also to the option by which the transferee of the fee simple was entitled to acquire the lessee's interest in the lease.
The effect of this, as I see it, is that plaintiff had acquired rights in the land from Bell under both the Management Agreement and the option; those rights were dependent on and subject to the lease from Wingly to Bell. Plaintiff then acquired the fee simple from Wingly, expressly subject to both the lease, under which it held a licence, and the option, which was in its favour. Accordingly, both of these rights survived the acquisition of the fee simple and there was a clear intention that they not be merged. There is no evidence that plaintiff ever exercised its option (which might have given rise to merger), but since both the lease and the option survived the transfer, it seems to me that the Management Agreement, which was subordinate to the option and dependent on the lease, must likewise have been intended to survive it.
Even absent any indication of the parties' inten tion, it would be my view that no extinguishment of
4 The text of section 13 of the Law and Equity Act (supra) is identical to that of the English Law of Property Act [1925 (U.K.), 15 & 16 Geo. 5, c. 20] referred to by Megarry in the quoted text.
the plaintiff's interest in the land under the Manage ment Agreement took place upon the acquisition of the fee simple. Where there is no evidence of inten tion, equity looks to the interest of the person con cerned, in this case the plaintiff. For so long as the lease, whose existence was expressly preserved by the deed of transfer, continued to be held by Bell, plaintiff's only right to immediate entry on the land arose under the Management Agreement. As owner of the fee simple, plaintiff had no right to enter the land as against Bell the lessee who was in possession. Since entry on and use of the land was what plaintiff wanted, and had paid $1,000,000 to obtain under the Management Agreement, it was manifestly to plain tiff's advantage that the interest in land created in its favour by the latter should continue in full force and effect for the balance of its term. That plaintiff should now assert, long after the lease has run its course, that it is in its interest that the Management Agreement should be extinguished by merger is, of course, noth ing to the point.
I would dismiss the appeal. Since I consider that counsel for both parties have failed in their duty to the Court (and indeed have led the Judge of the Trial Division into deciding this case on a wrong basis, albeit with the right result), I would award no costs on the appeal.
PRArrE J.A.: I agree. DÉCARY J.A.: I agree.
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